Advisor Referral Program Flyer

THE VALUE OF YOUR NETWORK Advisor Referral Rewards Program Your connections can be worth more than you think. Leverage the value of your network to help continually build the LPL community of advisors and receive a reward. Submit a qualified advisor referral as part of the Advisor Referral Rewards Program and you could get up to $40,000* if your referral affiliates with LPL this year and meets the eligibility requirements. Submit a referral and get more information at joinlpl.com/referral. Eligibility Requirements The Referring Advisor The Referred Advisor Must §§May be any LPL Financial advisor §§Possess either a Series 6 or 7 registration §§Must be involved and impactful in the §§Have a validated minimum of either $100,000 recruiting process in trailing 12-month production or $10 million §§Cannot have any additional economic interest in in transferable assets under management (AUM) the referral affiliating with LPL §§Not already be engaged with LPL Business Development Rewards §§The amount of the referral reward will be calculated as 4% of the advisor’s verified trailing 12-month revenue (TTM). The amount shall not exceed $40,000 §§Payment of reward will be processed 90 days from the referred advisor’s registration date with LPL, and the referring advisor must be registered with LPL at the time of payment Go to joinlpl.com/referral to learn more. * L PL Financial will provide final approval of eligible analysis of Insert Your prior firm proof of production supplied at time of registration by Logo Here referred advisor. Payment is at LPL’s discretion based on profitability analysis. This offer only applies to qualified advisor referrals received between April 1, 2019 and September 30, 2019 that result in the qualified advisor affiliating with LPL Financial by December 31, 2019. LPL may revoke this special promotion at any time and without prior notice. Member FINRA/SIPC For internal use only. Not for distribution to the public. BD-91754-0319