SORBUS company static data template 20220223

STRICTLY PRIVATE & CONFIDENTIAL PARTNERS SORBUS PARTNERS COMPANY INFORMATION & ACCOUNT OPENING FORM D E C E M B E R 2021

SECTION 1: COMPANY DETAILS COMPANY DETAILS………………………………………….. 3 COMMUNICATION PREFERENCES…………………………. 3 DIRECTOR DETAILS…………………………………………...4 CONFIRMATION OF IDENTITY……………………………. .8 AUTHORISED SIGNATORY / CONTROLLER …………….10 SHAREHOLDER DETAILS..............................…………….11 ENTITY DETAILS..............................…………….............15 TRUST DETAILS..............................……………...............16 SECTION 2: FINANCIAL PARAMETERS FINANCIAL PARAMETERS…………………………………...17 ASSETS & LIABILITIES………………………………………...18  SECTION 3: SCOPE OF SERVICE SERVICE DETAILS…………………………………………….. 19 INVESTMENT KNOWLEDGE………………………………...19 INVESTMENT MANDATE……………………………………. 20 FEE STRUCTURE……………………………………………….22 SECTION 4: NOTIFICATIONS INDEPENDENT VS RESTRICTED ADVICE………………… 23 PORTFOLIO NOTIFICATIONS……………………………... 23 DECLARATION & ACCEPTANCE OF TERMS……………....23 DECLARATION BY DIRECTORS………….........................24 2

SECTION 1: COMPANY DETAILS  COMPANY INFORMATION  name of company company number financial services register number country of incorporation year end purpose of company number of directors   please confirm how the directors can act REGISTERED ADDRESS  street county property name/number country city postcode BUSINESS ADDRESS (if different from above)  property name/number street city county postcode country CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. principal contact at company   tel preference 1 tel preference 2 email preference 1 email preference 2 WhatsApp Skype Skype ID SECURITY  We will use the password selected below as verification for instructions made, as well as to password protect statements and valuations sent by email. You should not give this password to any third party and in no case can we be held responsible for any interception, hack and the like of such statements. Should you wish to change this password, you must speak to one of the Partners. chosen password 3 DECEMBER 2021

SECTION 1: DIRECTORS  How many directors are there? Please provide personal details for up to four Directors FIRST DIRECTOR DETAILS PERSONAL & CURRENT RESIDENTIAL INFORMATION  Please confirm that the First Director can act either: Solely With one or more other Directors Other (please provide details) salutation   title sex surname   insert first name(s) marital status   picture date of birth street here property name/number county city time at current address   postcode national insurance number first country of tax residency national insurance number additional country/ies of tax residency UK domiciled national citizenships natural person ID £ per annum employment status   job title employer employer address health concerns personal interests CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. tel preference 1 tel preference 2 email preference 1 email preference 2  WhatsApp Skype Skype ID 4 DECEMBER 2021

SECTION 1: DIRECTORS  SECOND DIRECTOR DETAILS PERSONAL & CURRENT RESIDENTIAL INFORMATION  Please confirm that the Second Director can act either: Solely With one or more other Directors Other (please provide details) salutation   title sex surname   insert first name(s) marital status   picture date of birth street here property name/number county city time at current address   postcode national insurance number first country of tax residency national insurance number additional country/ies of tax residency UK domiciled national citizenships natural person ID £ per annum employment status   job title employer employer address health concerns personal interests CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. tel preference 1 tel preference 2 email preference 1 email preference 2  WhatsApp Skype Skype ID 5 DECEMBER 2021

SECTION 1: DIRECTORS  THIRD DIRECTOR DETAILS PERSONAL & CURRENT RESIDENTIAL INFORMATION  Please confirm that the Third Director can act either: Solely With one or more other Directors Other (please provide details) salutation   title sex surname   insert first name(s) marital status   picture date of birth street here property name/number county city time at current address   postcode national insurance number first country of tax residency national insurance number additional country/ies of tax residency UK domiciled national citizenships natural person ID £ per annum employment status   job title employer employer address health concerns personal interests CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. tel preference 1 tel preference 2 email preference 1 email preference 2  WhatsApp Skype Skype ID 6 DECEMBER 2021

SECTION 1: DIRECTORS  FOURTH DIRECTOR DETAILS PERSONAL & CURRENT RESIDENTIAL INFORMATION  Please confirm that the Fourth Director can act either: Solely With one or more other Directors Other (please provide details) salutation   title sex surname   insert first name(s) marital status   picture date of birth street here property name/number county city time at current address   postcode national insurance number first country of tax residency national insurance number additional country/ies of tax residency UK domiciled national citizenships natural person ID £ per annum employment status   job title employer employer address health concerns personal interests CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. tel preference 1 tel preference 2 email preference 1 email preference 2  WhatsApp Skype Skype ID 7 DECEMBER 2021

CONFIRMATION OF YOUR IDENTITY  We have responsibilities under UK anti-money laundering legislation and the Proceeds of Crime Act 2002 to confirm the identity and permanent address of our clients. You will be asked to provide documents to verify your personal details. This must be one of the documents (certified as appropriate) from each of the lists below. We also have responsibilities under the laws to confirm the identity and permanent address of any third party or beneficial owner connected to your portfolio. You confirm that where requested this information will be provided promptly and will be accurate. We reserve the right not to make payments if they are to be made to third parties or to bank accounts not in your name(s), or held in jurisdiction outside of the EU or on any other good faith basis that our compliance department may raise from time to time. PART A - IDENTITY VERIFICATION  First Second Third Fourth Director Director Director Director current & valid passport PART B - ADDRESS VERIFICATION  Along with evidence in Part A, please also provide one of the following current & valid UK or EEA driving licence recent utility bill (dated within the last 3 months) recent bank statement (dated within the last 3 months) local authority/council tax bill (valid for current tax year) Kindly note that mobile telephone bills are not an acceptable form of ID INFORMATION FOR PROFESSIONAL ADVISORS AND OTHER PARTIES  If you would like us to send copies of your periodic account information to your professional advisers or other third parties, please provide the details below indicating which documents you would like us to send. We will not accept instructions from professional advisers or other third parties unless you instruct us below or separately in writing. WOULD YOU LIKE US TO PROVIDE INFORMATION ON YOUR PORTFOLIO TO THIRD PART?IES YES    NO    If yes, please indicate below: Tax Adviser Solicitor Other Please note, if you select a firm (rather than named general correspondence individuals within a firm) we will accept instructions valuation from that firm to vary the correspondence details contract notes should there be personnel or other changes. year end tax report statements please provide contact details (if applicable) contact name & details 8 DECEMBER 2021

BANK DETAILS Please provide details of any accounts that you may wish to receive or send funds to. 1st UK bank 2nd UK bank account name account name account type account type branch branch account account sort code sort code For bank accounts outside the UK please provide the following information: IBAN Number City Country source of wealth / verification investment goals / objectives 9 DECEMBER 2021

AUTHORISED SIGNATORY / ACCOUNT CONTROLLER  CONTROLLER DETAILS PERSONAL & CURRENT RESIDENTIAL INFORMATION  Please confirm that the Controller can act either: (Please indicate their authority to give instructions on the account) Soley With one or more other Directors Other (please provide details) salutation   title sex surname   insert first name(s) marital status   picture date of birth street here property name/number county city time at current address   postcode national insurance number first country of tax residency national insurance number additional country/ies of tax residency UK domiciled national citizenships natural person ID £ per annum employment status   job title Employer employer address health concerns personal interests CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. tel preference 1 tel preference 2 email preference 1 email preference 2 WhatsApp Skype Skype ID 10 DECEMBER 2021

LEGAL & BENEFICIAL OWNERSHIP  Please complete this section for all the major Shareholders, intermediary companies and trusts holding 25% or more of the company. Do not compete the address, contact and employment section where a Shareholder is a Director and this information has already been provided above. If shareholding in the applicant firm is indirect, please provide the chain of ownership back to the ultimate beneficial owner(s) (and provide the above information for each entity in the ownership chain, including trust and foundations. If there is a trust in the ownership structure, then we may be required to obtain appropriate information regarding the trustee(s)). FIRST SHAREHOLDER DETAILS PERSONAL & CURRENT RESIDENTIAL INFORMATION  Same as first director Please confirm that the Shareholder can act either:(Please indicate their authority to give instructions on the account) Soley With one or more other Directors Other (please provide details) title sex salutation   first name(s) surname date of birth marital status property name/number street city county postcode country of birth Previous address (if time at current address is less than 3 years) first country of tax residency national insurance number additional country/ies of tax residency   national insurance number insert national citizenships UK domiciled picture natural person ID here employment status   £ per annum Employer job title employer address health concerns personal interests CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. tel preference 1 tel preference 2  email preference 1 email preference 2 11 DECEMBER 2021

LEGAL & BENEFICIAL OWNERSHIP  SECOND SHAREHOLDER DETAILS PERSONAL & CURRENT RESIDENTIAL INFORMATION  Same as second director Please confirm that the Shareholder can act either:(Please indicate their authority to give instructions on the account) Soley With one or more other Directors Other (please provide details) title sex salutation   first name(s) surname date of birth marital status property name/number street city county postcode country of birth Previous address (if time at current address is less than 3 years) first country of tax residency national insurance number insert additional country/ies of tax residency   national insurance number picture national citizenships UK domiciled here natural person ID employment status   £ per annum employer job title employer address health concerns personal interests CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. tel preference 1 tel preference 2  email preference 1 email preference 2 12 DECEMBER 2021

LEGAL & BENEFICIAL OWNERSHIP  THIRD SHAREHOLDER DETAILS PERSONAL & CURRENT RESIDENTIAL INFORMATION  Same as third director Please confirm that the Shareholder can act either:(Please indicate their authority to give instructions on the account) Soley With one or more other Directors Other (please provide details) title sex salutation   insert first name(s) surname   picture date of birth marital status here property name/number street city county postcode country of birth Previous address (if time at current address is less than 3 years) first country of tax residency national insurance number additional country/ies of tax residency   national insurance number national citizenships UK domiciled natural person ID employment status   £ per annum Employer job title employer address health concerns personal interests CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. tel preference 1 tel preference 2  email preference 1 email preference 2 13 DECEMBER 2021

LEGAL & BENEFICIAL OWNERSHIP  FOURTH SHAREHOLDER DETAILS PERSONAL & CURRENT RESIDENTIAL INFORMATION  Same as fourth director Please confirm that the Shareholder can act either:(Please indicate their authority to give instructions on the account) Soley With one or more other Directors Other (please provide details) title sex salutation   insert first name(s) surname   picture date of birth marital status here property name/number street city county postcode country of birth Previous address (if time at current address is less than 3 years) first country of tax residency national insurance number additional country/ies of tax residency   national insurance number national citizenships UK domiciled natural person ID employment status   £ per annum Employer job title employer address health concerns personal interests CONTACT INFORMATION INCLUDING PREFERRED METHOD OF CONTACT  Please provide us with your most current contact details within this section. tel preference 1 tel preference 2  email preference 1 email preference 2 14 DECEMBER 2021

LEGAL & BENEFICIAL OWNERSHIP  FIRST ENTITY DETAILS  name of company   county registered office address name / number   street city postcode   country of incorporation   company registration Financial services register number (if applicable) Percentage of shareholding of the applicant firm If shareholding in the applicant firm is indirect, please provide the chain of ownership back to the ultimate beneficial owner(s) (and provide the above information for each entity in the ownership chain, including trust and foundations. If there is a trust in the ownership structure, then we may be required to obtain appropriate information regarding the trustee(s)). SECOND ENTITY DETAILS  name of company   county registered office address name / number   street city postcode   country of incorporation   company registration Financial services register number (if applicable) Percentage of shareholding of the applicant firm If shareholding in the applicant firm is indirect, please provide the chain of ownership back to the ultimate beneficial owner(s) (and provide the above information for each entity in the ownership chain, including trust and foundations. If there is a trust in the ownership structure, then we may be required to obtain appropriate information regarding the trustee(s)). 15 DECEMBER 2021

LEGAL & BENEFICIAL OWNERSHIP  TRUST DETAILS  name of trust city name of trustee(s)   postcode registered office address / name number   street county registration percentage of shareholding of the applicant firm financial services register number (if applicable) percentage of shareholding of the applicant firm If shareholding in the applicant firm is indirect, please provide the chain of ownership back to the ultimate beneficial owner(s) (and provide the above information for each entity in the ownership chain, including trust and foundations. If there is a trust in the ownership structure, then we may be required to obtain appropriate information regarding the trustee(s)). NOTES  16 DECEMBER 2021

SECTION 2: FINANCIAL PARAMETERS The company has a current portfolio which: is its responsibility is managed by another investment firm how much capital does the company have available for investment? £ if an income is required from the company’s investments, please state the gross amount the company would like them to produce: £  This is an indication of what the company would like the portfolio to achieve. This is not a guarantee of what the portfolio can or will achieve. is income to be treated separately from capital? Yes No do you have a Statement of Investment Policy (If yes, pleaseattach a copy) Yes No balance sheet total net turnover own funds as at last year % what rate of corporation tax is payable? this year %   is the company registered for VAT ? Yes No NOTES 17 DECEMBER 2021

SECTION 2: ASSETS & LIABILITIES  ASSETS & LIABILITIES value name / ownership / notes PROPERTY type INVESTMENTS value name / ownership / notes type LIABILITIES value name / ownership / notes type NOTES 18 DECEMBER 2021

SECTION 3: SCOPE OF SERVICE  SERVICE DETAILS  TYPE OF SERVICE Please select as appropriate: DISCRETIONARY   ADVISORY You appoint us to manage your investment portfolio You appoint us to provide you with advice and on a discretionary basis, meaning you authorise us to recommendations related to investments on an ongoing basis, enter into & close transactions & arrangements on your behalf and for your account without prior schedule to be agreed. reference to you. SCOPE OF APPLICATION You consent to us using the information & selections you provide us with in connection to the above services for the following accounts). CORE notes (including CGT planning notes / cherished investments / ethical views / constraints or restrictions) INCOME INSTRUCTIONS How you would like us to handle your dividends, interest & regular income payments. retained distributed regular income amount frequency start date To continue until advised. INVESTMENT KNOWLEDGE & EXPERIENCE  We have very little knowledge of stocks, shares & financial instruments in general. We have some investment knowledge of equities & bonds and understand some of the terminology. We have good investment knowledge of equities & bonds and understand the terminology. We are experienced investors. We understand equities, bonds & other financial instruments and the terminology used.  19 DECEMBER 2021

INVESTMENT KNOWLEDGE & EXPERIENCE  Please select the types of investments in which you have prior experience of investing. Collectives Overseas Equities EIS/VCTs Emerging Markets (unit trusts, OEICs & investment trusts) Options UK Gilts & Bonds Warrants Overseas Bonds ETFs (Exchange Traded Funds) Structured Products UK Equities AIM Market Insurance Products Hedge Funds Listed Private Equity (Investment Bonds / Pensions) INVESTMENT MANDATE  Total funds under management by SORBUS PARTNERS LLP £m investment time horizon   1-3 years 5 years 10 years + CAPACITY FOR LOSS ATTITUDE TO RISK What proportion of the portfolio has historically been represented by higher risk assets (equities, property, commodities, alternative investments)? How often would you look at the value of the investments? How far would the value of the investments have to fall to make you consider selling them? 20 DECEMBER 2021

RISK SCALE DESCRIPTIONS Below are some sample investment strategies which covers a spectrum of benchmarks from lower risk (1) to higher risk (5). We will incorporate your selection on the next page along with other pertinent information as concerns your suitability for a particular invest- ment strategy (attitude to risk, investment expertise and experience, tax, etc.) when determining the optimal investments at any time. (1) Long term preservation of assets. The high proportion of fixed interest assets suggests that volatility will be lower than a portfolio that has a higher allocation to equities, however the long-term returns could also be lower and even low risk investments can rise and fall in value. The portfolio is exposed to the long term impact of inflation. (4) Maximise the long-term growth of the portfolio. We expect a high level of volatility in such a portfolio with significant fluctuations in value, but over the long term it could achieve a high- er level of return. The greater proportion of higher risk assets (equities, property, commodities, alternative investments) in the portfo- lio should help to protect the value of the assets from inflation. At times the portfolio might include a higher level of exposure to small- er companies, emerging markets, illiquid investments and sub-investment grade fixed interest investments. (2) and (3) represent different points on the same spectrum and reflect a gradual increase in risk taken. (5) Equity This portfolio is invested in equities. We expect a high level of volatility in such a portfolio, with portfolios potentially subject to the full extent and frequency of stock market fluctuations. Over the long term equities have historically outperformed other asset classes, and being invested in equities should help to protect the value of assets from inflation. At times the portfolio might include a high level of exposure to smaller companies, emerging markets, and illiquid investments. RISK SCALE LONG TERM ASSET ALLOCATIONS The selected investment strategy on the next page deemed suitable provides a long term asset allocation in line with your stated invest- ment objectives. The actual asset allocation at any time and for an extended period of time may differ significantly from this long term asset allocation, reflecting the dynamic investment and market conditions. 21 DECEMBER 2021

INVESTMENT STRATEGY BENCHMARKS  strategy benchmark The purpose of the selected benchmark is 1 FTSE UK Gilts All Stocks 70% / FTSE All Share 30% to provide a yardstick against which the performance of your portfolio may be 2 Wealth Management Association CONSERVATIVE measured. 3 Wealth Management Association INCOME Each benchmark provides a long term guideline for investment allocation but may vary from the sample strategies at any given point in time or over a period of time. 4 Wealth Management Association BALANCED 5 FTSE All Share bespoke strategy / benchmark FEE STRUCTURE  The proposed fee structure is 1.0% per annum of assets under management, charged directly in arrears on a monthly basis. In cash terms, assuming the funds under management at the end of the first full calendar month is (for example) £1,000,000 then the fees will be £833.33 + VAT, calculated as follows; Assets under management x 1.0% / 12 or £1,000,000 x 0.6% = £10,000 / 12 = £833.33 + VAT. Cashflows during the period are assumed to all take place on the final day of the period. Annual fees are payable monthly, unless agreed otherwise. Other fees may be payable: third party fees, transaction costs etc. Treating customers fairly:  We will always seek the best investment for our clients; where any financial inducements are offered to us for recommending certain products we will decline the inducement and, if unavoidable, pass these inducements directly to the client. We will not accept initial or trail or any other fee, commission or inducement as it would be in direct conflict with our clients.  All of the charges and expenses relating to client assets will be fully disclosed on a semi-annual basis or as requested by the client.  Not included in the management fee are third party fees (including stamp duty, stock market charges etc.) and fees contained in the investment vehicles used in the portfolio e.g. management fees in collective investments. 22 DECEMBER 2021

SECTION 4. NOTIFICATIONS  INDEPENDENT VS RESTRICTED ADVICE Financial Conduct Authority regulations require firms offering financial advice to inform clients whether such firm is “independent” or “restricted” in terms of the products and recommendations the firm offers. The regulatory policy objective is to ensure that clients are made aware if their advisers will only be recommending products from a limited range of financial products. These can include scenarios where a firm only offers tied products, in-house products or a restricted range of investment products that reflects the limited qualifications of their staff. SORBUS PARTNERS LLP is deemed to be independent. PORTFOLIO NOTIFICATIONS  VALUATIONS  Valuations can be accessed via your online portal on demand.  They will be distributed on a quarterly basis.  Please contact the team at any time if you would like a valuation. ADVERSE PERFORMANCE NOTIFICATIONS  Should your portfolio decline in value by 10% within the time period of a single quarter you will be notified be email. PORTFOLIO REVIEW  We will review the portfolio with you on a regular basis, frequency to be agreed.  On an annual basis we will provide a formal review.  CGT and tax packs will be issued typically in June. DECLARATION & ACCEPTANCE OF TERMS  We periodically contact our clients. This can be in the form of paper and digital / electronic documents and other forms of digital communications (podcasts, vlogs etc.). By signing this form you consent to receiving these communications. Please note that you can withdraw or reinstate your consent to receiving information of this nature at any time in the future by notifying us. You may need to give us confidential or sensitive information concerning your financial affairs. We will always comply with the ethical guidelines of the Financial Conduct Authority and other professional bodies when holding that information, as well as all obligations imposed by relevant authorities. However, we may have to disclose information to another party in certain circumstances, such as where money laundering is suspected or other fraud or crime is involved. Your details will be stored on computer and in secure digital repositories. Details of our privacy notice can be found on our website www.sorbus.com We may record our phone calls or meetings for regulatory purposes and to enable us to listen back to our conversations without needing to write notes at the time. These recordings are for our own internal use and will not be shared with any other party. We work with third parties from time to time (such as for compliance or regulatory advice), which involves us disclosing more than just your basic contact details in order to provide the best possible service and advice to you. Any personal information about you will be disclosed on a confidential basis and in accordance with the Data Protection Act 2018 to any third parties as required. The information we hold about you may be held on computer and paper files. You may let us know at any time if you would prefer not to be contacted about our services. You can also refer to our Terms and Conditions. If you need further information, please email [email protected] or write to us at 41 Eastgate Street, Stafford, ST16 2LY 23 DECEMBER 2021

DECLARATION BY DIRECTORS  company name company number registered address This declaration must be signed and dated by the required number of authorised signatories, on behalf of the company. Before you sign the declaration below, please take time to carefully read the documents referred to in it, as they will form a legally enforceable agreement. If you do not understand anything or if you are missing any of the documents, please contact us. We confirm that we wish to open an investment account for the company named above, that the details provided in this application form are correct and that we have received, read and agree to be bound by SORBUS PARTNERS LLP terms and conditions. We acknowledge that the company's investments will be held in a Nominee Account with Seguro Nominees Limited (company no: 06448163). We confirm that SORBUS may deal for the company in circumstances in which the relevant transaction is away from a regulated market or multilateral trading facility, as defined in SORBUS PARTNERS LLP terms and conditions. We herby instruct SORBUS not to make public limit orders that are not immediately executed, save for where SORBUS PARTNERS LLP believes it to be in the company's best interests, or where we expressly instruct otherwise in relation to a specific limit order. We declare that: The information provided in this form is correct, complete and up-to-date. We have read and agree to the declaration and terms above. We have received SORBUS PARTNERS LLP standard terms and conditions governing the services to be provided to us, that we agree that our account and legal relationship with SORBUS PARTNERS LLP will at all times be governed by these terms and conditions, and that we shall seek clarification promptly if there is anything that we do not understand. We will be classified as a Retail Customer for purposes of the Financial Conduct Authority regulations. We will notify SORBUS PARTNERS LLP promptly in writing of any changes to the information provided in this form and of any other relevant information. FIRST DIRECTOR SECOND DIRECTOR name name signature   signature   date date THIRD DIRECTOR FOURTH DIRECTOR name name signature   signature   date date ADDITIONAL NOTES  24 DECEMBER 2021

©SORBUS PARTNERS LLP SORBUS PARTNERS LLP is authorised and regulated by the Financial Conduct Authority (588466) [email protected] sorbus.com 25 DECEMBER 2021