ENGAGING STUDENTS IN FEEDBACK                                         Rachel Goh    Overview       1. How is teachers’ feedback conceptualized?     2. How does feedback enhance learning?     3. What constitutes student feedback literacy?     4. How do student feedback literacy enabling practices look like in          the classroom?    Introduction:    How would I want my students to find ways to remember and act on my  feedback? Have I done anything in particular to help them remember  and act on my feedback? What should be achieved with or from  feedback? These questions and others are what teachers grapple with  when thinking about what assessment and feedback should do for  student learning.    Feedback can achieve several things: learning at a higher or different  level, or at the same level and to a better progressive outcome. The  purpose of feedback in addressing learning gaps and improving teaching  practices is clearly articulated in the Singapore Curriculum Philosophy.  Providing feedback to students to improve their learning is thus viewed  as an important aspect of the assessment competency of teachers in the  Singapore classroom.    A principal once commented to a teacher, “Math always tick tick cross  cross, but what do the ticks and crosses mean to the students?” The  principal’s comment got the teacher thinking about whether her  students could understand the ticks and crosses as she had intended, and  be able to act on the feedback on their own.                                                                   1
As educators, our understanding of feedback is particularly important if  we believe assessment to be integral to the teaching and learning  process, and is ultimately aimed at helping students become self-  directed learners (Singapore Curriculum Philosophy, 2018). Students  becoming self-directed learners who question, reflect, persevere and  take responsibility for their own learning is one of the four Desired  Outcomes of Education (DOE) of the Singapore education system  (Desired Outcomes of Education, 2018).    Amongst other processes, feedback lies at the heart of formative  assessment in interpreting information from assessment, and adapting  instructional practices accordingly, to address student learning gaps and  improve teaching practices. So how can teachers provide feedback to  students effectively and efficiently? How do we know that feedback has  been effective? What differentiates effective feedback from ineffective  feedback? The answers to these questions may be found in  understanding the role of student engagement with feedback in making  assessment feedback effective. The focus of effective feedback practice  is, therefore, not only on what teachers do, but also on students’  understanding and their uptake of feedback information to improve  their learning. Developing student feedback literacy is the sine qua non  of helping students in their learning. This chapter aims to provide readers  with a deeper understanding of the following aspects in engaging  students in feedback:       • Conceptualizations of teachers’ feedback     • Feedback that enhances learning     • Student feedback literacy     • Student feedback literacy enabling practices in the classroom                                                                   2
Theory/Principles  1. Conceptualizations of teachers’ feedback    Learning theories are helpful in unpacking the differences in conceptions  of feedback. The following section presents different ways teachers’  feedback has been defined and understood from the lens of two learning  theories, cognitivism and social constructivism. An argument is made for  a wider conception of feedback that supports our view of learning which  “takes place individually and collaboratively” and our belief in the role of  the students in taking ownership of their learning and (Singapore  Curriculum Philosophy, 2018).    1.1 Feedback as information product    The idea of involving students in the process of feedback can be traced  back to Sadler’s (1989) proposition of the three essential conditions for  students to benefit from feedback. He proposed that students need to  “(a) possess a concept of the standard (or goal, or reference level) being  aimed for, (b) compare the actual (or current) level of performance with  the standard, and (c) engage in appropriate action which leads to some  closure of the gap” (p. 121).    The notion of having students compare how their actual performance  relates to good performance was influenced by Ramaprasad’s (1983)  definition of feedback in organizational systems as “information about  the gap between the actual level and the reference level of a system  parameter which is used to alter the gap in some way” (p. 4). This  conceptualization of feedback from a cognitivist point of view perceives  feedback as a product (Chong, 2018), specifically as information to be  conveyed to students, for example, on the errors to be corrected, or the  accuracy of student understanding (Gipps & Simpson, 2014). This is  aligned to how learning, from a cognitivist standpoint, is understood to                                                                   3
be about the acquisition of knowledge, developing internal mental  structures, and individual sense-making.    Years later, Hattie and Timperley (2007) in a widely-cited review of  feedback literature, expanded on the conception of feedback as product  by including the role of agents in their definition of feedback, describing  feedback as: “information provided by an agent (e.g., teacher, peer,  book, parent, self, experience) regarding aspects of one’s performance  or understanding” (p. 81). Thurlings, Vermeulen, Bastiaens, and Stijnen  (2013) proposed that the characteristics of the process of feedback is  related to the specific learning theory from which student learning is  facilitated. The authors depict the feedback processes related to  cognitivism in a linear manner, as shown in Figure 1. They indicate that  the feedback process underpinned by this learning theory begins with  the teacher giving feedback, which is then processed by the students,  and finalizes in particular learning outcomes.    Feedback  Students  Learning                      outcomes    Figure 1. The feedback model for cognitivism. Adapted from Thurlings  et al. (2013).    1.2 Feedback as an interactive process  From a social constructivist standpoint, feedback is viewed not as a  product, but as an interactive process (Chong, 2018). Feedback is  conceptualized as dialogue between teachers and students, and with  peers, rather than as a commodity to be imposed in a unilateral manner                                                                   4
on students (Beaumont, O’Doherty, & Shannon 2011; Carless, 2016; Tan,  2014). This is aligned to how learning, from a social constructivist  standpoint, is understood to be about creating meaning from  experience, and is negotiated through interaction with others.    Thurlings et al. (2013) depict the feedback processes related to social  constructivism in a cyclical manner, as shown in Figure 2. The authors  indicate that the starting point of learning underpinned by social  constructivism is prior knowledge, and the feedback process begins with  the students at the beginning stage. Multiple sources of feedback, peers  and teacher, give feedback, and as learning is continuous, students  progress to another stage, which serves as a beginning stage of the next  learning cycle.    Students    Multiple   Feedback   Students   Learning      at     sources of            at another  outcomes             feedback  beginning                         stage of    stage       (e.g.,              learning               peers,              teacher)    Figure 2. The feedback model for social constructivism. Adapted from  Thurlings et al. (2013).    Engaging students in assessment feedback dialogue is said to help them  make sense of feedback information, and clarify their understanding of  assessment criteria (Tan, 2015). A good understanding of intended  learning outcomes and standards allows students to monitor their own                                                                   5
progress, and helps them focus on achieving learning outcomes, instead  of merely pursuing marks as proxy for success.    1.3 Feedback as an internal dialogue    Other than just being viewed as an interactive process involving teacher  and peers, Carless (2016) proposed that dialogic feedback can also  operate as an “inner dialogue or self-monitoring in which students are  engaged when they are tackling a task” (p. 4). The conceptualization of  feedback as an internal dialogue extends the notion of feedback as an  interactive process as described in Section 1.2. Chong (2018) proposed  that when feedback is perceived as such an internal process, the  underlying premise is that “students are not regarded as passive  recipients but active agents [emphasis added] who make use of feedback  to connect their present performance and future expected  performance” (p. 191). The view of students’ responsibility in sense-  making of feedback on their own is aligned to cognitivism which regards  learning to be about students’ individual sense making through  structuring new knowledge to tap their own prior knowledge so that it is  assimilated or accommodated within their internal cognitive structures.    1.4 An expanded conceptualization of teachers’ feedback    Most recently, Carless and Boud (2018) offer a more expanded definition  of feedback that supports their theory of student feedback literacy. They  defined feedback as “a process [emphasis added] through which learners  make sense [emphasis added] of information [emphasis added] from  various sources and use it to enhance their work or learning strategies  [emphasis added]” (p. 1315). Their definition of feedback appears to  encompass all three conceptualizations of feedback: as an interactive                                                                   6
process, an internal dialogue, and feedback as formative information,  rather than a binary contrast of either process or product. Their  definition of learning also includes an important distinction that  feedback information influences students with regard to, not only to  their current work performance, but also to their future learning. Their  ideas provide a great expansion to a theoretical framing of feedback that  could support our efforts in developing students in taking ownership of  their learning (Singapore Curriculum Philosophy, 2016), while  acknowledging our roles as teachers in modelling good feedback  practices.    This section on the conceptualizations of teachers’ feedback  demonstrates how the theory of learning shapes the characteristics of  the feedback processes, and consequently the enactment of teachers’  feedback practice. The tripartite definition of feedback as an interactive  process, an internal dialogue, and formative information (Carless &  Boud, 2018) can help us frame our understanding of how feedback  enhances learning in the classroom, as elaborated in the next section.    2. Feedback that enhances learning    In this section, Hattie and Timperley’s (2007) model of feedback is  unpacked to draw insights on how feedback could enhance learning at  different levels. The three questions that effective feedback answers are  presented, before explaining the notions of feed up, feed back, and feed  forward. Then, the four levels at which feedback comments can be  directed are discussed and illustrated with examples. Finally, three  misconceptions that some teachers may have in interpreting the levels  of feedback are addressed.                                                                   7
2.1 Effective feedback answers three questions    Hattie & Timperley (2007) states that feedback works by reducing the  discrepancy between students’ current understanding and desired  understanding. In explaining the theoretical background of their model,  they echoed Sadler’s (1989) three conditions of effective feedback stated  earlier. The authors indicated that effective feedback must answer the  following three major questions asked by a teacher and/or by students.  Table 1 lists the three questions from the students’ and teachers’  perspectives.    Table 1    Three questions addressed by effective feedback.    Asked by    Asked by teacher  students  Where am I  What are the goals?  going?  How am I    What progress is being made toward the goal?  going?  Where to    What decisions and actions need to be undertaken to  next?       make better progress? e.g., how to plan the next              class, what follow up tasks    Such a framing of effective feedback emphasizes both the role of  students and teachers. It helps overcome the binary conceptions of  feedback discussed in Section 1 by creating a more nuanced  understanding of feedback as a process.                8
2.2 Where am I going? (Feed up), How am I going? (Feed back), and       Where to next? (Feed forward)    Hattie and Timperley (2007) suggest that the above three questions  “correspond to notions of feed up, feed back, and feed forward” (p. 86)  as the focus of effective feedback. “Feed up” practice calls for the  communication of achievement standards with students. Success  criteria can be communicated in many forms such as through unpacking  rubrics, reviewing checklists, and using various exemplars of student  work to help students notice different standards. As for “feed back”  practice, it would require the design of an appropriate task for students  to complete in order to generate feedback on their current  performance.    With regard to “feed forward”, scholars agree that the only way to tell if  learning results from feedback or whether feedback information is  effective is for students to take some action to close the feedback loop,  and demonstrate it by producing improved work (Boud, 2000; Sadler,  1989). This view of improved performance as an indicator of learning is  consistent with Sadler’s (2007) definition of learning. He posits that  students can be said to have learned when three conditions are satisfied:  “They must be able to do, on demand [emphasis added], something they  could not do before. They have to be able to do it independently  [emphasis added] of particular others, those others being primarily the  teacher and members of a learning group (if any). And they must be able  to do it well [emphasis added]” (ibid, p. 392).    As such, “feed forward” practice calls for opportunities for students to  act on the feedback. One way to do so may be to have students submit  improved versions of particular portions of their work. For example, in  the teaching of writing, students are asked to rewrite the conclusion to                                                                   9
an essay based on the feedback given such that it makes a stronger link  back to the introduction.    It is not always the case that students’ corrections of their previous  works, would immediately be a form of effective feed forward. For  instance, in re-doing or re-answering a Math question by just copying the  right answer without understanding is counter-productive. A very useful  suggestion for feeding up is offered by some Math educators in a  professional development course on assessment that I conducted.  Instead of asking students to re-attempt a general set of questions as a  follow-up task, the questions in the identified worksheet or workbook  could be regrouped into Set A questions and a parallel Set B questions,  based on identified learning outcomes or issues. For example, in the  teaching of division of a 2-digit number by a 1-digit number without  regrouping, Set A could involve questions with divisors of 2, 3, 4, and 5.  Set B questions would have the same divisors.    After the teaching instruction which may involve using a checklist of  steps to make explicit the long division algorithm, students work on Set  A questions. During the task, students refer to the checklist to self-assess  their progress. After the task, they may also be asked to peer assess and  give feedback aimed at the task-level with reference to the checklist or  mark scheme to correct each other’s errors. Students act on the peer  feedback before submitting their work. When the teacher assesses  students’ work, feedback, written and/or verbal, can be directed at the  process level and/or self-regulation level to help students develop a  better understanding of the algorithm checklist/process and/or a more  robust judgement of their work. (The different levels at which feedback  can be directed will be explained further in the next section.) Should the  identified issue be students’ lack of the pre-requisite mathematical  knowledge such as the 3 times table, giving feedback may not be as  useful as having students master their mathematical facts. Following                                                                  10
that, Set B questions are then assigned to students to assess if they are  able to close the identified learning gap.    However, it may not be a simple case of students applying the feedback  that teachers provide. Relational and emotional factors can be at work  which influence how students receive, interpret, and use feedback, as  will be discussed in Section 3 in unpacking the notion of student feedback  literacy.    2.3 Four levels of feedback    In their review of the literature, Hattie and Timperley (2007) looked at  evidence of how feedback answers the three questions described above,  and they concluded that each feedback question can work at four levels:  task, process, self-regulation, and self-level. The levels of feedback are  described in Table 2, along with examples of teacher’s written comments  that illustrate the level which the feedback is directed at.    Table 2    Levels of feedback    Level of    Description (including              Example  feedback    strength/weakness)  Task level  • About whether students’ work      You have not                                                  answered the                is correct or incorrect.          question. Focus on              • Tells students directly what to   the causes and not                                                  the consequences.                correct.              • Effective if the issue is with                  student misconceptions.              • Not as effective if the issue is                  with students’ lack of                        11
necessary subject matter              knowledge.    Process     • For processing of information Have you considered  level              and requires understanding. all aspects of the 3C                • Tells students how to do it     framework?                better.                • Builds student capacity beyond                the immediate task.    Self-       • For developing students’        What have you learnt  regulation   assessment capacity beyond       about  level        current task and process.        consensus/politics?                                                What would help you              • Prompts students to self-       prepare for and               regulate and refine the          perform future               judgement of their work          challenges?               against the success criteria.                • Builds self-initiated               development of capacity of               students.    Self-level • General praise of students.      Good effort!                  • Usually ineffective.        Well done!                                                Try harder!    Hattie and Timperley (2007) argue that feedback directed at the self-  level is least effective in enhancing student learning. Feedback aimed at  the task level or corrective feedback is helpful in correcting students’  faulty interpretations, but students’ learning may not be transferred to  answering other questions beyond the current task. The authors  maintain that “feedback aimed to move students from task to processing                                                                  12
and then from processing to regulation is most effective” (p. 91). The  work by Hattie & Timperley (2007) has important implications on  extending the repertoire of teachers’ feedback comments as well as in  thinking about student progression in their response to feedback in their  entry behavior and exit behavior in a course of study.    2.4 Misconceptions about levels of feedback    In my consultation work with teachers in schools, it has been observed  that some teachers may have some misconceptions in their reading of  the work by Hattie and Timperley (2007). One misconception is that the  notion of the four levels of feedback is about the quality assurance level  of feedback. Some teachers seem to believe that the writing of feedback  comments aimed at a particular level will necessarily lead to observed  student outcomes at the intended level. They believe, for example,  feedback comments aimed at the self-regulation level will directly result  in student outcomes or actions at the self-regulation level.    In fact, Hattie and Timperley (2007) only wrote that: “The focus of  feedback is critically important, and in this article, we claim that there  are four major levels and that the level at which feedback is directed  influences [emphasis added] its effectiveness” (ibid, p. 90). The authors’  claim is clearly that the idea of the levels of feedback is more about the  teachers’ intent rather than student outcomes per se. Addressing this  misconception is important to help teachers understand the difference  between intent and outcomes so that they will not be unduly  disappointed or frustrated when students do not respond at a level at  which the feedback comments are intended.                                                                  13
Hattie and Timperley (2007) go on to describe six factors that mediate  feedback effectiveness (p. 94). These aspects are summarized in the form  of following questions:       • Can students internalize feedback cognitively?     • Can students self-assess?     • Are students willing to seek and use feedback information?     • Were students confident about initial work?     • Can students understand how feedback explains poor          performance and informs improvement?     • Are students proficient at seeking help?    Years later, the theory of student feedback literacy proposed by Carless  and Boud (2018) appear to build on and extend the idea of these  mediating factors of feedback effectiveness, as would be discussed later  in Section 3.    Secondly, some teachers seem to think that task level feedback and  process level feedback are good enough for students’ learning in the long  term. However, if we agree with Sadler’s (2007) definition of learning,  what should be our ambition level of feedback eventually? The line of  argument is this: To help students be able to do something they could  not do previously well enough, self-level feedback only is not good  enough. Minimally, task level feedback is needed. To help students be  able to do it on demand, self-level feedback and task level feedback only  may not be good enough. Minimally, process level of feedback is needed.  Finally, to help students be able to do it independently of particular  others, self-, task, and process level feedback only may not be good  enough. I would argue that self-regulated level feedback is needed to  increase students’ capacity to make use of opportunities for learning,  and to ascertain that they have truly learned.                                                                  14
Thirdly, some teachers believe that the use of feedback aimed at these  different levels will result in students’ greater receptivity of feedback,  and lead to their immediate learning. Teachers with this misconception  tend to get frustrated with students who fail to demonstrate the desired  outcomes right away despite their well-intentioned attempts in using  differentiated levels of feedback. In this regard, the meta-analysis of  feedback literature by Kluger and DeNisi (1996) comes to mind. The  study showed that while feedback improves student performance, its  effects are very variable. Feedback effectiveness decreases as attention  moves closer to the self-level feedback and away from the task. But the  findings are further moderated by task characteristics that are still poorly  understood. The lesson here is perhaps about teachers needing to  persevere in their feedback practice, while at the same time figuring out  what level and kind of feedback will best suit particular students at a  certain time horizon to bring about their learning eventually. Such  findings give direction to the kind of differentiated instruction work that  is needed as the students’ learning progress becomes less homogenous.  The key messages to address the misconceptions of the levels of  feedback are summarized in Table 3.                                                                  15
Table 3    Key messages to address misconceptions of levels of feedback    Misconception How it may be                 Key message to address                                              misconception                   unproductive               Many factors mediate                                              the effectiveness of  It’s about the Thinking that it’s about     feedback, particularly                                              student feedback  quality          student outcomes rather    literacy.    assurance        than teachers’ intent may    level of         lead to teachers’    feedback.        frustration when students                     do not respond at a level                     at which the feedback                     comments are intended.    Task level and Thinking so limits teachers’ Moving students    process level ambition level of feedback towards self-regulated    feedback are and the potential of           level feedback is needed    good enough feedback to develop self- to increase their    for students’ directed learners.            capacity to make use of    learning in the                             opportunities for    long term.                                  learning, and to                                                ascertain that they have                                                truly learned.    It’s about       Thinking so may lead to Teachers need to    learning         teachers’ frustration with persevere in their    immediately. students who fail to           feedback practice, while                     demonstrate the desired at the same time                     outcomes right away        figuring out what level                     despite their well-        and kind of feedback                     intentioned attempts in will best suit particular                     using differentiated levels students at a certain                     of feedback.               time horizon to bring                                        16
about their learning                                                           eventually.    3. What constitutes student feedback literacy?    Engaging students in feedback goes beyond giving correct answers. It  involves teachers providing personalized feedback with actionable steps  as well as school-wide processes to support quality feedback. To ensure  meaningful and productive assessment feedback dialogues, student  feedback literacy is arguably a necessary condition (Careless & Boud,  2018). Moreover, at the end of the day, it is only the students who can  take action to improve their learning. Poorly-developed student  feedback literacy can prove to be a barrier to the enactment of effective  feedback practices and students’ uptake of feedback in the classroom  and beyond school.    So, what constitutes student feedback literacy? Carless and Boud (2018)  define student feedback literacy as “the understandings, capacities and  dispositions needed to make sense of information and use it to enhance  work or learning strategies” (p. 1316). According to the authors, students  who are feedback literate “appreciate their own active role in feedback  processes; are continuously developing capacities in making sound  judgments about academic work; and manage affect in positive ways”  (ibid, p. 1318). Affect is understood to encompass students’ emotions  and attitudes. The authors proposed that a combination of these three  enablers: ‘understandings’, ‘capacities’, and ‘dispositions’ maximizes  students’ potential to take action on feedback information. These inter-  related aspects that serve as a framework underpinning student  feedback literacy are shown in Figure 3.                                                                  17
Appreciating       Making      Managing affect      feedback       judgement      (dispositions)                     (capacities)  (understandings)                    Taking                    action    Figure 3. Features of student feedback literacy. Adapted from Carless  and Boud (2018)    Drawing from the work by Carless and Boud (2018), the following  statements in Table 4 may be helpful in helping students reflect on and  self-assess themselves in the area of feedback literacy.                      18
Table 4    Student feedback literacy: statements for student self-assessment.    Appreciating • I understand and appreciate the role of feedback in    feedback   improving my work.               • I understand and appreciate the active role I need to               play in the feedback process.               • I recognize that feedback information comes in               different forms, for example, verbal and written.               • I recognize that feedback information comes from               different sources, for example, from teachers, peers,               books, parents, self, or experience.               • I can use technology to access, store, and revisit               feedback.    Making     • I can tell if my work is up to par against certain  judgement   standards.               • I can tell if the work of my peers is up to par against              certain standards.               • I participate actively in peer feedback discussions.             • I refine my self-assessment to make more robust                judgement about my own work and the work of my              peers.    Managing   • I avoid being defensive when receiving critical  affect      feedback.               • I am proactive in eliciting suggestions from peers or              teachers, and continuing dialogue with them as              needed.               • I strive for continuous improvement based on the              external feedback from others and my own sense-              making of feedback.                          19
Taking  • I am aware that I have to take action in response to  action   feedback.            • I am able to draw inferences from a range of feedback           experiences to improve my work.            • I have a repertoire of strategies for acting           appropriately on feedback.    Having students self-assess their own feedback literacy helps raise their  awareness of the enablers that maximizes their potential to take action  from feedback. Dialogue over students’ perception of feedback could  reveal how some students may perceive feedback negatively as a  judgement upon them. Data on the students’ self-assessment can also  provide information for teachers to identify aspects that students  struggle with, and offer insights into areas of priority for feedback  practice. For example, if many students indicate that they have difficulty  in telling if their work is up to par against certain standards, the teacher  may want to prioritize class time to help students develop their  understanding of a rubric or checklist, and offer opportunity for them to  compare their work against the standard, as part of feedback practice.  Section 4 gives more examples of such practices.    4. How do feedback literacy enabling practices look like in the     classroom?    The big idea of developing student feedback literacy is perhaps not just  in helping students to clarify their understanding of standards and  feedback comments, but also in helping them see the quality of their  work through the teacher’s eyes. Sadler (1989) argues that “the  indispensable conditions for improvement are that the student comes to                                                                  20
hold a concept of quality roughly similar to that held by the teacher, is  able to monitor continuously the quality of what is being produced  during the act of production itself, and has a repertoire of alternative  moves or strategies from which to draw at any given point. In other  words, students have to be able to judge the quality of what they are  producing and be able to regulate what they are doing during the doing  of it” (p. 121).    Such feedback literacy enabling dialogue need not happen only after the  task completion. In fact, such productive dialogue probably lies at the  heart of all formative assessment processes. Feed up can take place, for  instance, as part of introducing a formative assessment task, and as  students are working on the task as part of in-task guidance. Two  established learning practices, peer feedback and analyzing various  exemplars of student work, are discussed below to illustrate ways in  which feedback dialogue can be operationalized to enhance student  feedback literacy.    4.1 Peer feedback    How can the use of peer feedback develop students’ feedback literacy?  Nicol, Thomson, and Breslin (2014) describe peer review as a “reciprocal  process whereby students produce feedback reviews on the work of  peers and receive feedback reviews from peers on their own work” (p.  102). Based on students’ accounts of their experience of constructing  feedback reviews, the above study found that giving peer feedback  develops students’ evaluative judgement about the peers’ work, and  through reflection, about their own work. A feedback literate student  demonstrates evaluative judgement which is understood as “the  capability to make decisions about the quality of work of oneself and  others” (Tai, Ajjawi, Boud, Dawson, & Panadero, 2018, p. 467). When                                                                  21
students apply criteria to explain their evaluative judgement, it shifts the  locus of control of feedback processes from the teacher to students, and  the shift can lead to them relying less on external feedback eventually  (Nicol et al., 2014).    McConlogue (2012) reported in her study of implementations of peer  assessment that while students indicated a deeper understanding of  quality in student writing, they complained that the marks given by peer  assessors were not “fair” (p.113). The study by Sridharan, Tai, and Boud  (2019) found that assessment bias towards low-performing students was  more pronounced when peer marks counted towards the final grade.  They concluded that while students are capable of judging the work of  their peers accurately, consistently, and without bias, the use of marks  as part of summative assessment inhibits their good judgement. The  finding suggests that student feedback literacy could be inhibited by  premature summative assessment practice. We should heed this finding  by being cautious about introducing peer grading within peer summative  assessment.    Merely pairing students or putting them into groups would not engender  productive peer feedback dialogue. In the sub-sections that follow, two  practices, establishing protocols to focus peer response, and training  students to peer review, are described as structures to support feedback  dialogue amongst students in the context of formative assessment.    4.1.1 Focusing peer response: PQP protocol    In the teacher workshops I conduct, a protocol I employ to have teachers  give peer feedback to one another is “PQP”- Praise-Question-Polish  (Neubert & McNelis, 1990). Teacher participants begin by first affirming  the work of their peers by identifying something praise-worthy before                                                                  22
raising questions to clarify their understanding of the presented work.  Examples of clarifying questions could be, “What do you mean when you  wrote …? Were you trying to say …?” Finally, they offer a suggestion to  improve the work presented. Such peer response protocols may also be  helpful in focusing peer response with students and supporting the peer  feedback process in the classroom.    4.1.2 Training students to peer review  In the study by Min (2006) on the teaching of expository essay writing  skills, the case teacher used a think-aloud method to model to students  how to give feedback during the peer review process before having them  do a paired peer review. The procedure for peer review involved a four-  step procedure: clarifying writers’ intentions, identifying the source of  problems, explaining the nature of problems, and making specific  suggestions. Table 5 shows the procedure for peer review and the  prompts provided to guide peer comments.                                                                  23
Table 5    Procedure for peer review.    Procedure for Questions and comments to guide peer comments    peer review When you are certain of When you are uncertain of                    what the writer is trying the writer’s intention                    to convey    Clarifying      Ask clarifying questions: Locate specific phrases or    writers’                                      cohesive gaps, and ask  intentions      • Do you mean that… questions to prompt the                  • Are you saying … writer to explain or revise                                          ideas:                                                • I do not get this …                                              • What do you mean                                                   by …    Identifying Identify the problem and Refer to the sentences    the source of explain why it is       immediately preceding or    problems        problematic.          following the problematic                                          area and say what you    Explaining the                        expect to read given the    nature of                             surrounding contexts.    problems    Making          Depending on the problems,    specific        • provide a specific definition of a misused phrase  suggestions        and a more appropriate one according to the                    context                    • remind the writer to discuss ideas from the same                    personal perspective                    • suggest a specific idea to enrich the content                                     24
As described above, teacher modelling to students on how to give  feedback comments on written work, establishing a procedure for peer  review, guiding students with prompts for peer comments, and  establishing protocols for focusing peer response are different ways of  supporting peer feedback dialogue.    4.2 Analyzing exemplars    How can the use of various exemplars of student work develop students’  feedback literacy? The analysis of exemplars can help students get  acquainted with academic standards and develop their capacities to  make informed academic judgements (Carless & Chan, 2017). Getting  students to analyze exemplars of different standards helps develop their  tacit knowledge, understood as “aspects of knowledge that are difficult  to transmit through speaking and writing” (Chong, 2019, p. 751-752). The  dialogic use of exemplars in class can also promote the development of  students’ evaluative judgement (Chong, 2019).    The following sections discuss the different ways of using exemplars for  student self-assessment and offer a description of a classroom  procedure for organizing such feedback dialogue.    4.2.1 Different ways of using exemplars    Exemplars can be used at different levels: self-marking, sound standard  model (Cowan, 2002), and metacognitive reflection (Taras, 2010). At the  self-marking level, students mark their own work against a rubric,  checklist, or exemplar. A rubric can draw students’ attention to particular  criterion-specific examples while an exemplar helps illustrate some or all  the criteria in a rubric. In the sound standard model, which operates at a  more relational thinking level (Biggs & Collis, 1982), students are                                                                  25
provided with not just a model answer, but exemplars of different  standards. Students judge their own work against the exemplars. To do  so, students would have to first judge and rank the exemplars in terms  of standards, before judging where their work stand in relation to the  exemplars. The metacognitive reflection model which extends the sound  standard model operates at a more extended abstract level (Biggs &  Collis, 1982), by having students write down their justifications of why  they graded themselves as such by giving a breakdown of their strengths  and weaknesses. The teacher then gives feedback on the student work  and their reflection.    Of the three ways of using exemplars, the self-marking model is the most  common way of using exemplars in the classroom. Taras (2010) however  argues that it is a weaker model of self-assessment when placed on a  continuum of stronger and weaker models of enabling student decision-  making in assessment. The author suggests that the self-marking model  can be made stronger by allowing students to participate in deciding the  assessment criteria at the beginning of the task assignment. Compared  to the self-marking model, the sound standard model is stronger in  developing student feedback literacy as it requires students to make a  judgment of the exemplars of different standards. As for the  metacognitive reflection model, the teacher provides feedback on both  the work and the self-assessment. The feedback helps students refine  their initial self-assessment to make a robust judgement of their work.  Together, these three ways of using exemplars present increasingly  stronger ways of developing student feedback literacy.                                                                  26
4.2.2 Procedure for organizing the analysis of exemplars    The study by Carless and Chan (2017) describes a procedure for  organizing the analysis of exemplars in class. The procedure for  organizing such feedback dialogue is presented in Table 6.    Table 6.    Procedure for organizing the analysis of exemplars.    When      Procedure  Pre-      Students analyze the strengths and weaknesses of the  lesson    exemplars, and submit their analysis to the teacher. They            make their judgement with reference to assessment            criteria established in the task rubric and/or other success            criteria co-constructed or agreed by the class.    During    The teacher elaborates the rationale for analyzing  the       exemplars.  lesson    Students discuss their accounts of the strengths and            weaknesses of the exemplars in pairs.            Students elicit views from classmates, and summarize them            in the form of mini-presentations.    At the    Students submit an exit slip reflecting on their learning  end of    from the discussion of exemplars.  the  lesson    Dialogue over analyzing exemplars is said to be productive when  “multiple viewpoints are explored to facilitate the co-construction of  reasoned judgements about the exemplars” (Carless & Chan, 2017, p.  939). The authors listed the following teacher actions needed to facilitate  such productive exemplars dialogues:                                                                  27
• preparation of key potential messages prior to the exemplars        discussion       • flexible responses to students’ evolving thinking     • skill in making use of student views to build shared understandings          about quality     • skills related to elicitation, including use of wait time, attentive          listening and the use of non-evaluative discourse.     • going beyond surface features of exemplars, and indicate how they          relate to wider intended learning outcomes (p. 939-940)    In our effort to develop student feedback literacy, it may be helpful to  borrow from the corporate world, the idea of a ‘capital investment’. The  term ‘capital investment’ refers to money allocated to purchase long-  term assets with the expectation of increasing the capacity to generate  more income over time as opposed to money spent on day-to-day  business operations. When first introducing peer review processes in  class, a ‘capital investment’ of time and effort is clearly needed to train  students to peer review, set up useful classroom routines, and provide  students opportunities to practise feedback dialogue. This may seem to  slow down the pace of lesson, but over the course of time, the ‘capital  investment’ would begin to pay off as students become more familiar  with established routines and develop greater confidence in giving and  receiving peer feedback as well as more skill and will in making sense of  and acting on teachers’ feedback. This is a ‘win-win’ situation for all, as  teachers attempt to empower students to take up their responsibility of  learning by a ‘slow release’ process (Fisher & Frey, 2013).    This section attempts to show how having students peer review and  analyze exemplars help them develop capacities in making judgement to  assess their work and the work of their peers against certain standards.  Such experiences also enable them to refine their self-evaluative  capacities to make more robust judgement. The ideas of engaging                                                                  28
students in peer review and orchestrating exemplars dialogue are  underpinned by a social constructivist learning paradigm which views  that learning as creating meaning from experience, and is negotiated  through interaction with others. The characteristics of these student  feedback literacy enabling practices, related to social constructivism, are  premised on the active involvement of students in the assessment  feedback process. The extent to which teachers see the relevance of  these practices for Singapore classrooms and in different subject  disciplines is often dependent on the teachers’ view of what constitutes  learning and feedback processes, their perceived time pressures, and the  co-operation of students.    4.3 Putting it together: An example of an extended/expanded        assessment feedback model    In the courses I teach, a closing activity to move teachers from multi-  structural thinking to relational/extended abstract thinking (Biggs &  Collis, 1982), is to have teachers put together the ideas of feed up, feed  back, and feed forward in their own version of an extended assessment  feedback model in the context of their subject discipline situated in the  teaching of particular skills or concepts. In the final section of this  chapter, such an example of a feedback model is presented to illustrate  how feedback can be practised as dialogue in enabling student feedback  literacy in the Singapore classroom. The feedback model was developed  by a group of Senior Teachers in putting together the ideas they have  learnt from a three-day course on the Theory and Practice of Assessment  as part of the Teacher Leaders Programme.    Table 7 describes how feedback dialogue is orchestrated in the context  primary science teaching of process skills, specifically in teaching  students to use the Claim-Evidence-Reason (CER) protocol in answering                                                                  29
open-ended questions. A gradual release of responsibility was also  adopted in the scaffolding approach (Fisher & Frey, 2013).    Table 7. Extended assessment feedback model in Science teaching    Stage        Procedure  Preparatory  Teacher defines CER, and explains when to apply  guidance     the strategy and the criteria of success.    In-task      Teacher demonstrates the use of C, E, R (I do) in  guidance     analyzing the question requirements and planning               to write the answer.                 Students do a guided practice question with the               teacher and indicate C, E, and R in their answers.               (We-do together)                 Students do a question on their own (You-do)                 Teacher collects student work to identify               different standards of student work as exemplars.                 In the next lesson, teacher gets students to rank               exemplars based on standards/rubrics.                 Students self-assess their work against the rubrics               and exemplars. They work on identified gaps               together with others in same-level groupings.    Performance  Students work on practice 2 to assess their  feedback     transfer of learning. Feedback is given in verbal or               written form in summative fashion.                                          30
The feedback model above brings together a number of ideas presented  in this chapter.    Where am I going? (Feed up):    It begins with engaging students during the preparatory guidance stage  in developing a concept of the standards to aim for. During the in-task  guidance stage, dialogic feedback interaction is crucial in helping  students clarify their understanding of the referenced standards, and has  been well-designed by employing a gradual release of responsibility  approach (Fisher & Frey, 2013) in scaffolding such interaction dialogue  through a I-do and We-do-together phase followed by a You-do phase.    How am I going? (Feed back):    The use of exemplars was used in helping students compare their current  work with good performance. The analyzing of exemplars follows a  sound standard model (Cowan, 2002) whereby students, in pairs or  groups, evaluate exemplars of different standards. They rank them  based on the referenced criteria before self-assessing their own work.  Students have the responsibility to do sense-making of feedback, from  peers and from the analysis of exemplars, on their own to self-assess  their own work, and afterwards, take appropriate action, as discussed  below.    Where to next? (Feed forward):    To enable students to apply feedback from their sense-making, they  have an opportunity to submit an improved version of their work after  discussions with peers in the same-level groupings. Students are also  assigned a parallel task to assess their transfer of learning in practice 2.  Reserving teacher feedback till after practice 2 is intended to have  students focus on thinking about improving their work from an informed  position using peer feedback and self-assessment, and without the                                                                  31
undue power pressures of teacher’s comments and the emotional  baggage of grades.    In summary, the various ideas on engaging students in feedback  presented in this chapter are premised on an expanded  conceptualization of feedback as an interactive dialogue between  students, their peers, and teacher over formative feedback information,  and involving students’ individual sense-making internal dialogue.  Developing student feedback literacy is key in sustaining productive  feedback dialogue. Students’ appreciation of feedback, their capacities  in making judgement, and their dispositions in managing affect are  believed to work together in maximizing their potential in the uptake of  feedback in improving their learning. Peer review and analyzing  exemplars, when done well, can support the development of student  feedback literacy through increased opportunities for students to  dialogue over the concept of referenced standards, to compare their  current level performance against the standards, and to engage in taking  appropriate actions in moving towards the standards of good  performance.    To conclude, students’ feedback literacy is arguably a key competency in  their pursuit of sustainable learning. Engaging students in feedback and  assessment to develop their capacity for self-assessment, for reflective  and self-directed learning should be a priority area for all teachers in the  Singapore classroom. Teachers with the support of middle and school  leaders as well as school-wide support structures are more likely to focus  on assessment for learning and employ feedback as a dialogic practice  more often and be proficient at it over time. These are definitely  assessment competencies that teachers would need to hone in order to                                                                  32
well prepare our students to meet the challenges of an increasingly  complex world.    Points to Ponder       • What is your conception of feedback and how does it shape your        enactment of feedback practice?       • What helps, and what hinders, your feedback practice from being        more dialogic with students?       • Which features of student feedback literacy do your students        demonstrate more difficulty with, and how can you prioritize that        in your feedback practice?                                                                  33
References    Beaumont, C., O’Doherty, M., & Shannon, L. (2011). Reconceptualising  assessment feedback: a key to improving student learning?. Studies in  Higher Education, 36(6), 671-687.    Biggs, J.B., and Collis, K.F. (1982). Evaluating the quality of learning-the  SOLO Taxonomy (1st ed) New York: Academic Press.    Boud, D. (2000). Sustainable assessment: rethinking assessment for the  learning society. Studies in continuing education, 22(2), 151-167.    Carless, D. (2016). Feedback as Dialogue. Encyclopedia of Educational  Philosophy and Theory 1–6. Accessed  http://link.springer.com/referenceworkentry/10.1007/978-981-287-  532-7_389-1    Carless, D., & K. K. H. Chan. (2017). Managing dialogic use of exemplars.  Assessment & Evaluation in Higher Education, 42(6), 930–941.    Carless, D., & Boud, D. (2018). The development of student feedback  literacy: enabling uptake of feedback. Assessment & Evaluation in  Higher Education, 43(8), 1315-1325.    Chong, I. (2018). Interplay among technical, socio-emotional and  personal factors in written feedback research, Assessment & Evaluation  in Higher Education, 43(2), 185-196,    Chong, S. W. (2019). The use of exemplars in English writing  classrooms: from theory to practice, Assessment & Evaluation in Higher  Education, 44(5), 748-763,    Cowan, J. (2002). Plus/minus marking: A method of assessment worth  considering? York, UK: The Higher Education Academy.                                                                  34
Desired Outcomes of Education. (2018, October 11). Retrieved from  https://www.moe.gov.sg/education/education-system/desired-  outcomes-of-education    Fisher, D., & Frey, N. (2013). Gradual release of responsibility  instructional framework. IRA Essentials, 1-8.    Gibbs, G., and Simpson, C. (2004). Does your assessment support your  students’ learning?. Journal of Teaching and Learning in Higher  Education 1(1), 3–31.    Hattie, J., & Timperley, H. (2007). The power of feedback. Review of  Educational Research, 77(1), 81-112.    Kluger, A. N., & DeNisi, A. (1996). The effects of feedback interventions  on performance: A historical review, a meta-analysis, and a preliminary  feedback intervention theory. Psychological Bulletin, 119(2), 254-284.    Min, H. (2006). The effects of trained peer review on EFL students’  revision types and writing quality. Journal of Second Language Writing,  15, 118-141.  McConlogue, T. (2012). But is it fair? Developing students’  understanding of grading complex written work through peer  assessment. Assessment & Evaluation in Higher Education, 37(1), 113-  123.    Neubert, G. A., & McNelis, S. J. (1990). Peer response: Teaching specific  revision suggestions. The English Journal, 79(5), 52-56.    Nicol, D., Thomson, A., & Breslin, C. (2014). Rethinking feedback  practices in higher education: a peer review perspective. Assessment &  Evaluation in Higher Education, 39(1), 102-122.                                                                  35
Ramaprasad, A. (1983). On the definition of feedback. Behavioral  science, 28(1), 4-13.    Sadler, D. R. (1989). Formative assessment and the design of  instructional systems. Instructional science, 18(2), 119-144.    Sadler, D. R. (2007) 'Perils in the meticulous specification of goals and  assessment criteria', Assessment in Education: Principles, Policy &  Practice, 14(3), 387-392    Singapore Curriculum Philosophy. (2018, October 11). Retrieved from  https://www.moe.gov.sg/about/singapore-teaching-  practice/singapore-curriculum-philosophy    Sridharan, B., Tai, J., & Boud, D. (2019). Does the use of summative peer  assessment in collaborative group work inhibit good judgement?.  Higher Education, 77(5), 853-870.    Tai, J., Ajjawi, R., Boud, D., Dawson, P., & Panadero, E. (2018).  Developing evaluative judgement: enabling students to make decisions  about the quality of work. Higher Education, 76(3), 467-481.    Tan, K. H. K. (2014). Assessment feedback practices for enhancing  learning. In W. S. Leong, Y. S. Cheng, & K. H. K. Tan (Eds.). Assessment  and Learning in Schools (pp. 129-139). Singapore, Pearson Education  South Asia Pte Ltd.    Taras, M. (2010). Student self-assessment: processes and  consequences, Teaching in Higher Education, 15(2), 199-209.    Thurlings, M., Vermeulen, M., Bastiaens, T., & Stijnen, S. (2013).  Understanding feedback: A learning theory perspective. Educational  Research Review, 9, 1-15.                                                                  36
Research       • Tan, K. H. K. (2011). Assessment for learning in Singapore -        Unpacking its meanings and identifying some areas for        improvement. Educational Research for Policy and Practice, 10(2),        91-103.          Abstract        This article examines the meanings and impact of ‘Assessment for        Learning’ initiatives in schools against the back drop of assessment        reform in Singapore since 1997. It is argued that Assessment for        Learning’ is understood in different ways, and these different        meanings do not always benefit students’ learning. The different        meanings of ‘Assessment for Learning’ in Singapore are unpacked,        and three areas for improvement for Assessment for Learning are        suggested—clear standards for effective feedback practices,        assessment for sustainable learning and assessment for integrating        holistic learning.       • Tan, K. H. K. (2013). A framework for assessment for learning:        Implications for feedback practices within and beyond the gap.        ISRN Education: 1-6.          Abstract        Three recurring emphases in the literature on formative        assessment are (a) the importance of assessment design in        prompting and sustaining students’ learning, (b) giving students        feedback that enables them to improve their work, and (c) clarity        of standards to articulate the gap between past and desired        performances. Much has been written on how each of these is        important in designing and using assessment for learning. But there        is considerably less attention (if any) on how these emphases        should confluence each other. In this paper, I propose a framework                                                                  37
for assessment for learning (AfL) wherein assessment standards     (vertical axis), task design (horizontal axis) and feedback practices     (incline) form a “triangle of practices” that construct the “space”     for enhancing learning. Implications for formative assessment to     extend learning beyond its triangulated frame are discussed.    • Tan, K., & Wong, H. (2018). Assessment Feedback in Primary     Schools in Singapore and Beyond. In A. Lipnevich & J. Smith (Eds.),     The Cambridge Handbook of Instructional Feedback (Cambridge     Handbooks in Psychology, pp. 123-144). Cambridge: Cambridge     University Press. doi:10.1017/9781316832134.008       Abstract     This study attempts to answer the question: Can feedback in     primary schools enhance students’ “independent” learning, and at     the same time assist students to achieve requisite learning     outcomes for high-stakes examinations?    • Butler, R., & Nisan, M. (1986). Effects of no feedback, task-related     comments, and grades on intrinsic motivation and     performance. Journal of educational psychology, 78(3), 210.       Abstract     This study was designed to test the hypothesis that intrinsic     motivation would be maintained after receipt of nonthreatening,     task-related evaluation and undermined after repeated non-     receipt of feedback or receipt of controlling normative grades. Nine     classes comprising 261 sixth-grade pupils were randomly assigned     to one of these three feedback conditions and were given two     interesting tasks, one quantitative and one qualitative, on three     sessions over 2 days. The manipulation was applied after Sessions     1 and 2, and no feedback was expected or received after Session 3.                                                             38
Experimental measures consisted of Session 3 performance scores     and of the results of a questionnaire, given after Session 3, which     tapped interest and patterns of attribution of success and effort.     The results confirmed the hypothesis and revealed significant     group differences in intrinsic motivation as reflected in both     performance and attitudes.    • Butler, R. (1988). Enhancing and undermining intrinsic motivation:     The effects of task-involving and ego-involving evaluation on     interest and performance. British Journal of Educational     Psychology, 58, 1–14.       Abstract       This study was designed to test the hypothesis that intrinsic     motivation will be differentially affected by task-involving and ego-     involving evaluation, and that provision of both kinds of evaluation     will promote ego-involvement rather than task-involvement.     Twelve class of fifth and sixth grade pupils were randomly assigned     to one of the three feedback conditions. Pupils receive either ego-     involving numerical grades or task-involving individual comments     or both after performing interesting tasks, one convergent and one     divergent, on each of two sessions. Interest and performance for     132 randomly selected pupils of high or low school achievement     were measured at pre-test, during the manipulation and at a third     session, where no further evaluation was anticipated. As     hypothesized, interest and performance on both tasks at both     levels of school achievement were highest after comments, both     when further comments were anticipated and when they were not.     Grades and grades plus comments had similar and general     undermining effects on both interest and performance, although     high achievers who received grades maintained high interest and                                                             39
convergent thinking when further grades were anticipated. These     results are discussed in terms of the contribution of the distinction     between task and ego-involvement to further understanding of     intrinsically motivated activity.    • Kluger, A. N., & DeNisi, A. (1996). The effects of feedback     interventions on performance: A historical review, a meta-     analysis, and a preliminary feedback intervention     theory. Psychological Bulletin, 119(2), 254-284.       Abstract       A meta-analysis of feedback literature (607 effect sizes; 23,663     observations) showed that feedback improved performance with     an average effect size of 0.41; however feedback effects are very     variable. The authors found that viewing feedback as punishment     and reward did not account for the results in early feedback     studies. This led them to propose a preliminary FI theory (FIT), the     central assumption of which is that FIs change the locus of     attention among three general and hierarchically organized levels     of control: task learning, task motivation, and meta-tasks (including     self-related) processes. The results suggest that FI effectiveness     decreases as attention moves up the hierarchy closer to the self     and away from the task. These findings are further moderated by     task characteristics that are still poorly understood.    • Hattie, J., & Timperley, H. (2007). The power of feedback. Review     of Educational Research, 77(1), 81-112.       Abstract                                                             40
Feedback is one of the most powerful influences on learning and     achievement, but this impact can be either positive or negative. Its     power is frequently mentioned in articles about learning and     teaching, but surprisingly few recent studies have systematically     investigated its meaning. This article provides a conceptual analysis     of feedback and reviews the evidence related to its impact on     learning and achievement. This evidence shows that although     feedback is among the major influences, the type of feedback and     the way it is given can be differentially effective. A model of     feedback is then proposed that identifies the particular properties     and circumstances that make it effective, and some typically thorny     issues are discussed, including the timing of feedback and the     effects of positive and negative feedback. Finally, this analysis is     used to suggest ways in which feedback can be used to enhance its     effectiveness    • Lipnevich, A. A., & Smith, J. K. (2009). Effects of differential     feedback on students’ examination performance. Journal of     Experimental Psychology: Applied, 15(4), 319.       Abstract     The effects of feedback on performance and factors associated     with it were examined in a large introductory psychology course.     The experiment involved college students (N = 464) working on an     essay examination under 3 conditions: no feedback, detailed     feedback that was perceived by participants to be provided by the     course instructor, and detailed feedback that was perceived by     participants to be computer generated. Additionally, these     conditions were crossed with factors of grade (receiving a     numerical grade or not) and praise (receiving a statement of praise     or not). The task under consideration was a single-question essay     examination administered at the beginning of the course. Detailed                                                             41
feedback on the essay, specific to individual’s work, was found to  be strongly related to student improvement in essay scores, with  the influence of grades and praise being more complex. Generally,  receipt of a tentative grade depressed performance, although this  effect was ameliorated if accompanied by a statement of praise.  Overall, detailed, descriptive feedback was found to be most  effective when given alone, unaccompanied by grades or praise. It  was also found that the perceived source of the feedback (the  computer or the instructor) had little impact on the results. These  findings are consistent with the research literature showing that  descriptive feedback, which conveys information on how one  performs the task and details ways to overcome difficulties, is far  more effective than evaluative feedback, which simply informs  students about how well they did.                                                        42
feedback on the essay, specific to individual’s work, was found to  be strongly related to student improvement in essay scores, with  the influence of grades and praise being more complex. Generally,  receipt of a tentative grade depressed performance, although this  effect was ameliorated if accompanied by a statement of praise.  Overall, detailed, descriptive feedback was found to be most  effective when given alone, unaccompanied by grades or praise. It  was also found that the perceived source of the feedback (the  computer or the instructor) had little impact on the results. These  findings are consistent with the research literature showing that  descriptive feedback, which conveys information on how one  performs the task and details ways to overcome difficulties, is far  more effective than evaluative feedback, which simply informs  students about how well they did.                                                        42
                                
                                
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