JOB DESCRIPTIONS 2019

(610) 898-6927 [email protected] 2395 Lancaster Pike, Reading, PA 19607 goodlifeco.com ERISA Compliance Analyst Job Description Good Life Companies is seeking a highly skilled ERISA Compliance Analyst to support our compliance team by providing oversight and support for our retirement plan business, including pension and 401(k) consulting and investment management services both 3(38) discretionary and 3(21) non-discretionary. ESSENTIAL DUTIES AND RESPONSIBILITIES • Strong understanding of ERISA & SEC Regulations • Ensure that the compliance program is responsive to the business needs and regulatory developments but also proactively identify trends or potential issues and adapts the program accordingly • Work directly with the Chief Compliance Officer and Legal Counsel to enhance and expand a system of compliance controls specific to retirement plan business. • Support business partners and internal resources on the design and implementation of technology solutions to achieve compliance with ERISA fiduciary rules and securities law requirements of the 40 Act • Provide guidance regarding the launch of new services • Identify current and future risks and design mitigation controls • Develop and maintain industry expertise and keep current with industry developments • Development and maintenance of the compliance program related to its investment advisory operations • Must have a deep understanding of the financial services business and possess the ability to communicate effectively, develop and foster a collaborative relationship with the organization, oversee complex projects, perform risk-based prioritization of task • Work with vendors to automate process of data collection and analysis • A solid understanding of the asset management business as it pertains to retirement plans (both defined benefit and defined contribution) • Experience building compliance programs, including developing policies and procedures, training and surveillance • This position will have direct interaction with senior management, advisors and regulators. The position will not have nor does it provide services directly to plan administrators or participants. MINIMUM REQUIREMENTS • Bachelor’s degree in business or related field or equivalent work experience Good Life Companies is a stand-alone entity providing real estate, infrastructure, technology, training, marketing and support to independent professionals throughout the United States.

(610) 898-6927 [email protected] 2395 Lancaster Pike, Reading, PA 19607 goodlifeco.com • FINRA Series 7 – General Securities Representatives and 24 – General Securities Principal • 3-5 years of employee benefits experience, with an emphasis on providing interpretive advice under ERISA and the Internal Revenue Code; familiarity with the • Investment Advisers Act of 1940 a plus • Familiar with Microsoft Office and ability to adopt new technology • Ability to analyze data integrity • Strong written and verbal communication skills • Excellent analytical and problem resolution skills • Detail oriented • Ability to work independently as required, but also work within and contribute to maintaining a highly-cohesive team environment • Familiar with compliance technology platforms and vendors • Maintain and develop policies and procedures, internal controls, and supervisory procedures, continually assessing whether the company’s policies and procedures are adequate and commensurate with the changing nature of regulation and the company’s business model • Manage business risks through the development, planning and execution of the compliance program, having direct interaction with the executive team and financial professionals • 3-5 years of employee benefits experience, with an emphasis on providing interpretive advice under ERISA and the Internal Revenue Code; familiarity with the Investment Advisers Act of 1940 a plus • Professional designation or progress toward designation preferred • Understanding of retirement plan types and operations; as well as knowledge of ERISA guidelines and regulations required • Research and provide updates on ERISA and regulatory guidance that may impact our plan sponsors and our internal processes and procedures • Prepare technical communications for internal and external use • Draft forms and documents applicable to retirement plan or IRA processing • Interact with business partners, sales consultants, team colleagues and other personnel as needed to answer ERISA or regulatory compliance consulting questions and complete assigned projects by deadlines Good Life Companies is a stand-alone entity providing real estate, infrastructure, technology, training, marketing and support to independent professionals throughout the United States.

(610) 898-6927 [email protected] 2395 Lancaster Pike, Reading, PA 19607 goodlifeco.com Executive Administrative Assistant Job Description Good Life is seeking a highly motivated, experienced, self-starting Executive Administrative Assistant to join our team. This person will work closely with the Good Life team in all aspects of daily office operations, including but not limited to: filing, data entry, preparing reports, assisting multiple departments with a variety of assignments. RESPONSIBILITIES • Supports management and executive staff administratively • Be able to take initiative on projects and work well with minimal direction • Ability to approach problem-solving with resourcefulness and creativity • Must be a \"people person\" with excellent written and verbal communication skills • Likes things clean and organized and pays attention to detail • Ability to multi-task, operate efficiently, learn, and adapt quickly with a focus on follow-through • Create, update and manage spreadsheets in Excel • Maintain electronic as well as a hard copy filing system Requirements: • Must be highly proficient in the Microsoft Office Suite – Excel, Word, and Outlook • At least 2+ years of administrative/office support experience Good Life Companies is a stand-alone entity providing real estate, infrastructure, technology, training, marketing and support to independent professionals throughout the United States.

(610) 898-6927 [email protected] 2395 Lancaster Pike, Reading, PA 19607 goodlifeco.com Financial Advisor Assistant Job Description $30k-35k depending on experience ESSENTIAL DUTIES AND RESPONSIBILITIES • Assisting in planning events and seminars • Scheduling systematic contact activities • Overseeing appointment setting and schedules • Making follow-up phone calls to set or confirm meetings • Updating prospect and client data records • Executing direct mail programs • Processing deposits and transactions • New account and account maintenance paperwork • Responding to client requests (order checks, request distributions from accounts, duplicate statements, online access, beneficiary changes, address changes, etc.) • Submitting new business, changes, deposits, etc. • Reviewing, tracking and monitoring all pending business and service requests to ensure follow up and completion. • Serves as client concierge to ensure exceptional client relations • Handles sensitive, confidential, proprietary information with discretion • Communicates with our broker/dealer, various fund companies and insurance companies with professionalism MINIMUM REQUIREMENTS • Team player • Proactive • Exceptional client and customer service abilities • Excellent verbal and written communication skills • A focus on detail and accuracy • The aptitude to learn and understand the financial services industry • Highly organized, excellent time management skills • Professional demeanor, integrity, positive attitude • Able to work in a fast-paced environment with multiple interruptions • Excellent ability to prioritize, decision making, and problem-solving • Able to handle multiple competing priorities simultaneously Good Life Companies is a stand-alone entity providing real estate, infrastructure, technology, training, marketing and support to independent professionals throughout the United States.

(610) 898-6927 [email protected] 2395 Lancaster Pike, Reading, PA 19607 goodlifeco.com Marketing Coordinator/Graphic Designer Job Description Good Life Companies is an innovative and rapidly expanding financial services company looking for a talented, driven and creative individual to join the Marketing team. This position requires extreme attention to detail and grammar mastery. As the Good Life Marketing Coordinator, you will be designing logos, deliverables, social media posts. Experience with content writing desired but not required. Applicants must be self-motivated, efficient, and able to interact with multiple departments and personalities within the company. ESSENTIAL DUTIES AND RESPONSIBILITIES • Digital content writing and SEO experience desired • Social media marketing • Exceptional communication and organizational skills • Ability to manage multiple projects in a fast-paced, deadline-driven environment • Ability to articulate and communicate brand voice and messaging • Internal communications experience • Knowledge and experience of working with and building WordPress websites • Google Analytics strongly preferred • Develop, optimize and post original content, including collateral, website, blogs, ads, social, • email and a variety of value-add content pieces • Proof/edit grammar, spelling, typos, content/context, formatting and usage/consistency • Work with digital marketing to optimize content based on analytics, and make • recommendations to improve performance • Help develop, communicate and execute on content plans and social campaigns • Juggle multiple projects and work efficiently MINIMUM REQUIREMENTS • 2+ years utilizing Adobe Creative Suite (Illustrator, Photoshop, etc.) • 2+ years Wordpress experience As the Marketing Coordinator at Good Life you will enjoy a collaborative work environment, with numerous perks, where everyone works together to be successful. Good Life Companies is a stand-alone entity providing real estate, infrastructure, technology, training, marketing and support to independent professionals throughout the United States.