XpertAML Brochure

.comXpert AML is an integrated, modular, IDetector CDDscalable, and highly flexible risk Managermanagement and anti-money laundering COBsolution, suitable for organizations Manager Watchlistsof all sizes. Xpert AML automates all Managerprocesses - from beginning to end - thatare needed for the prevention and control FATCAof money laundering activities and Managerterrorist financing while duly complyingwith local and international regulatory Riskrequirements. ManagerXpert AML can be implemented at your AMLfinancial institution facilities using Analyticsa software license model or can becostly-effectively deployed across your AML Linkscompany through our cloud-based Reporting Analysissoftware as a service (SaaS), hosted onour secured and SSAE16 certified data Case AMLcenter. Manager Monitoring Alert Manager Front-End Modules Back-End Modules Reporting and Analytics ModulesCustomer Onboarding ManagerXpert AML is a true end-to-end compliance system. It manages all aspects of the anti-money laundering cycle beginningwith customer onboarding (COB). It allows you to capture the customer account opening information comprehensively,as well as a dynamic initial risk rating questionnaire, straightaway making your institution regulation compliant.IDetectorConduct ID & address verifications that are convenient for customers, take care of data privacy issues and fully complywith regulatory requirements.Customer Due Diligence ManagerEnables you to conduct the crucial steps of the Know Your Customer program (KYC), Customer Identification Program(CIP), Customer Due Diligence (CDD), dynamic Customer Acceptance workflows, and Enhanced Due Diligence (EDD),fully integrated with a CRM sub-module to properly register comments, attachments, customer contacts, and take careof document management within one application, streamlining and automating the entire process.Sanction / Watchlists ManagerMonitors and analyzes each customer, in real time or batch, against local and international negative lists such as OFACand PEP, thereby detecting high-risk clients and preventing the financial institution from doing business with them.Foreign Account Tax Compliance Act - FATCA ManagerEnables financial institutions to easily manage and comply with FATCA requirements that include simplification ofinvestigation tasks to potentially reduce operational spend and a sophisticated network analytics capability thatunderstands complex ownership structures.

Insurance Corp 2. CIF8912 Cash Cash Wire Transfer CIF7791 CIF9401 Consulting Firm 1 Check Wire transfer CIF2501Link Analysis CIF7801 Remittance 2 Omar Wire TransferPowerful link analysis and network Wire CIF0912 Remittance CIF5588 Wire Transfervisualization capabilities assist inidentifying complex fraud and money CIF1001 Wire CIF4502 Consulting Firm 2 Freightlaundering patterns and relationships Forwarderbetween seemingly unrelated customers, Cash Juanentities and accounts. CIF3601 CIF7823Visualize the flow of funds betweenremitters and beneficiaries to provide Wire transfera more complete view of account andrelationships activities. PatriciaAML Monitoring Export Corp. 2 Wire Transfer CIF5301 CIF2063 Gustavo Warehouse 2 CIF8401 CIF3271 William Export Corp. 3 CIF8945Cash Wire Transfer INSURANCE CORP. 1 CIF7834 CIF2301 CIF6301CIF8723 CIF0911 CIF7400 Beneficiary CIF2311 CIF6745 Export Corp. 4 CIF2011 Remittance 1 Financial Advisor CIF9514 CIF7201 Ana C Gonzalez TV Production Inc. CIF2321 CIF6301 Marrón 8 CIF2901 CIF7821 C LTDA valS.A. Consulting Firm 3 Garcia CIF0912 ACR Cred CIF6733 Remittance Warehouse 1 German CIF4877 Bank Ganc CIF8301 Ca Consulting Firm 4 Market LLC Brut CIF7301 Construction Lending Inte Financial Institution Brod main customerContains multiple risk-based detection models specialized by industry and products, along with comprehensive analyticcapabilities based on rules and scenarios with multiple filters, and geographical risk factors, easily configured by theend-user. This risk-based approach allows you to identify suspicious behavior and possible money laundering activitieswhile analyzing the financial behavior of customers, counterparties, external parties, and account trends through everytransaction across the enterprise.Alert ManagerStreamline the monitoring processes and enhance the alert management and ad-hoc investigation, with role-baseddashboards, alert prioritization, and automated workflows with flexible criteria to increase investigation efficiency.Ensure analysts focus on the highest risk activities, reducing workloads, avoiding false positives and the ability tocreate manual alerts.Case ManagerXpert AML also includes case investigation management capabilities that provide institutions with a complete, holisticand contextual investigation platform that is standards-based and seamlessly integrated with downstream workflowsto simplify the process of generating and filing regulatory reports.Risk ManagerA user-defined AML risk scoring and classification module that automates from beginning to end the scoring processof clients, starting with the initial risk rating for on-boarding customers, then a continuous monitoring of customer’sdemographic changes and financial behavior, ending with a final overall customer risk assessment.AML ReportingRegulatory Reporting tool encompasses the aforesaid requirements of creating, populating, and validating regulatoryreports that can be electronically uploaded to the regulators.AML AnalyticsBusiness Intelligence and analytical reporting providing 360 degree views for better compliance managementperformance.General FeaturesXpert AML has been designed and built using state-of-the-art cross platform architecture. Its highly configurablefunctionalities support multi-currency, multi-language, multi-subsidiary, and multi-customer segmentation toaccommodate your needs.