THE EGO AND THE ID 653 In certain forms of obsessional neurosis the sense of guilt is over-noisy but cannot justify itself to the ego. Consequently the patient's ego rebels against the imputation of guilt and seeks the physician's support in repudiating it. It would be folly to acquiesce in this, for to do so would have no effect. Analysis eventually shows that the super-ego is being influenced by processes that have remained unknown to the ego. It is possible to discover the repressed impulses which are really at the bottom of the sense of guilt. Thus in this case the super-ego knew more than the ego about the unconscious id. In melancholia the impression that the super-ego has obtained a hold upon consciousness is even stronger. But here the ego ventures no objection; it admits its guilt and submits to the punishment. We un- derstand the difference. In obsessional neurosis what were in question were objectionable impulses which remained outside the ego, while in melancholia the object to which the super-ego's wrath applies has been taken into the ego through identification. It is certainly not clear why the sense of guilt reaches such an ex- traordinary strength in these two neurotic disorders; but the main prob- lem presented in this state of affairs lies in another direction. We shall postpone discussion of it until we have dealt with the other cases in which the sense of guilt remains unconscious. It is essentially in hysteria and in states of a hysterical type that this is found. Here the mechanism by which the sense of guilt remains unconscious is easy to discover. The hysterical ego fends off a distressing perception with which the criticisms of its super-ego threaten it, in the same way in which it is in the habit of fending off an unendurable object-cathexes--by an act of repression. It is the ego, therefore, that is responsible for the sense of guilt remaining unconscious. We know that as a rule the ego carries out repressions in the service and at the behest of its super-ego; but this is a case in which it has turned the same weapon against its harsh taskmaster. In obsessional neurosis, as we know, the phenomena of reaction-formation predominate; but here [in hysteria] the ego succeeds only in keeping at a distance the material to which the sense of guilt refers. One may go further and venture the hypothesis that a great part of the sense of guilt must normally remain unconscious, because the origin of conscience is intimately connected with the Oedipus complex, which belongs to the unconscious. If anyone were inclined to put forward the paradoxical proposition that the normal man is not only far more im- moral than he believes but also far more moral than he knows, psycho- analysis, on whose findings the first half of the assertion rests, would have no objection to raise against the second half. 1 It was a surprise to find that an increase in this Ucs. sense of guilt 1. This proposition is only apparently a paradox; has-i.e. than its ego is aware of through conscious it simply states that human nature has a far greater perception. extent, both for good and for evil, than it thinks it
654 TRANSITIONS AND REVISIONS can turn people into criminals. But it is undoubtedly a fact. In many criminals, especially youthful ones, it is possible to detect a very powerful sense of guilt which existed before the crime, and is therefore not its result but its motive. It is as if it was a relief to be able to fasten this unconscious sense of guilt on to something real and immediate. In all these situations the super-ego displays its independence of the conscious ego and its intimate relations with the unconscious id. Having regard, now, to the importance we have ascribed to preconscious verbial residues in the ego, the question arises whether it can be the case that the super-ego, in so far as it is Ucs., consists in such word-presentations and, if it does not, what else it consists in. Our tentative answer will be that it is as impossible for the super-ego as for the ego to disclaim its origin from things heard; for it is a part of the ego and remains accessible to consciousness by way of these word-presentations (concepts, abstrac- tions). But the cathectic energy does not reach these contents of the super-ego from auditory perception (instruction or reading) but from sources in the id. The question which we put off answering runs as follows: How is it that the super-ego manifests itself essentially as a sense of guilt (or rather, as criticism-for the sense of guilt is the perception in the ego answering to this criticism) and moreover develops such extraordinary harshness and severity towards the ego? If we turn to melancholia first, we find that the excessively strong super-ego which has obtained a hold upon consciousness rages against the ego with merciless violence, as if it had taken possession of the whole of the sadism available in the person concerned. Following our view of sadism, we should say that the de- structive component had entrenched itself in the super-ego and turned against the ego. What is now holding sway in the super-ego is, as it were, a pure culture of the death instinct, and in fact it often enough succeeds in driving the ego into death, if the latter does not fend off its tyrant in time by the change round into mania. The reproaches of conscience in certain forms of obsessional neurosis are as distressing and tormenting, but here the situation is less perspic- uous. It is noteworthy that the obsessional neurotic, in contrast to the melancholic, never in fact takes the step of self-destruction; it is as though he were immune against the danger of suicide, and he is far better protected from it than the hysteric. We can see that what guarantees the safety of the ego is the fact that the object has been retained. In obsessional neurosis it has become possible, through a regression to the pregenital organization, for the love-impulses to transform themselves into impulses of aggression against the object. Here again the instinct of destruction has been set free and it seeks to destroy the object, or at least it appears to have that intention. These purposes have not been adopted by the ego and it struggles against them with reaction-formations and precautionary measures; they remain in the id. The super-ego, however, behaves as if the ego were responsible for them and shows at
THE EGO AND THE ID 655 the same time by the seriousness with which it chastises these destructive intentions that they are no mere semblance evoked by regression but an actual substitution of hate for love. Helpless in both directions, the ego defends itself vainly, alike against the instigations of the murderous id and against the reproaches of the punishing conscience. It succeeds in holding in check at least the most brutal actions of both sides; the first outcome is interminable self-torment, and eventually there follows a systematic torturing of the object, in so far as it is within reach. The dangerous death instincts are dealt with in the individual in various ways: in part they are rendered harmless by being fused with erotic components, in part they are diverted towards the external world in the form of aggression, while to a large extent they undoubtedly continue their internal work unhindered. How is it then that in mel- ancholia the super-ego can become a kind of gathering-place for the death instincts? From the point of view of instinctual control, of morality, it may be said of the id that it is totally non-moral, of the ego that it strives to be moral, and of the super-ego that it can be super-moral and then become as cruel as only the id can be. It is remarkable that the more a man checks his aggressiveness towards the exterior the more severe-that is aggressive-he becomes in his ego ideal. The ordinary view sees the situation the other way round: the standard set up by the ego ideal seems to be the motive for the suppression of aggressiveness. The fact remains, however, as we have stated it: the more a man controls his aggressiveness, the more intense becomes his ideal's inclination to aggressiveness against his ego. It is like a displacement, a turning round upon his own ego. But even ordinary normal morality has a harshly restraining, cruelly prohibiting quality. It is from this, indeed, that the conception arises of a higher being who deals out punishment inexorably. I cannot go further in my consideration of these questions without introducing a fresh hypothesis. The super-ego arises, as we know, from an identification with the father taken as a model. Every such identi- fication is in the nature of a desexualization or even of a sublimation. It now seems as though when a transformation of this kind takes place, an instinctual defusion occurs at the same time. After sublimation the erotic component no longer has the power to bind the whole of the destructiveness that was combined with it, and this is released in the form of an inclination to aggression and destruction. This defusion would be the source of the general character of harshness and cruelty exhibited by the ideal-its dictatorial 'Thou shalf. Let us again consider obsessional neurosis for a moment. The state of affairs is different here. The defusion of love into aggressiveness has not been effected by the work of the ego, but is the result of a regression which has come about in the id. But this process has extended beyond the id to the super-ego, which now increases its severity towards the innocent ego. It would seem, however, that in this case, no less than
656 TRANSITIONS AND REVISIONS in that of melancholia, the ego, having gained control over the libido by means of identification, is punished for doing so by the super-ego through the instrumentality of the aggressiveness which was mixed with the libido. Our ideas about the ego are beginning to clear, and its various rela- tionships are gaining distinctness. We now see the ego in its strength and in its weaknesses. It is entrusted with important functions. By virtue of its relation to the perceptual system it gives mental processes an order in time and submits them to 'reality-testing'. By interposing the processes of thinking, it secures a postponement of motor discharges and controls the access to motility. This last power is, to be sure, a question more of form than of fact; in the matter of action the ego's position is like that of a constitutional monarch, without whose sanction no law can be passed but who hesitates long before imposing his veto on any measure put forward by Parliament. All the experiences of life that originate from without enrich the ego; the id, however, is its second external world, which it strives to bring into subjection to itself. It withdraws libido from the id and transforms the object-cathexes of the id into ego-structures. With the aid of the super-ego, in a manner that is still obscure to us, it draws upon the experiences of past ages stored in the id. There are two paths by which the contents of the id can penetrate into the ego. The one is direct, the other leads by way of the ego ideal; which of these two paths they take may, for some mental activities, be of decisive importance. The ego develops from perceiving instincts to controlling them, from obeying instincts to inhibiting them. In this achievement a large share is taken by the ego ideal, which indeed is partly a reaction-formation against the instinctual processes of the id. Psycho-analysis is an instrument to enable the ego to achieve a pro- gressive conquest of the id. From the other point of view, however, we see this same ego as a poor creature owing service to three masters and consequently menaced by three dangers: from the external world, from the libido of the id, and from the severity of the super-ego. Three kinds of anxiety correspond to these three dangers, since anxiety is the expression of a retreat from danger. As a frontier-creature, the ego tries to mediate between the world and the id, to make the id pliable to the world and, by means of its muscular activity, to make the world fall in with the wishes of the id. In point of fact it behaves like the physician during an analytic treatment: it offers itself, with the attention it pays to the real world, as a libidinal object to the id, and aims at attaching the id's libido to itself. It is not only a helper to the id; it is also a submissive slave who courts his master's love. Whenever possible, it tries to remain on good terms with the id; it clothes the id's Ues. commands with its Pes. rationalizations; it pretends that the id is showing obedience to the admonitions of reality, even when in fact it is remaining obstinate and unyielding; it disguises the id's conflicts with reality and, if possible, its conflicts with the super-
THE EGO AND THE ID 657 ego too. In its position midway between the id and reality, it only too often yields to the temptation to become sycophantic, opportunist and lying, like a politician who sees the truth but wants to keep his place in popular favour. Towards the two classes of instincts the ego's attitude is not impartial. Through its work of identification and sublimation it gives the death instincts in the id assistance in gaining control over the libido, but in so doing it runs the risk of becoming the object of the death instincts and of itself perishing. In order to be able to help in this way it has had itself to become filled with libido; it thus itself becomes the representative of Eros and thenceforward desires to live and to be loved. But since the ego's work of sublimation results in a defusion of the instincts and a liberation of the aggressive instincts in the super-ego, in, struggle against the libido exposes it to the danger of maltreatment and death. In suffering under the attacks of the super-ego or perhaps even succumbing to them, the ego is meeting with a fate like that of the protista which are destroyed by the products of decomposition that they themselves have created. From the economic point of view the morality that functions in the super-ego seems to be a similar product of decomposition. Among the dependent relationships in which the ego stands, that to the super-ego is perhaps the most interesting. The ego is the actual seat of anxiety. Threatened by dangers from three directions, it develops the flight-reflex by withdrawing its own cathexis from the menacing perception or from the similarly regarded process in the id, and emitting it as anxiety. This primitive reaction is later replaced by the carrying-out of protective cathexes (the mechanism of the phobias). What it is that the ego fears from the external and from the libidinal danger cannot be specified; we know that the fear is of being overwhelmed or annihilated, but it cannot be grasped analytically. The ego is simply obeying the warning of the pleasure principle. On the other hand, we can tell what is hidden behind the ego's dread of the super-ego, the fear of conscience. The superior being, which turned into the ego ideal, once threatened castration, and this dread of castration is probably the nucleus round which the subsequent fear of conscience has gathered; it is this dread that persists as the ear of conscience. The high-sounding phrase, 'every fear is ultimately the fear of death', has hardly any meaning, and at any rate cannot be justified. It seems to me, on the contrary, perfectly correct to distinguish the fear of death from dread of an object (realistic anxiety) and from neurotic libidinal anxiety. It presents a difficult problem to psycho-analysis, for death is an abstract concept with a negative content for which no unconscious correlative can be found. It would seem that the mechanism of the fear of death can only be that the ego relinquishes its narcissistic libidinal cathexis in a very large measure-that is, that it gives up itself, just as it gives up some external object in other cases in which it feels anxiety.
658 TRANSITIONS AND REVISIONS I believe that the fear of death is something that occurs between the ego and the super-ego. We know that the fear of death makes its appearance under two conditions (which, moreover, are entirely analogous to situations in which other kinds of anxiety develop), namely, as a reaction to an external danger and as an internal process, as for instance in melan- cholia. Once again a neurotic manifestation may help us to understand a normal one. The fear of death in melancholia only admits of one explanation: that the ego gives itself up because it feels itself hated and persecuted by the lUper-ego, instead ofloved. To the ego, therefore, living means the same as being loved-being loved by the super-ego, which here again appears as the representative of the id. The super-ego fulfils the same function of protecting and saving that was fulfilled in earlier days by the father and later by Providence or Destiny. But, when the ego finds itself in an excessive real danger which it believes itself unable to overcome by its own strength, it is bound to draw the same conclusion. It sees itself deserted by all protecting forces and lets itself die. Here, moreover, is once again the same situation as that which underlay the first great anxiety-state of birth and the infantile anxiety of longing-the anxiety due to separation from the protecting mother. These considerations make it possible to regard the fear of death, like the fear of conscience, as a development of the fear of castration. The great significance which the sense of guilt has in the neuroses makes it conceivable that common neurotic anxiety is reinforced in severe cases by the generating of anxiety between the ego and the super-ego (fear of castration, of conscience, of death). The id, to which we finally come back, has no means of showing the ego either love or hate. It cannot say what it wants; it has achieved no unified will. Eros and the death instinct struggle within it; we have seen with what weapons the one group of instincts defends itself against the other. It would be possible to picture the id as under the domination of the mute but powerful death instincts, which desire to be at peace and (prompted by the pleasure principle) to put Eros, the mischief-maker, to rest; but perhaps that might be to undervalue the part played by Eros.
PART SIX: THE LAST CHAPTER
The Dissolution of the Oedipus Complex The vigorous rhetoric characterizing this short paper of 1924, which re- affirms the centrality of the Oedipus complex, was in part a response to the new and increasingly disturbing notion of the \"birth trauma\" ad- vanced by Otto Rank. Freud's amanuensis and, until around 1923, per- haps his most uncritical follower, Rank was moving off on his own in matters of psychoanalytic technique and theory. At first, Freud had taken an interest in Rank's departures and defended them against the suspicions, even anger, of his closest adherents. But after thinking the matter through, he rejected Rank's demotion of the Oedipus complex and installation of the birth trauma as the archetypal and crucial human experience (Rank fully developed this aspect of his thought in The Trauma of Birth [1924; tr. 1929]). But while this may have helped to determine its tone, the essential importance of the paper lies elsewhere. For long years, Freud had portrayed the sexual evolution of boys and girls as parallel. Investigations of the early 1920s, prompted by his growing sense that female sexuality is more mys- terious than male sexuality and that he knew too little about the evolution of women, had persuaded him to modify his ideas on development and stress the differences rather than the resemblances between the sexes. He returned to his revised views on this sensitive subject more than once and worked them out in greater detail, most notably in 1925, with \"Some Psych- ical Consequences of the Anatomical Distinction Between the Sexes\" (see below, pp. 670-78) and in 1931, with \"Female Sexuality.\" But some of the formulations that would-rightly-offend feminists, and the laconic assertion that anatomy is destiny, are already contained in the present paper. To an ever-increasing extent the Oedipus complex reveals its importance as the central phenomenon of the sexual period of early childhood. After that, its dissolution takes place; it succumbs to repression, as we say, and is followed by the latency period. It has not yet become clear, however, what it is that brings about its destruction. Analyses seem to show that it is the experience of painful disappointments. The little girl likes to regard herself as what her father loves above all else; but the time comes when she has to endure a harsh punishment from him and she is cast out of her fool's paradise. The boy regards his mother as his own property; but he finds one day that she has transferred her love and solicitude to a new arrival. Reflection must deepen our sense of the importance of those influences, for it will emphasize the fact that dis- tressing experiences of this sort, which act in opposition to the content of the complex, are inevitable. Even when no special events occur, like those we have mentioned as examples,' the absence of the satisfaction hoped for, the continued denial of the desired baby, must in the end
662 THE LAsT CHAPTER lead the small lover to tum away from his hopeless longing. In this way the Oedipus complex would go to its destruction from its lack of success, from the effects of its internal impossibility. Another view is that the Oedipus complex must collapse because the time has come for its disintegration, just as the milk-teeth fall out when the permanent ones begin to grow. Although the majority of human beings go through the Oedipus complex as an individual experience, it is nevertheless a phenomenon which is determined and laid down by heredity and which is bound to pass away according to programme when the next pre-ordained phase of development sets in. This being so, it is of no great importance what the occasions are which allow this to hap- pen, or, indeed, whether any such occasions can be discovered at all. The justice of both these views cannot be disputed. Moreover, they are compatible. There is room for the ontogenetic view side by side with the more far-reaching phylogenetic one. It is also true that even at birth the whole individual is destined to die, and perhaps his organic dispo- sition may already contain the indication of what he is to die from. Nevertheless, it remains of interest to follow out how this innate pro- gramme is carried out and in what way accidental noxae exploit his disposition. ~ \" \" A child's sexual development advances to a certain phase at which the genital organ has already taken over the leading role. But this genital is the male one only, or, more correctly, the penis; the female genital has remained undiscovered. This phallic phase, which is con- temporaneous with the Oedipus complex, does not develop further to the definitive genital organization, but is submerged, and is succeeded by the latency period. Its termination, however, takes place in a typical manner and in conjunction with events that are of regular recurrence. When the (male) child's interest turns to his genitals he betrays the fact by manipulating them frequently; and he then finds that the adults do not approve of this behaviour. More or less plainly, more or less brutally, a threat is pronounced that this part of him which he values so highly will be taken away from him. Usually it is from women that the threat emanates; very often they seek to strengthen their authority by a reference to the father or the doctor, who, so they say, will carry out the punishment. In a number of cases the women will themselves mitigate the threat in a symbolic manner by telling the child that what is to be removed is not his genital, which actually plays a passive part, but his hand, which is the active culprit. It happens particularly often that the little boy is threatened with castration, not because he plays with his penis with his hand, but because he wets his bed every night and cannot be got to be clean. Those in charge of him behave as if this nocturnal incontinence was the result and the proof of his being unduly concerned with his penis, and they are probably right. In any case, long- continued bed-wetting is to be equated with the emissions of adults. It
THE DISSOLUTION OF THE OEDIPUS COMPLEX 66 3 is an expression of the same excitation of the genitals which has impelled the child to masturbate at this period. Now it is my view that what brings about the destruction of the child's phallic genital organizaton is this threat of castration. Not immediately, it is true, and not without other influences being brought to bear as well. For to begin with the boy does not believe in the threat or obey it in the least. Psycho-analysis has recently attached importance to two experiences which all children go through and which, it is suggested, prepare them for the loss of highly valued parts of the body. These experiences are the withdrawal of the mother's breast-at first intermit- tently and later for good-and the daily demand on them to give up the contents of the bowel. But there is no evidence to show that, when the threat of castration takes place, those experiences have any effect. It is not until a fresh experience comes his way that the child begins to reckon with the possibility of being castrated, and then only hesitatingly and unwillingly, and not without making efforts to depreciate the significance of something he has himself observed. The observation which finally breaks down his unbelief is the sight of the female genitals. Sooner or later the child, who is so proud of his possession of a penis, has a view of the genital region of a little girl, and cannot help being convinced of the absence of a penis in a creature who is so like himself. With this, the loss of his own penis becomes imagi- nable, and the threat of castration takes its deferred effect. We should not be as short-sighted as the person in charge of the child who threatens him with castration, and we must not overlook the fact that at this time masturbation by no means represents the whole of his sexual life. As can be clearly shown, he stands in the Oedipus attitude to his parents; his masturbation is only a genital discharge of the sexual excitation belonging to the complex, and throughout his later years will owe its importance to that relationship. The Oedipus complex offered the child two possibilities of satisfaction, an active and a passive one. He could put himself in his father's place in a masculine fashion and have intercourse with his mother as his father did, in which case he would soon have felt the latter as a hindrance; or he might want to take the place of his mother and be loved by his father, in which case his mother would become superfluous. The child may have had only very vague notions as to what constitutes a satisfying erotic intercourse; but certainly the penis must playa part in it, for the sensations in his own organ were evidence of that. So far he had had no occasion to doubt that women possessed a penis. But now his acceptance of the possibility of castration, his recognition that women were castrated, made an end of both possible ways of obtaining satisfaction from the Oedipus complex. For both of them entailed the loss of his penis-the masculine one as a resulting punishment and the feminine one as a precondition. If the satisfaction of love in the field of the Oedipus complex is to cost the
664 THE LAST CHAPTER child his penis, a conflict is bound to arise between his narcissistic interest in that part of his body and the libidinal cathexis of his parental objects. In this conflict the first of these forces normally triumphs: the child's ego turns away from the Oedipus complex. I have described elsewhere how this turning away takes place. The object-cathexes are given up and replaced by identifications. The au- thority of the father or the parents is introjected into the ego, and there it forms the nucleus of the super-ego, which takes over the severity of the father and perpetuates his prohibition against incest, and so secures the ego from the return of the libidinal object-cathexis. The libidinal trends belonging to the Oedipus complex are in part desexualized and sublimated (a thing which probably happens with every transformation into an identification) and in part inhibited in their aim and changed into impulses of affection. The whole process has, on the one hand, preserved the genital organ-has averted the danger of its loss--and, on the other, has paralysed it-has removed its function. This process ushers in the latency period, which now interrupts the child's sexual devel- opment. I see no reason for denying the name of a 'repression' to the ego's turning away from the Oedipus complex, although later repressions corne about for the most part with the participation of the super-ego, which in this case is only just being formed. But the process we have described is more than a repression. It is equivalent, if it is ideally carried out, to a destruction and an abolition of the complex. We may plausibly assume that we have here come upon the borderline-never a very sharply drawn one-between the normal and the pathological. If the ego has in fact not achieved much more than a repression of the complex, the latter persists in an unconscious state in the id and will later manifest its pathogenic effect. Analytic observation enables us to recognize or guess these connec- tions between the phallic organization, the Oedipus complex, the threat of castration, the formation of the super-ego and the latency period. These connections justify the statement that the destruction of the Oed- ipus complex is brought about by the threat of castration. But this does not dispose of the problem; there is room for a theoretical speculation which may upset the results we have corne to or put them in a new light. Before we start along this new path, however, we must tum to a question which has arisen in the course of this discussion and has so far been left on one side. The process which has been described refers, as has been expressly said, to male children only. How does the cor- responding development take place in little girls? At this point our material-for some incomprehensible reason-be- comes far more obscure and full of gaps. The female sex, too, develops an Oedipus complex, a super-ego and a latency period. May we also attribute a phallic organization and a castration complex to it? The answer is in the affirmative; but these things cannot be the same as they
THE DISSOLUTION OF THE OEDIPUS COMPLEX 665 are in boys. Here the feminist demand for equal rights for the sexes does not take us far, for the morphological distinction is bound to find expres- sion in differences of psychical development. 'Anatomy is Destiny', to vary a saying of Napoleon's. The little girl's clitoris behaves just like a penis to begin with; but, when she makes a comparison with a playfellow of the other sex, she perceives that she has 'come off badly' and she feels this as a wrong done to her and as a ground for inferiority. For a while still she consoles herself with the expectation that later on, when she grows older, she will acquire just as big an appendage as the boy's. Here the masculinity complex of women branches off. A female child, however, does not understand her lack of a penis as being a sex character; she explains it by assuming that at some earlier date she had possessed an equally large organ and had then lost it by castration. She seems not to extend this inference from herself to other, adult females, but, entirely on the lines of the phallic phase, to regard them as possessing large and complete-that is to say, male--genitals. The essential difference thus comes about that the girl accepts castration as an accomplished fact, whereas the boy fears the possibility of its occurrence. The fear of castration being thus excluded in the little girl, a powerful motive also drops out for the setting-up of a super-ego and for the breaking-off of the infantile genital organization. In her, far more than in the boy, these changes seem to be the result of upbringing and of intimidation from outside which threatens her with a loss of love. The girl's Oedipus complex is much simpler than that of the small bearer of the penis; in my experience, it seldom goes beyond the taking of her mother's place and the adopting of a feminine attitude towards her father. Renunciation of the penis is not tolerated by the girl without some attempt at compensation. She slips--along the line of a symbolic equa- tion, one might say-from the penis to a baby. Her Oedipus complex culminates in a desire, which is long retained, to receive a baby from her father as a gift-to bear him a child. One has an impression that the Oedipus complex is then gradually given up because this wish is never fulfilled. The two wishes--to possess a penis and a child-remain strongly cathected in the unconscious and help to prepare the female creature for her later sexual role. The comparatively lesser strength of the sadistic contribution to her sexual instinct, which we may no doubt connect with the stunted growth of her penis, makes it easier in her case for the direct sexual trends to be transformed into aim-inhibited trends of an affectionate kind. It must be admitted, however, that in general our insight into these developmental processes in girls is unsatisfactory, incomplete and vague. I have no doubt that the chronological and causal relations described here between the Oedipus complex, sexual intimidation (the threat of castration), the formation of the super-ego and the beginning of the latency period are of a typical kind; but I do not wish to assert that this type is the only possible one. Variations in the chronological order and
666 THE LAST CHAPTER in the linking-up of these events are bound to have a very important bearing on the development of the individual. Since the publication of Otto Rank's interesting study, The Trauma of Birth [1924], even the conclusion arrived at by this modest investi- gation, to the effect that the boy's Oedipus complex is destroyed by the fear of castration, cannot be accepted without further discussion. Never- theless, it seems to me premature to enter into such a discussion at the present time, and perhaps inadvisable to begin a criticism or an appre- ciation of Rank's view at this juncture. Negation This short paper of 1925 sums up one of Freud's persistent preoccupations: the meaning of \"no\" in the analytic setting. His comments on the nature of thinking, brief as they are, are of considerable interest as well. There is one issue raised by an analysand's negations that Freud did not address until near the end of his life, in \"Constructions in Analysis\" (1937): if the patient's \"yes\" means \"yes,\" and his \"no\" means \"yes\" as well, does this not guarantee the accuracy of all the analyst's pronouncements? And if he cannot ever be successfully challenged, can he claim to be anything better than a faith healer? Scientific propositions, after all, can be falsified, but the infallible pronouncements of the analyst by definition do not lend themselves to this test. In the paper on constructions, Freud quotes an unnamed critic of psychoanalysis: \"He said that in giving interpretations to a patient we treat him upon the famous· principle of 'Heads I win, tails you lose.' That is to say, if the patient agrees with us, then the interpretation is right; but if he contradicts us, that is only a sign of his resistance, which again shows that we are right. In this way we are always in the right against the poor helpless wretch whom we are analysing, no matter how he may respond to what we may put forward.\" But, Freud objects, this is not how analysts proceed. \"No\" may indeed mean \"yes\"-in the manner that his paper on negation had demonstrated. But there are far more reliable ways in which an analyst finds his interpretations confirmed: forms of expression, emotional vehe- mence, puzzling comments, and the like. Nor should an analyst ever claim infallibility: \"There is no justification for the reproach that we neglect or underestimate the importance of the attitude taken up by those under analysis towards our constructions. We pay attention to them and often derive val- uable information from them .... We do not pretend that an individual construction is anything more than a conjecture which awaits examination, confirmation or rejection. We claim no authority for it ... \" (SE XXIII, 257, 265). It would have been tactically extremely useful for the defense of psycho- analysis, if Freud had said all of this, clearly and often, in earlier years. The manner in which our patients bring forward their associations during the work of analysis gives us an opportunity for making some interesting observations. 'Now you'll think I mean to say something insulting, but
NEGATION 667 really I've no such intention.' We realize that this is a rejection, by projection, of an idea that has just come up. Or: 'You ask who this person in the dream can be. It's not my mother.' We emend this to: 'So it is his mother.' In our interpretation, we take the liberty of dis- regarding the negation and of picking out the subject-matter alone of the association. It is as though the patient had said: 'It's true that my mother came into my mind as I thought of this person, but I don't feel inclined to let the association count.' 'There is a very convenient method by which we can sometimes obtain a piece of information we want about unconscious repressed material. 'What', we ask, 'would you consider the most unlikely imaginable thing in that situation? What do you think was furthest from your mind at that time?' If the patient falls into the trap and says what he thinks is most incredible, he almost always makes the right admission. A neat counterpart to this experiment is often met with in an obsessional neu- rotic who has already been initiated into the meaning of his symptoms. 'I've got a new obsessive idea,' he says, 'and it occurred to me at once that it might mean so and so. But no; that can't be true, or it couldn't have occurred to me.' What he is repudiating, on grounds picked up from his treatment, is, of course, the correct meaning of the obsessive idea. Thus the content of a repressed image or idea can make its way into consciousness, on condition that it is negated. Negation is a way of taking cognizance of what is repressed; indeed it is already a lifting of the repression, though not, of course, an acceptance of what is repressed. We can see how in this the intellectual function is separated from the affective process. With the help of negation only one consequence of the process of repression is undone-the fact, namely, of the ideational content of what is repressed not reaching consciousness. The outcome of this is a kind of intellectual acceptance of the repressed, while at the 1 same time what is essential to the repression persists. In the course of analytic work we often produce a further, very important and some- what strange variant of this situation. We succeed in conquering the negation as well, and in bringing about a full intellectual acceptance of the repressed; but the repressive process itself is not yet removed by this. Since to affirm or negate the content of thoughts is the task of the function of intellectual judgement, what we have just been saying has led us to the psychological origin of that function. To negate something in a judgement is, at bottom, to say: 'This is something which I should prefer to repress.' A negative judgement is the intellectual substitute for repression; its 'no' is the hall-mark of repression, a certificate of origin- 1. The same process is at the root of the familiar attack, of whose approach the subject is already superstition that boasting is dangerous. 'How nice sensible, although he is as yet unwilling to believe not to have had one of my headaches for so long.' it. But this is in fact the first announcement of an
668 THE LAST CHAPTER like, let us say, 'Made in Germany'. 2 With the help of the symbol of negation, thinking frees itself from the restrictions of repression and enriches itself with material that is indispensable for its proper func- tioning. The function of judgement is concerned in the main with two sorts of decisions. It affirms or disaffirms the possession by a thing of a par- ticular attribute; and it asserts or disputes that a presentation has an existence in reality. The attribute to be decided about may originally have been good or bad, useful or harmful. Expressed in the language of the oldest-the oral-instinctual impulses, the judgement is: 'I should like to eat this', or 'I should like to spit it out'; and, put more generally: 'I should like to take this into myself and to keep that out.' That is to say: 'It shall be inside me' or 'it shall be outside me'. As I have shown elsewhere, the original pleasure-ego wants to introject into itself every- thing that is good and to eject from itself everything that is bad. What is bad, what is alien to the ego and what is external are, to begin with, identical. The other sort of decision made by the function of judgement-as to the real existence of something of which there is a presentation (reality- testing)-is a concern of the definitive reality-ego, which develops out of the initial pleasure-ego. It is now no longer a question of whether what has been perceived (a thing) shall be taken into the ego or not, but of whether something which is in the ego as a presentation can be rediscovered in perception (reality) as well. It is, we see, once more a question of external and internal. What is unreal, merely a presentation and subjective, is only internal; what is real is also there outside. In this stage of development regard for the pleasure principle has been set aside. Experience has shown the subject that it is not only important whether a thing (an object of satisfaction for him) possesses the 'good' attribute and so deserves to be taken into his ego, but also whether it is there in the external world, so that he can get hold of it whenever he needs it. In order to understand this step forward we must recollect that all pres- entations originate from perceptions and are repetitions of them. Thus originally the mere existence of a presentation was a guarantee of the reality of what was presented. The antithesis between subjective and objective does not exist from the first. It only comes into being from the fact that thinking possesses the capacity to bring before the mind once more something that has once been perceived, by reproducing it as a presentation without the external object having still to be there. The first and immediate aim, therefore, of reality-testing is, not to find an object in real perception which corresponds to the one presented, but to re{ind such an object, to convince oneself that it is still there. Another capacity of the power of thinking offers a further contribution to the differentiation between what is subjective and what is objective. The 2. [In English in the originaL)
NEGATION 669 reproduction of a perception as a presentation is not always a faithful one; it may be modified by omissions, or changed by the merging of various elements. In that case, reality-testing has to ascertain how far such distortions go. But it is evident that a precondition for the setting up of reality-testing is that objects shall have been lost which once brought real satisfaction. Judging is the intellectual action which decides the choice of motor action, which puts an end to the postponement due to thought and which leads over from thinking to acting. This postponement due to thought has also been discussed by me elsewhere. It is to be regarded as an experimental action, a motor palpating, with small expenditure of discharge. Let us consider where the ego has used a similar kind of palpating before, at what place it learnt the technique which it now applies in its processes of thought. It happened at the sensory end of the mental apparatus, in connection with sense perceptions. For, on our hypothesis, perception is not a purely passive process. The ego period- ically sends out small amounts of cathexis into the perceptual system, by means of which it samples the external stimuli, and then after every such tentative advance it draws back again. The study of judgement affords us, perhaps for the first time, an insight into the origin of an intellectual function from the interplay of the primary instinctual impulses. Judging is a continuation, along lines of expediency, of the original process by which the ego took things into itself or expelled them from itself, according to the pleasure principle. The polarity of judgement appears to correspond to the opposition of the two groups of instincts which we have supposed to exist. Affirma- tion-as a substitute for uniting-belongs to Eros; negation-the suc- cessor to expulsion-belongs to the instinct of destruction. The general wish to negate, the negativism which is displayed by some psychotics, is probably to be regarded as a sign of a defusion of instincts that has taken place through a withdrawal of the libidinal components. But the performance of the function of judgement is not made possible until the creation of the symbol of negation has endowed thinking with a first measure of freedom from the consequences of repression and, with it, from the compulsion of the pleasure principle. This view of negation fits in very well with the fact that in analysis we never discover a 'no' in the unconscious and that recognition of the unconscious on the part of the ego is expressed in a negative formula. There is no stronger evidence that we have been successful in our effort to uncover the unconscious than when the patient reacts to it with the words 'I didn't think that', or 'I didn't (ever) think of that'.
Some Psychical Consequences of the Anatomical Distinction Between the Sexes This paper, published late in 1925, was read to the International Psychoan- alytic Congress at Homburg by Freud's daughter Anna. Since his cancer operations in 1923, Freud, somewhat hampered in his speech, refused to appear at these congresses, much as he missed them. There is some irony in a woman presenting a paper that many women have since found pro- foundly offensive. \"Some Psychical Consequences\" makes explicit, with technical particulars, what Freud had adumbrated briefly, aphoristically, the year before (see above, pp. 661-66). While through the decades, Freud had treated a large number of women patients, the riddle that is woman- an antique cliche about women repeated by Freud in modem language-- did not yield easily to his analytic efforts. Ernest Jones reports that Freud once exclaimed to Princess Marie Bonaparte, \"Was will das Weib?-What does woman want?\" (Jones II, 421). The present paper outlines a large part of his answer. Freud returned to the importarlt and controversial theme of woman's development in two later papers, \"Female Sexuality\" (1931) and \"Femi- ninity\" (1933), the latter a chapter in his New Introductory Lectures on Psycho-Analysis. Essentially, they do little more than restate the arguments he had advanced in the present paper. But in \"Female Sexuality\" Freud made more than he had earlier of the little girl's pre-oedipal attachment to her mother. And in \"Femininity,\" though he stressed the active part of woman in life, he confessed that what he had to say about the subject \"is certainly incomplete and fragmentary and does not always sound friendly\" (S.E., XXII, 135). It is worth noting that in the 1920s and early 1930s some psychoanalysts, notably Ernest Jones and Karen Homey (then still consid- ering herself a good Freudian), did not accept Freud's verdict that women are virtually failed men, and said so in private and in print. In my own writings and in those of my followers more and more stress is laid on the necessity that the analyses of neurotics shall deal thoroughly with the remotest period of their childhood, the time of the early effio- rescence of sexual life. It is only by examining the first manifestations of the patient's innate instinctual constitution and the effects of his earliest experiences that we can accurately gauge the motive forces that have led to his neurosis and can be secure against the errors into which we might be tempted by the degree to which things have become re- modelled and overlaid in adult life. This requirement is not only of theoretical but also of practical importance, for it distinguishes our efforts from the work of those physicians whose interests are focused exclusively on therapeutic results and who employ analytic methods, but only up to a certain point. An analysis of early childhood such as we are con- sidering is tedious and laborious and makes demands both upon the physician and upon the patient which cannot always be met. Moreover,
SOME PSYCHICAL CONSEQUENCES 671 it leads us into dark regions where there are as yet no signposts. Indeed, analysts may feel reassured, I think, that there is no risk of their work becoming mechanical, and so of losing its interest, during the next few decades. In the following pages I bring forward some findings of analytic re- search which would be of great importance if they could be proved to apply universally. Why do I not postpone publication of them until further experience has given me the necessary proof, if such proof is obtainable? Because the conditions under which I work have undergone a change, with implications which I cannot disguise. Formerly, I was not one of those who are unable to hold back what seems to be a new discovery until it has been either confirmed or corrected. My Interpre- tation of Dreams (1900a) and my 'Fragment of an Analysis of a Case of Hysteria' (l905e) (the case of Dora) were suppressed by me-if not for the nine years enjoined by Horace-at all events for four or five years before I allowed them to be published. But in those days I had unlimited time before me-'oceans of time'! as an amiable author puts it-and material poured in upon me in such quantities that fresh ex- periences were hardly to be escaped. Moreover, I was the only worker in a new field, so that my reticence involved no danger to myself and no loss to others. But now everything has changed. The time before me is limited. The whole of it is no longer spent in working, so that my opportunities for making fresh observations are not so numerous. If I think I see something new, I am uncertain whether I can wait for it to be confirmed. And further, everything that is to be seen upon the surface has already been exhausted; what remains has to be slowly and laboriously dragged up from the depths. Finally, I am no longer alone. An eager crowd of fellow-workers is ready to make use of what is unfinished or doubtful, and I qm leave to them that part of the work which I should otherwise have done myself. On this occasion, therefore, I feel justified in pub- lishing something which stands in urgent need of confirmation before its value or lack of value can be decided. In examining the earliest mental shapes assumed by the sexual life of children we have been in the habit of taking as the subject of our investigations the male child, the little boy. With little girls, so we have supposed, things must be similar, though in some way or other they must nevertheless be different. The point in development at which this difference lay could not be clearly determined. In boys the situation of the Oedipus complex is the first stage that can be recognized with certainty. It is easy to understand, because at that stage a child retains the same object which he previously cathected with his libido-not as yet a genital one-during the preceding period 1. [In English in the original. I
672 THE LAST CHAPTER while he was being suckled and nursed. The fact, too, that in this situation he regards his father as a disturbing rival and would like to get rid of him and take his place is a straightforward consequence of the 2 actual state of affairs. I have shown elsewhere how the Oedipus attitude in little boys belongs to the phallic phase, and how its destruction is brought about by the fear of castration-that is, by narcissistic interest in their genitals. The matter is made more difficult to grasp by the complicating circumstance that even in boys the Oedipus complex has a double orientation, active and passive, in accordance with their bi- sexual constitution; a boy also wants to take his mother's place as the love-object of his father-a fact which we describe as the feminine attitude. As regards the prehistory of the Oedipus complex in boys we are far from complete clarity. We know that that period includes an identifi- cation of an affectionate sort with the boy's father, an identification which is still free from any sense of rivalry in regard to his mother. Another element of that stage is invariably, I believe, a masturbatory activity in connection with the genitals, the masturbation of early child- hood, the more or less violent suppression of which by those in charge of the child sets the castration complex in action. It is to be assumed that this masturbation is attached to the Oedipus complex and serves as a discharge for the sexual excitation belonging to it. It is, however, uncertain whether the masturbation has this character from the first, or whether on the contrary it makes its first appearance spontaneously as an activity of a bodily organ and is only brought into relation with the Oedipus complex at some later date; this second possibility is by far the more probable. Another doubtful question is the part played by bed- wetting and by the breaking of that habit through the intervention of training measures. We are inclined to make the simple connection that continued bed-wetting is a result of masturbation and that its suppression is regarded by boys as an inhibition of their genital activity-that is, as having the meaning of a threat of castration; but whether we are always right in supposing this remains to be seen. Finally, analysis shows us in a shadowy way how the fact of a child at a very early age listening to his parents copulating may set up his first sexual excitation, and how that event may, owing to its after-effects, act as a starting-point for the child's whole sexual development. Masturbation, as well as the two attitudes in the Oedipus complex, later on become attached to this early experience, the child having subsequently interpreted its meaning. It is impossible, however, to suppose that these observations of coitus are of universal occurrence, so that at this point we are faced with the problem of 'primal phantasies'. Th us the prehistory of the Oedipus complex, even in boys, raises all of these questions for sifting and explanation; and there is the further problem of whether we are to suppose that the process 2. The Dissolution of the Oedipus Complex' (1924).
SOME PSYCHICAL CONSEQUENCES 673 invariably follows the same course, or whether a great variety of different preliminary stages may not converge upon the same terminal situation. In little girls the Oedipus complex raises one problem more than in boys. In both cases the mother is the original object; and there is no cause for surprise that boys retain that object in the Oedipus complex. But how does it happen that girls abandon it and instead take their father as an object? In pursuing this question I have been able to reach some conclusions which may throw light precisely on the prehistory of the Oedipus relation in girls. Every analyst has come across certain women who cling with especial intensity and tenacity to the bond with their father and to the wish in which it culminates of having a child by him. We have good reason to suppose that the same wishful phantasy was also the motive force of their infantile masturbation, and it is easy to form an impression that at this point we have been brought up against an elementary and un- analysable fact of infantile sexual life. But a thorough analysis of these very cases brings something different to light-namely, that here the Oedipus complex has a long prehistory and is in some respects a sec- ondary formation. The old paediatrician Lindner [1879) once remarked that a child discovers the genital zones (the penis or the clitoris) as a source of pleasure while indulging in sensual sucking (thumb-sucking). I shall leave it an open question whether it is really true that the child takes the newly found source of pleasure in exchange for the recent loss of the mother's nipple-a possibility to which later phantasies (fellatio) seem to point. Be that as it may, the genital zone is discovered at some time or other, and there seems no justification for attributing any psychical content to the first activities in connection with it. But the first step in the phallic phase which begins in this way is not the linking-up of the masturbation with the object-cathexes of the Oedipus complex, but a momentous discovery which little girls are destined to make. They notice the penis of a brother or playmate, strikingly visible and of large proportions, at once recognize it as the superior counterpart of their own small and inconspicuous organ, and from that time forward fall a victim to envy for the penis. There is an interesting contrast between the behaviour of the two sexes. In the analogous situation, when a little boy first catches sight of a girl's genital region, he begins by showing irresolution and lack of interest; he sees nothing or disavows what he has seen, he softens it down or looks about for expedients for bringing it into line with his expectations. It is not until later, when some threat of castration has obtained a hold upon him, that the observation becomes important to him: if he then recollects or repeats it, it arouses a terrible storm of emotion in him and forces him to believe in the reality of the threat which he has hitherto laughed at. This combination of circumstances
674 THE LAST CHAPTER leads to two reactions, which may become fixed and will in that case, whether separately or together or in conjunction with other factors, permanently determine the boy's relations to women: horror of the mu- tilated creature or triumphant contempt for her. These developments, however, belong to the future, though not to a very remote one. A little girl behaves differently. She makes her judgement and her decision in a flash. She has seen it and knows that she is without it and wants to have it. 3 Here what has peen named the masculinity complex of women branches off. It may put great difficulties in the way of their regular development towards femininity, if it cannot be got over soon enough. The hope of some day obtaining a penis in spite of everything and so of becoming like a man may persist to an incredibly late age and may become a motive for strange and otherwise unaccountable actions. Or again, a process may set in which I should like to call a 'disavowal', a process which in the mental life of children seems neither uncommon nor very dangerous but which in an adult would mean the beginning of a psychosis. Thus a girl may refuse to accept the fact ofbeing castrated, may harden herself in the conviction that she does possess a penis, and may subsequently be compelled to behave as though she were a man. The psychical consequences of envy for the penis, in so far as it does not become absorbed in the reaction-formation of the masculinity com- plex, are various and far-reaching. After a woman has become aware of the wound to her narcissism, she develops, like a scar, a sense of in- feriority. When she has passed beyond her first attempt at explaining her lack of a penis as being a punishment personal to herself and has realized that that sexual character is a universal one, she begins to share the contempt felt by men for a sex which is the lesser in so important a respect, and, at least in holding that opinion, insists on being like a man. 4 Even after penis-envy has abandoned its true object, it continues to exist: by an easy displacement it persists in the character-trait of jealousy. Of course, jealousy is not limited to one sex and has a wider foundation than this, but I am of opinion that it plays a far larger part in the mental life of women than of men and that that is because it is enormously reinforced from the direction of displaced penis-envy. While I was still unaware of this source of jealousy and was considering the phantasy 'a child is being beaten', which occurs so commonly in girls, I constructed 3. This is an opportunity for correcting a statement 4. In my fi\"t critical account of the 'History of which I made many years ago. I believed that the the Psycho-Analytic Movement' (1914) I recog- sexual interest of children, unlike that of pubes- nized that this fuct represents the core of truth cents, was aroused, not by the difference between contained in Adler's theory. That theory has no the sexes, but by the problem of where babies came hesitation in explaining the whole world by this from. We now see that, at all events with girls, single point ('organ-inferiority'. the 'masculine this is certainly not the case. With boys it may no protest', 'breaking away from the feminine line') doubt happen sometimes one way and sometimes and prides itself upon having in this way robbed the other; or with both sexes, chance experiences sexuality of its importance and put the desire for may determine the event. power in its place! .. .. ..
SOME PSYCHICAL CONSEQUENCES 675 a first phase for it in which its meaning was that another child, a rival of whom the subject was jealous, was to be beaten. This phantasy seems to be a relic of the phallic period in girls. The peculiar rigidity which struck me so much in the monotonous formula 'a child is being beaten' can probably be interpreted in a special way. The child which is being beaten (or caressed) may ultimately be nothing more nor less than the clitoris itself, so that at its very lowest level the statement will contain a confession of masturbation, which has remained attached to the con- tent of the formula from its beginning in the phallic phase till later life. A third consequence of penis-envy seems to be a loosening of the girl's relation with her mother as a love-object. The situation as a whole is not clear, but it can be seen that in the end the girl's mother, who sent her into the world so insufficiently equipped, is almost always held responsible for her lack of a penis. The way in which this comes about historically is often that soon after the girl has discovered that her genitals are unsatisfactory she begins to show jealousy of another child on the ground that her mother is fonder of it than of her, which serves as a reason for her giving up her affectionate relation to her mother. It will fit in with this if the child which has been preferred by her mother is made into the first object of the beating-phantasy which ends in masturbation. There is yet another surprising effect of penis-envy, or of the discovery of the inferiority of the clitoris, which is undoubtedly the most important of all. In the past I had often formed an impression that in general women tolerate masturbation worse than men, that they more frequently fight against it and that they are unable to make use of it in circumstances in which a man would seize upon it as a way of escape without any hesitation. Experience would no doubt elicit innumerable exceptions to this statement, if we attempted to turn it into a rule. The reactions of human individuals of both sexes are of course made up of masculine and feminine traits. But it appeared to me nevertheless as though mas- turbation were further removed from the nature of women than of men, and the solution of the problem could be assisted by the reflection that masturbation, at all events of the clitoris, is a masculine activity and that the elimination of clitoridal sexuality is a necessary precondition for the development of femininity. Analyses of the remote phallic period have now taught me that in girls, soon after the first signs of penis-envy, an intense current of feeling against masturbation makes its appearance which cannot be attributed exclusively to the educational influence of those in charge of the child. This impulse is clearly a forerunner of the wave of repression which at puberty will do away with a large amount of the girl's masculine sexuality in order to make room for the devel- opment of her femininity. It may happen that this first opposition to auto-erotic activity fails to attain its end. And this was in fact the case in the instances which I analysed. The conflict continued, and both then and later the girl did everything she could to free herself from the
676 THE LAST CHAPTER compulsion to masturbate. Many of the later manifestations of sexual life in women remain unintelligible unless this powerful motive is recognized. I cannot explain the opposition which is raised in this way by little girls to phallic masturbation except by supposing that there is some concurrent factor which turns her violently against that pleasurable ac- tivity. Such a factor lies close at hand. It cannot be anything else than her narcissistic sense of humiliation which is bound up with penis-envy, the reminder that after all this is a point on which she cannot compete with boys and that it would therefore be best for her to give up the idea of doing so. Thus the little girl's recognition of the anatomical distinction between the sexes forces her away from masculinity and masculine masturbation on to new lines which lead to the development of femininity. So far there has been no question of the Oedipus complex, nor has it up to this point played any part. But now the girl's libido slips into a new position along the line-there is no other way of putting it-of the equation 'penis-child'. She gives up her wish for a penis and puts in place of it a wish for a child: and with that purpose in view she takes her father as a love-object. Her mother becomes the object of her jeal- ousy. The girl has turned into a little woman. If I am to credit a single analytic instance, this new situation can give rise to physical sensations which would have to be regarded as a premature awakening of the female genital apparatus. When the girl's attachment to her father comes to grief later on and has to be abandoned, it may give place to an identi- fication with him and the girl may thus return to her masculinity complex and perhaps remain fixated in it. I have now said the essence of what I had to say: I will stop, therefore, and cast an eye over our findings. We have gained some insight into the prehistory of the Oedipus complex in girls. The corresponding period in boys is more or less unknown. In girls the Oedipus complex is a secondary formation. The operations of the castration complex precede it and prepare for it. As regards the relation between the Oedipus and castration complexes there is a fundamental contrast between the two sexes. Whereas in boys the Oedipus complex is destroyed by the castration complex, in girls it is made possible and led up to by the castration complex. This contradiction is cleared up if we reRect that the castration complex always operates in the sense implied in its subject-matter: it inhibits and limits masculinity and encourages femininity. The differ- ence between the sexual development of males and females at the stage we have been considering is an intelligible consequence of the anatom- ical distinction between their genitals and of the psychical situation involved in it; it corresponds to the difference between a castration that has been carried out and one that has merely been threatened. In their
SOME PSYCHICAL CONSEQUENCES 677 essentials, therefore, our findings are self-evident and it should have been possible to foresee them. The Oedipus complex, however, is such an important thing that the manner in which one enters and leaves it cannot be without its effects. In boys (as I have shown at length in the paper to which I have just referred [1924dJ and to which all of my present remarks are closely related) the complex is not simply repressed, it is literally smashed to pieces by the shock of threatened castration. Its libidinal cathexes are abandoned, desexualized and in part sublimated; its objects are incor- porated into the ego, where they form the nucleus of the super-ego and give that new structure its characteristic qualities. In normal, or, it is better to say, in ideal cases, the Oedipus complex exists no longer, even in the unconscious; the super-ego has become its heir. Since the penis (to follow Ferenczi [1924]) owes its extraordinarily high narcissistic ca- thexis to its organic significance for the propagation of the species, the catastrophe to the Oedipus complex (the abandonment of incest and the institution of conscience and morality) may be regarded as a victory of the race over the individual. This is an interesting point of view when one considers that neurosis is based upon a struggle of the ego against the demands of the sexual function. But to leave the standpoint of individual psychology is not of any immediate help in clarifying this complicated situation. In girls the motive for the demolition of the Oedipus complex is lacking. Castration has already had its effect, which was to force the child into the situation of the Oedipus complex. Thus the Oedipus complex escapes the fate which it meets with in boys: it may be slowly abandoned or dealt with by repression, or its effects may persist far into women's normal mental life . I cannot evade the notion (though I hesitate to give it expression) that for women the level of what is ethically normal is different from what it is in men. Their super-ego is never so inexorable, so impersonal, so independent of its emotional origins as we require it to be in men. Character-traits which critics of every epoch have brought up against women-that they show less sense of justice than men, that they are less ready to submit to the great exigencies of life, that they are more often influenced in their judgements by feelings of affection or hostility-all these would be amply accounted for by the modification in the formation of their super-ego which we have inferred above. We must not allow ourselves to be deflected from such conclusions by the denials of the feminists, who are anxious to force us to regard the two sexes as completely equal in position and worth; but we shall, of course, willingly agree that the majority of men are also far behind the masculine ideal and that all human individuals, as a result of their bisexual dis- position and of cross-inheritance, combine in themselves both masculine and feminine characteristics, so that pure masculinity and femininity remain theoretical constructions of uncertain content.
678 THE LAST CHAPTER I am inclined to set some value on the considerations I have brought forward upon the psychical consequences of the anatomical distinction between the sexes. I am aware, however, that this opinion can only be maintained if my findings, which are based on a handful of cases, tum out to have general validity and to be typical. If not, they would remain no more than a contribution to our knowledge of the different paths along which sexual life develops. In the valuable and comprehensive studies on the masculinity and castration complexes in women by Karl Abraham (1921), Karen Homey (1923) and Helene Deutsch (1925)5 there is much that touches closely on what I have written but nothing that coincides with it completely, so that here again I feel justified in publishing this paper. The Question of Lay Analysis Freud published this vigorous and persuasive pamphlet in 1926, when he was seventy. The postscript, first published in 1927 as a contribution to an international symposium on lay analysis, was attached to his original polemic in the eleventh volume of his Gesammelte Schriften in 1928. Freud had been complaining for a number of years that he was getting old and losing his grip, but this little book amply demonstrates that his lawyer's argumen- tative skill and his debating vigor were undiminished. The immediate in- stigator of The Question of Lay Analysis was a suit for quackery brought against one of followers, Theodor Reik, an analyst without a medical degree. This suit was eventually dismissed, but Freud's pamphlet was not addressed to Vienna alone. He was happy to make his position on the matter, already well known in his intimate circle, available to a wider public. The question of lay analysis had been occupying Freud for years, and the flood of American physicians aspiring to become psychoanalysts in the 1920s only sharpened his appetite for controversy: the Americans, beset by faith healers and frauds claiming to be practicing psychoanalysts, and in desperate search of respectability, were particularly unbending in their demand that anyone qualifying as a psychoanalyst must have a medical degree. Freud, himself of course a physician, thought otherwise. The attitude of the Amer- icans, far from inducing him to change his mind, only strengthened his notorious anti-Americanism. Through the years he had persuaded a number of his followers (his Swiss friend, the pastor Oskar Pfister; his daughter Anna; as well as Theodor Reik) to forego medical training and move directly into psychoanalytic training instead. He had no regrets. Yet Freud's insistence in The Question of Lay Analysis that a physician practicing psychoanalysis untrained in it is a charlatan, and that lay people do not need a medical education to become responsible and effective analysts, was not a belated apology for the advice he had so freely given years earlier. Nor did it originate with his fondness for his promising daughter, or for his friends. As early as 5. {The papers in question are: Karl Abraham, esis of the Castration Complex in Women\" (1923; \"Manifestations of the Female Castration Com· tr. 1924, in In/. J. Psycho-Anal., V); Helene plex\" (1921; tr. 1927, in Selected Papers on P.ycho- Deutsch, Psychoanalyri, of the Sexual Function of Analysis, ch. XXII)-, Karen Homey, \"On the Gen- Women (l925).}
THE QUESTION OF LAY ANALYSIS 679 1913, in his introduction to Pfister's The Psycho-Analytic Method, he had already asserted flatly: \"The practice of psycho-analysis calls much less for medical training than for psychological instruction and a free human out- look. The majority of doctors are not equipped to practise psycho-analysis and have completely failed to grasp the value of that therapeutic procedure\" (SE XII, 331). But while he argued with his European colleagues and railed at the Americans, while he insisted right to the end of his life that he did not want to see psychoanalysis degraded into the handmaiden of psychiatry, his success was indifferent. Great Britain proved more open to Freud's persuasions than other countries, and the debate over lay analysis has not died down yet. But Freud's own position never wavered. POSTSCRIPT The immediate occasion of my writing the small volume which was the starting-point of the present discussion was a charge of quackery brought against a non-medical member of our Society, Dr. Theodor Reik, in the Vienna Courts. It is generally known, I think, that after all the preliminary proceedings had been completed and a number of expert opinions had been received, the charge was dropped. I do not believe that this was a result of my book. No doubt the prosecution's case was too weak, and the person who brought the charge as an aggrieved party proved an untrustworthy witness. So that the quashing of the proceedings against Dr. Reik is probably not to be regarded as a considered judgement of the Vienna Courts on the general question of lay analysis. When I drew the figure of the 'Impartial Person' who was my interlocutor in my tract, I had before my mind one of our high officials. This was a man with a friendly attitude and a mind of unusual integrity, to whom I had myself talked about Reik's case and for whom I had, at his request, written a confidential opinion on the subject. I knew I had not succeeded in converting him to my views, and that was why I made my dialogue with the Impartial Person end without agreement too. Nor did I expect that I should succeed in bringing about unanimity in the attitude of analysts themselves towards the problem of lay analysis. Anyone who compares the views expressed by the Hungarian Society in this discussion with those of the New York group will perhaps conclude that my book has produced no effect whatever and that everyone persists in his former opinion. But I do not believe this either. I think that many of my colleagues have modified their extreme parti pris and that the majority have accepted my view that the problem of lay analysis ought not to be decided along the lines of traditional usage but that it arises from a novel situation and therefore demands a fresh judgement. Again, the turn which I gave to the whole discussion seems to have met with approval. My main thesis was that the important question is
680 THE LAST CHAPTER not whether an analyst possesses a medical diploma but whether he has had the special training necessary for the practice of analysis. This served as the starting-point for a discussion, which was eagerly embarked upon, as to what is the training most suitable for an analyst. My own view was and still remains that it is not the training prescribed by the University for future doctors. What is known as medical education appears to me to be an arduous and circuitous way of approaching the profession of analysis. No doubt it offers an analyst much that is indispensable to him. But it burdens him with too much else of which he can never make use, and there is a danger of its diverting his interest and his whole mode of thought from the understanding of psychical phenomena. A scheme of training for analysts has still to be created. It must include elements from the mental sciences, from psychology, the history of civilization and sociology, as well as from anatomy, biology and the study of evolution. There is so much to be taught in all this that it is justifiable to omit from the curriculum anything which has no direct bearing on the practice of analysis and only serves indirectly (like any other study) as a training for the intellect and for the powers of obser- vation. It is easy to meet this suggestion by objecting that analytic colleges of this kind do not exist and that I am merely setting up an ideal. An ideal, no doubt. But an ideal which can and must be realized. And in our training institutes, in spite of all their youthful insufficiencies, that realization has already begun. It will not have escaped my readers that in what I have said I have assumed as axiomatic something that is still violently disputed in the discussion. I have assumed, that is to say, that psycho-analysis is not a specialized branch of medicine. I cannot see how it is possible to dispute this. Psycho-analysis is a part of psychology; not of medical psychology in the old sense, not of the psychology of morbid processes, but simply of psychology. It is certainly not the whole of psychology, but its sub- structure and perhaps even its entire foundation. The possibility of its application to medical purposes must not lead us astray. Electricity and radiology also have their medical application, but the science to which they both belong is none the less physics. Nor can their situation be affected by historical arguments. The whole theory of electricity had its origin in an observation of a nerve-muscle preparation; yet no one would dream to-day of regarding it as a part of physiology. It is argued that psycho-analysis was after all discovered by a physician in the course of his efforts to assist his patients. But that is clearly neither here nor there. Moreover, the historical argument is double-edged. We might pursue the story and recall the unfriendliness and indeed the animosity with which the medical profession treated analysis from the very first. That would seem to imply that it can have no claims over analysis to-day. And though I do not accept that implication, I still feel some doubts as to whether the present wooing of psycho-analysis by the doctors is based, from the point of view of the libido theory, upon the first or upon the
THE QUESTION OF LAy ANALYSIS 681 second of Abraham's sub-stages--whether they wish to take possession of their object for the purpose of destroying or of preserving it. I should like to consider the historical argument a moment longer. Since it is with me personally that we are concerned, I can throw a little light, for anyone who may be interested, on my own motives. After forty-one years of medical activity, my self-knowledge tells me that I have never really been a doctor in the proper sense. I became a doctor through being compelled to deviate from my original purpose; and the triumph of my life lies in my having, after a long and roundabout journey, found my way back to my earliest path. I have no knowledge of having had any craving in my early childhood to help suffering humanity. My innate sadistic disposition was not a very strong one, so that I had no need to develop this one of its derivatives. Nor did I ever play the 'doctor game'; my infantile curiosity evidently chose other paths In my youth I felt an overpowering need to understand something of the riddles of the world in which we live and perhaps even to contribute something to their solution. The most hopeful means of achieving this end seemed to be to enrol myself in the medical faculty; but even after that I experimented-unsuccessfully-with zoology and chemistry, till at last, under the influence of Briicke, who carried more weight with me than anyone else in my whole life, I settled down to physiology, though in those days it was too narrowly restricted to histology. By that time I had already passed all my medical examinations; but I took no interest in anything to do with medicine till the teacher whom I so deeply respected warned me that in view of my impoverished material circumstances I could not possibly take up a theoretical career. Thus I passed from the histology of the nervous system to neuropathology and then, prompted by fresh influences, I began to be concerned with the neuroses. I scarcely think, however, that my lack of a genuine medical temperament has done much damage to my patients. For it is not greatly to the advantage of patients if their doctor's therapeutic interest has too marked an emotional emphasis. They are best helped if he carries out his task coolly and keeping as closely as possible to the rules. No doubt what I have just said throws little light on the problem of lay analysis; it was only intended to exhibit my personal credentials as being myself a supporter of the inherent value of psycho-analysis and of its independence of its application to medicine. But it will be objected at this point that whether psycho-analysis, regarded as a science, is a subdivision of medicine or of psychology is a purely academic question and of no practical interest. The real point at issue, it will be said, is a different one, namely the application of analysis to the treatment of patients; in so far as it claims to do this it must be content, the argument will run, to be accepted as a specialized branch of medicine, like ra- diology, for instance, and to submit to the rules laid down for all ther- apeutic methods. I recognize that that is so; I admit it. I only want to feel assured that the therapy will not destroy the science. Unluckily
682 THE LAST CHAPTER analogies never carry one more than a certain distance; a point is soon reached at which the subjects of the comparison take divergent paths. The case of analysis differs from that of radiology. A physicist does not require to have a patient in order to study the laws that govern X-rays. But the only subject-matter of psycho-analysis is the mental processes of human beings and it is only in human beings that it can be studied. For reasons which can easily be understood, neurotic human beings offer far more instructive and accessible material than normal ones, and to withhold that material from anyone who wishes to study and apply analysis is to dock him of a good half of his training possibilities. I have, of course, no intention of asking that the interests of neurotic patients should be sacrificed to those of instruction and scientific research. The aim of my small volume on the question of lay analysis was precisely to show that, if certain precautions are observed, the two interests can quite easily be brought into harmony and that the interests of medicine, as rightly understood, will not be the last to profit by such a solution. I myself brought forward all the necessary precautions and I can safely say that the discussion added nothing on this point. But I should like to remark that the emphasis was often placed in a manner which did not do justice to the facts. What was said about the difficulties of dif- ferential diagnosis and the uncertainty in many cases in deciding about somatic symptoms-situations, that is, in which medical knowledge and medical intervention are necessary-this is all of it perfectly true. Never- theless, the number of cases in which doubts of this kind never arise at all and in which a doctor is not required is surely incomparably greater. These cases may be quite uninteresting scientifically, but they play an important enough part in life to justify the activity of lay analysts, who are perfectly competent to deal with them. Some time ago I analysed a colleague who gave evidence of a particularly strong dislike of the idea of anyone being allowed to engage in a medical activity who was not himself a medical man. I was in a position to say to him: 'We have now been working for more than three months. At what point in our analysis have I had occasion to make use of my medical knowledge?' He admitted that I had had no such occasion. Again, I attach no great importance to the argument that a lay analyst, because he must be prepared to consult a doctor, will have no authority in the eyes of his patients and will be treated with no more respect than such people as bone-setters or masseurs. Once again, the analogy is an imperfect one-quite apart from the fact that what governs patients in their recognition of authority is usually their emotional transference and that the possession of a medical diploma does not impress them nearly so much as doctors believe. A professional lay analyst will have no difficulty in winning as much respect as is due to a secular pastoral worker. Indeed, the words, 'secular pastoral worker', might well serve as a general formula for describing the function which the analyst, whether he is a doctor or a layman, has to perform in his relation to
THE QUESTION OF LAY ANALYSIS 683 the public. Our friends among the protestant clergy, and more recently among the catholic clergy as well, are often able to relieve their parish- ioners of the inhibitions of their daily life by confirming their faith- after having first offered them a little analytic information about the nature of their conflicts. Our opponents, the Adlerian 'individual psy- chologists', endeavour to produce a similar result in people who have become unstable and inefficient by arousing their interest in the social community-after having first thrown some light upon a single corner of their mental life and shown them the part played in their illness by their egoistic and distrustful impulses. Both of these procedures, which derive their power from being based on analysis, have their place in psychotherapy. We who are analysts set before us as our aim the most complete and profoundest possible analysis of whoever may be our pa- tient. We do not seek to bring him relief by receiving him into the catholic, protestant or socialist community. We seek rather to enrich him from his own internal sources, by putting at the disposal of his ego those energies which, owing to regression, are inaccessibly confined in his unconscious, as well as those which his ego is obliged to squander in the fruitless task of maintaining these repressions. Such activity as this is pastoral work in the best sense of the words. Have we set ourselves too high an aim? Are the majority of our patients worth the pains that this work requires of us? Would it not be more economical to prop up their weaknesses from without rather than to rebuild them from within? I cannot say; but there is something else that I do know. In psycho- analysis there has existed from the very first an inseparable bond between cure and research. Knowledge brought therapeutic success. It was im- possible to treat a patient without learning something new; it was impossible to gain fresh insight without perceiving its beneficent results. Our analytic procedure is the only one in which this precious con- junction is assured. It is only by carrying on our analytic pastoral work that we can deepen our dawning comprehension of the human mind. This prospect of scientific gain has been the proudest and happiest feature of analytic work. Are we to sacrifice it for the sake of any considerations of a practical sort? Some remarks that have been made in the course of this discussion have led me to suspect that, in spite of everything, my book on lay analysis has been misunderstood in one respect. The doctors have been defended against me, as though I had declared that they were in general incompetent to practise analysis and as though I had given it out as a password that medical reinforcements were to be rejected. That was not my intention. The idea probably arose from my having beel)' led to declare in the course of my observations (which had a controversial end in view) that untrained medical analysts were even more dangerous than laymen. I might make my true opinion on this question clear by echoing a cynical remark about women that once appeared in Simplicissimus. One man was complaining to another about the weaknesses and trou-
684 THE LAST CHAPTER blesome nature of the fair sex. 'All the same,' replied his companion, 'women are the best thing we have of the kind.' I am bound to admit that, so long as schools such as we desire for the training of analysts are not yet in existence, people who have had a preliminary education in medicine are the best material for future analysts. We have a right to demand, however, that they should not mistake their preliminary ed- ucation for a complete training, that they should overcome the one- sided ness that is fostered by instruction in medical schools and that they should resist the temptation to flirt with endocrinology and the auto- nomic nervous system, when what is needed is an apprehension of psychological facts with the help of a framework of psychological con- cepts. I also share the view that all those problems which relate to the connection between psychical phenomena and their organic, anatomical and chemical foundations can be approached only by those who have studied both, that is, by medical analysts. It should not be forgotten, however, that this is not the whole of psycho-analysis, and that for its other aspect we can never do without the co-operation of people who have had a preliminary education in the mental sciences. For practical reasons we have been in the habit-and this is true, incidentally, of our publications as well-of distinguishing between medical and applied analysis. But that is not a logical distinction. The true line of division is between scientific analysis and its applications alike in medical and in non-medical fields. In these discussions the bluntest rejection of lay analysis has been expressed by our American colleagues. A few words to them in reply will, I think, not be out of place. I can scarcely be accused of making a misuse of analysis for controversial purposes if I express an opinion that their resistance is derived wholly from practical factors. They see how in their own country lay analysts put analysis to all kinds of mis- chievous and illegitimate purposes and in consequence cause injury both to their patients and to the good name of analysis. It is therefore not to be wondered at if in their indignation they give the widest possible berth to such unscrupulous mischief-makers and try to prevent any laymen from having a share in analysis. But these facts are already enough to diminish the significance of the American position; for the question of lay analysis must not be decided on practical considerations alone, and local conditions in America cannot be the sole determining influence on our views. The resolution passed by our American colleagues against lay analysts, based as it essentially is upon practical reasons, appears to me never- theless to be unpractical; for it cannot affect any of the factors which govern the situation. It is more or less equivalent to an attempt at repression. If it is impossible to prevent the lay analysts from pursuing their activities and if the public does not support the campaign against them, would it not be more expedient to recognize the fact of their existence by offering them opportunities for training? Might it not be
THE FUTURE OF AN ILLUSION 685 possible in this way to gain some influence over them? And, if they were offered as an inducement the possibility of receiving the approval of the medical profession and of being invited to co-operate, might they not have some interest in raising their own ethical and intellectual level? VIENNA, June 1927 The Future of an Illusion Freud's scientific concern with religion reaches back well before the First World War. During the years of his friendship with J ung, he sent J ung word of his great discovery that religion is derived from the early helplessness of the child. In Totem and Taboo, he offered a complementary interpretation of the origins of religious ritual, this time appealing to the Oedipus complex. In some of his case histories, notably that of the Rat Man and of the Wolf Man, he called particular attention to the religious ruminations of his pa- tients, which he read as symptoms. And in 1907, in a brilliant short paper, \"Obsessive Actions and Religious Practices,\" he dwelt on the resemblances, and more than resemblances, between the ceremonies of obsessives and the ceremonies of believers. \"In view of these similarities and analogies,\" he wrote there, \"one might venture to regard obsessional neurosis as a patho- logical counterpart of the formation of a religion, and to describe that neurosis as an individual religiosity and religion as a universal obsessional neurosis\" (SE IX, 126-27). These are strong words, but Freud meant them literally. His professional interest in the phenomenon of religion was anything but abstract. It was fueled by his principled, highly aggressive, anti-religious stance. Except for a brief spell during his university career, when one of his professors, the persuasive philosopher Franz Brentano, lured him into a tentative flirtation with theism, Freud was a convinced, uncompromising atheist. As noted, a true heir of the Enlightenment, Freud saw history as a great war between science and religion and rejected all compromise between the two contending forces. This pervasive attitude did not prevent him from thinking himself a Jew. But he was, as he told Oskar Pfister, a \"godless Jew,\" as remote from the religion of his forefathers as from all others. The Future of an Illusion is thus a far from surprising venture. One of its devices, familiar from several other writings of Freud's, is the use of dialogue to make some crucial points. This underscores Freud's deliberate informality, the wish to reach a broader public than sheer technical papers ever could. The little book is at once one of Freud's most ambitious explorations of culture from a psychoanalyst's perspective, and a highly personal expression of faith-or, rather, unfaith. It is here reproduced complete.
686 THE LAST CHAPTER When one has lived for quite a long time in a particular civilization and has often tried to discover what its origins were and along what path it has developed, one sometimes also feels tempted to take a glance in the other direction and to ask what further fate lies before it and what transformations it is destined to undergo. But one soon finds that the value of such an enquiry is diminished from the outset by several factors. Above all, because there are only a few people who can survey human activity in its full compass. Most people have been obliged to restrict themselves to a single, or a few, fields of it. But the less a man knows about the past and the present the more insecure must prove to be his judgement of the future. And there is the further difficulty that precisely in a judgement of this kind the subjective expectations of the individual playa part which it is difficult to assess; and these turn out to be dependent on purely personal factors in his own experience, on the greater or lesser optimism of his attitude to life, as it has been dictated for him by his temperament or by his success or failure. Finally, the curious fact makes itself felt that in general people experience their present naIvely, as it were, without being able to form an estimate of its contents; they have first to put themselves at a distance from it-the present, that is to say, must have become the past-before it can yield points of vantage from which to judge the future. Thus anyone who gives way to the temptation to deliver an opinion on the probable future of our civilization will do well to remind himself of the difficulties I have just pointed out, as well as of the uncertainty that attaches quite generally to any prophecy. It follows from this, so far as I am concerned, that I shall make a hasty retreat before a task that is too great, and shall promptly seek out the small tract of territory which has claimed my attention hitherto, as soon as I have determined its position in the general scheme of things. Human civilization, by which I mean all those respects in which human life has raised itself above its animal status and differs from the life of beasts--and I scorn to distinguish between culture and civiliza- tion-, presents, as we know, two aspects to the observer. It includes on the one hand all the knowledge and capacity that men have acquired in order to control the forces of nature and extract its wealth for the satisfaction of human needs, and, on the other hand, all the regulations necessary in order to adjust the relations of men to one another and especially the distribution of the available wealth. The two trends of civilization are not independent of each other: firstly, because the mutual relations of men are profoundly influenced by the amount of instinctual satisfaction which the existing wealth makes possible; secondly, because an individual man can himself come to function as wealth in relation to another one, in so far as the other person makes use of his capacity for work, or chooses him as a sexual object; and thirdly, moreover,
THE FUTURE OF AN ILLUSION 687 because every individual is virtually an enemy of civilization, though civilization is supposed to be an object of universal human interest. It is remarkable that, little as men are able to exist in isolation, they should nevertheless feel as a heavy burden the sacrifices which civilization expects of them in order to make a communal life possible. Thus civ- ilization has to be defended against the individual, and its regulations, institutions and commands are directed to that task. They aim not only at effecting a certain distribution of wealth but at maintaining that distribution; indeed, they have to protect everything that contributes to the conquest of nature and the production of wealth against men's hostile impulses. Human creations are easily destroyed, and science and tech- nology, which have built them up, can also be used for their anni- hilation. One thus gets an impression that civilization is something which was imposed on a resisting majority by a minority which understood how to obtain possession of the means to power and coercion. It is, of course, natural to assume that these difficulties are not inherent in the nature of civilization itself but are determined by the imperfections of the cultural forms which have so far been developed. And in fact it is not difficult to indicate those defects. While mankind has made continual advances in its control over nature and may expect to make still greater ones, it is not possible to establish with certainty that a similar advance has been made in the management of human affairs; and probably at all periods, just as now once again, many people have asked themselves whether what little civilization has thus acquired is indeed worth de- fending at all. One would think that a re-ordering of human relations should be possible, which would remove the sources of dissatisfaction with civilization by renouncing coercion and the suppression of the instincts, so that, undisturbed by internal discord, men might devote themselves to the acquisition of wealth and its enjoyment. That would be the golden age, but it is questionable if such a state of affairs can be realized. It seems rather that every civilization must be built up on coercion and renunciation of instinct; it does not even seem certain that if coercion were to cease the majority of human beings would be prepared to undertake to perform the work necessary for acquiring new wealth. One has, I think, to reckon with the fact that there are present in all men destructive, and therefore anti-social and anti-cultural, trends and that in a great number of people these are strong enough to determine their behaviour in human society. This psychological fact has a decisive importance for our judgement of human civilization. Whereas we might at first think that its essence lies in controlling nature for the purpose of acquiring wealth and that the dangers which threaten it could be eliminated through a suitable distribution of that wealth among men, it now seems that the emphasis has moved over from the material to the mental. The decisive question is whether and to what extent it is possible to lessen the burden of the
688 THE LAST CHAYfER instinctual sacrifices imposed on men, to reconcile men to those which must necessarily remain and to provide a compensation for them. It is just as impossible to do without control of the mass by a minority as it is to dispense with coercion in the work of civilization. For masses are lazy and unintelligent; they have no love for instinctual renunciation, and they are not to be convinced by argument of its inevitability; and the individuals composing them support one another in giving free rein to their indiscipline. It is only through the influence of individuals who can set an example and whom masses recognize as their leaders that they can be induced to perform the work and undergo the renunciations on which the existence of civilization depends. All is well if these leaders are persons who possess superior insight into the necessities of life and who have risen to the height of mastering their own instinctual wishes. But there is a danger that in order not to lose their influence they may give way to the mass more than it gives way to them, and it therefore seems necessary that they shall be independent of the mass by having means to power at their disposal. To put it briefly, there are two wide- spread human characteristics which are responsible for the fact that the regulations of civilization can only be maintained by a certain degree of coercion-namely, that men are not spontaneously fond of work and that arguments are of no avail against their passions. I know the objections which will be raised against these assertions. It will be said that the characteristic of human masses depicted here, which is supposed to prove that coercion cannot be dispensed with in the work of civilization, is itself only the result of defects in the cultural regula- tions, owing to which men have become embittered, revengeful and inaccessible. New generations, who have been brought up in kindness and taught to have a high opinion of reason, and who have experienced the benefits of civilization at an early age, will have a different attitude to it. They will feel it as a possession of their very own and will be ready for its sake to make the sacrifices as regards work and instinctual satis- faction that are necessary for its preservation. They will be able to do without coercion and will differ little from their leaders. If no culture has so far produced human masses of such a quality, it is because no culture has yet devised regulations which will influence men in this way, and in particular from childhood onwards. It may be doubted whether it is possible at all, or at any rate as yet, at the present stage of our control over nature, to set up cultural regu- lations of this kind. It may be asked where the number of superior, unswerving and disinterested leaders are to come from who are to act as educators of the future generations, and it may be alarming to think of the enormous amount of coercion that will inevitably be required before these intentions can be carried out. The grandeur of the plan and its importance for the future of human civilization cannot be dis- puted. It is securely based on the psychological discovery that man is equipped with the most varied instinctual dispositions, whose ultimate
THE FUTURE OF AN ILLUSION 689 course is determined by the experiences of early childhood. But for the same reason the limitations of man's capacity for education set bounds to the effectiveness of such a transformation in his culture. One may question whether, and in what degree, it would be possible for a different cultural environment to do away with the two characteristics of human masses which make the guidance of human affairs so difficult. The experiment has not yet been made. Probably a certain percentage of mankind (owing to a pathological disposition or an excess of instinctual strength) will always remain asocial; but if it were feasible merely to reduce the majority that is hostile towards civilization to-day into a minority, a great deal would have been accomplished-perhaps all that can be accomplished. I should not like to give the impression that I have strayed a long way from the line laid down for my enquiry. Let me therefore give an express assurance that I have not the least intention of making judgements on the great experiment in civilization that is now in progress in the vast country that stretches between Europe and Asia. I have neither the special knowledge nor the capacity to decide on its practicability, to test the expediency of the methods employed or to measure the width of the inevitable gap between intention and execution. What is in preparation there is unfinished and therefore eludes an investigation for which our own long-consolidated civilization affords us material. II We have slipped unawares out of the economic field into the field of psychology. At first we were tempted to look for the assets of civilization in the available wealth and in the regulations for its distribution. But with the recognition that every civilization rests on a compulsion to work and a renunciation of instinct and therefore inevitably provokes oppo- sition from those affected by these demands, it has become clear that civilization cannot consist principally or solely in wealth itself and the means of acquiring it and the arrangements for its distribution; for these things are threatened by the rebelliousness and destructive mania o(the participants in civilization. Alongside of wealth we now come upon the means by which civilization can be defended-measures of coercion and other measures that are intended to reconcile men to it and to recompense them for their sacrifices. These latter may be described as the mental assets of civilization. For the sake of a uniform terminology we will describe the fact that an instinct cannot be satisfied as a 'frustration', the regulation by which this frustration is established as a 'prohibition' and the condition which is produced by the prohibition as a 'privation'. The first step is to dis- tinguish between privations which affect everyone and privations which do not affect everyone but only groups, classes or even single individuals. The former are the earliest; with the prohibitions that established them,
690 THE LAST CHAPTER civilization-who knows how many thousands of years ago?-began to detach man from his primordial animal condition. We have found to our surprise that these privations are still operative and still form the kernel of hostility to civilization. The instinctual wishes that suffer under them are born afresh with every child; there is a class of people, the neurotics, who already react to these frustrations with asocial behaviour. Among these instinctual wishes are those of incest, cannibalism and lust for killing. It sounds strange to place alongside one another wishes which everyone seems united in repudiating and others about which there is so much lively dispute in our civilization as to whether they shall be permitted or frustrated; but psychologically it is justifiable to do so. Nor is the attitude of civilization to these oldest instinctual wishes by any means uniform. Cannibalism alone seems to be universally proscribed and-to the non-psycho-analytic view-to have been completely sur- mounted. The strength of the incestuous wishes can still be detected behind the prohibition against them; and under certain conditions killing is still practised, and indeed commanded, by our civilization. It is pos- sible that cultural developments lie ahead of us in which the satisfaction of yet other wishes, which are entirely permissible to-day, will appear just as unacceptable as cannibalism does now. These earliest instinctual renunciations already involve a psycholog- ical factor which remains important for all further instinctual renun- ciations as well. It is not true that the human mind has undergone no development since the earliest times and that, in contrast to the advances of science and technology, it is the same to-day as it was at the beginning of history. We can point out one of these mental advances at once. It is in keeping with the course of human development that extemal coer- cion gradually becomes internalized; for a special mental agency, man's super-ego, takes it over and includes it among its commandments. Every child presents this process of transformation to us; only by that means does it become a moral and social being. Such a strengthening of the super-ego is a most precious cultural asset in the psychological field. Those in whom it has taken place are turned from being opponents of civilization into being its vehicles. The greater their number is in a cultural unit the more secure is its culture and the more it can dispense with external measures of coercion. Now the degree of this internali- zation differs greatly between the various instinctual prohibitions. As regards the earliest cultural demands, which I have mentioned, the internalization seems to have been very extensively achieved, if we leave out of account the unwelcome exception of the neurotics. But the case is altered when we turn to the other instinctual claims. Here we observe with surprise and concern that a majority of people obey the cultural prohibitions on these points only under the pressure of external coer- cion-that is, only where that coercion can make itself effective and so long as it is to be feared. This is also true of what are known as the moral demands of civilization, which likewise apply to everyone. Most
THE FUTURE OF AN ILLUSION 691 of one's experiences of man's moral untrustworthiness fall into this cat- egory. There are countless civilized people who would shrink from murder or incest but who do not deny themselves the satisfaction of their avarice, their aggressive urges or their sexual lusts, and who do not hesitate to injure other people by lies, fraud and calumny, so long as they can remain unpunished for it; and this, no doubt, has always been so through many ages of civilization. If we turn to those restrictions that apply only to certain classes of society, we meet with a state of things which is flagrant and which has always been recognized. It is to be expected that these underprivileged classes will envy the favoured ones their privileges and will do all they can to free themselves from their own surplus of privation. Where this is not possible, a permanent measure of discontent will persist within the culture concerned and this can lead to dangerous revolts. If, however, a culture has not got beyond a point at which the satisfaction of one portion of its participants depends upon the suppression of another, and perhaps larger, portion-and this is the case in all present-day cultures-- it is understandable that the suppressed people should develop an intense hostility towards a culture whose existence they make possible by their work, but in whose wealth they have too small a share. In such conditions an internalization of the cultural prohibitions among the suppressed people is not to be expected. On the contrary, they are not prepared to acknowledge the prohibitions, they are intent on destroying the culture itself, and possibly even on doing away with the postulates on which it is based. The hostility of these classes to civilization is so obvious that it has caused the more latent hostility of the social strata that are better provided for to be overlooked. It goes without saying that a civilization which leaves so large a number of its participants unsatisfied and drives them into revolt neither has nor deserves the prospect of a lasting existence. The extent to which a civilization's precepts have been internalized- to express it popularly and unpsychologically: the moral level of its participants-is not the only form of mental wealth that comes into consideration in estimating a civilization's value. There are in addition its assets in the shape of ideals and artistic creations--that is, the satis- factions that can be derived from those sources. People will be only too readily inclined to include among the psychical assets of a culture its ideals--its estimates of what achievements are the highest and the most to be striven after. It will seem at first as though these ideals would determine the achievements of the cultural unit; but the actual course of events would appear to be that the ideals are based on the first achievements which have been made possible by a combi- nation of the culture's internal gifts and external circumstances, and that these first achievements are then held on to by the ideal as something to be carried further. The satisfaction which the ideal offers to the participants in the culture is thus of a narcissistic nature; it rests on their
------- ------------ 692 THE LAST CHAPTER pride in what has already been successfully achieved. To make this satisfaction complete calls for a comparison with other cultures which have aimed at different achievements and have developed different ide- als. On the strength of these differences every culture claims the right to look down on the rest. In this way cultural ideals become a source of discord and enmity between different cultural units, as can be seen most clearly in the case of nations. The narcissistic satisfaction provided by the cultural ideal is also among the forces which are successful in combating the hostility to culture within the cultural unit. This satisfaction can be shared in not only by the favoured classes, which enjoy the benefits of the culture, but also by the suppressed ones, since the right to despise the people outside it compensates them for the wrongs they suffer within their own unit. No doubt one is a wretched plebeian, harassed by debts and military service; but, to make up for it, one is a Roman citizen, one has one's share in the task of ruling other nations and dictating their laws. This identifi- cation of the suppressed classes with the class who rules and exploits them is, however, only part of a larger whole. For, on the other hand, the suppressed classes can be emotionally attached to their masters; in spite of their hostility to them they may see in them their ideals; unless such relations of a fundamentally satisfying kind subsisted, it would be impossible to understand how a number of civilizations have survived so long in spite of the justifiable hostility of large human masses. A different kind of satisfaction is afforded by art to the participants in a cultural unit, though as a rule it remains inaccessible to the masses, who are engaged in exhausting work and have not enjoyed any personal education. As we discovered long since, art offers substitutive satisfac- tions for the oldest and still most deeply felt cultural renunciations, and for that reason it serves as nothing else does to reconcile a man to the sacrifices he has made on behalf of civilization. On the other hand, the creations of art heighten his feelings of identification, of which every cultural unit stands in so much need, by providing an occasion for sharing highly valued emotional experiences. And when those creations picture the achievements of his particular culture and bring to his mind its ideals in an impressive manner, they also minister to his narcissistic satisfaction. No mention has yet been made of what is perhaps the most important item in the psychical inventory of a civilization. This consists in its religious ideas in the widest sense-in other words (which will be justified later) in its illusions. III In what does the peculiar value of religious ideas lie? We have spoken of the hostility to civilization which is produced by the pressure that civilization exercises, the renunciations of instinct which
THE FUTURE OF AN ILLUSION 693 it demands. If one imagines its prohibitions lifted-if, then, one may take any woman one pleases as a sexual object, if one may without hesitation kill one's rival for her love or anyone else who stands in one's way, if, too, one can carry off any of the other man's belongings without asking leave-how splendid, what a string of satisfactions one's life would be! True, one soon comes across the first difficulty: everyone else has exactly the same wishes as I have and will treat me with no more consideration than I treat him. And so in reality only one person could be made unrestrictedly happy by such a removal of the restrictions of civilization, and he would be a tyrant, a dictator, who had seized all the means to power. And even he would have every reason to wish that the others would observe at least one cultural commandment: 'thou shalt not kill'. But how ungrateful, how short-sighted after all, to strive for the ab- olition of civilization! What would then remain would be a state of nature, and that would be far harder to bear. It is true that nature would not demand any restrictions of instinct from us, she would let us do as we liked; but she has her own particularly effective method of restricting us. She destroys us-coldy, cruelly, relentlessly, as it seems to us, and possibly through the very things that occasioned our satisfaction. It was precisely because of these dangers with which nature threatens us that we came together and created civilization, which is also, among other things, intended to make our communal life possible. For the principal task of civilization, its actual raison d'etre, is to defend us against nature. We all know that in many ways civilization does this fairly well already, and clearly as time goes on it will do it much better. But no one is under the illusion that nature has already been vanquished; and few dare hope that she will ever be entirely subjected to man. There are the elements, which seem to mock at all human control: the earth, which quakes and is torn apart and buries all human life and its works; water, which deluges and drowns everything in a turmoil; storms, which blow everything before them; there are diseases, which we have only recently recognized as attacks by other organisms; and finally there is the painful riddle of death, against which no medicine has yet been found, nor probably will be. With these forces nature rises up against us, majestic, cruel and inexorable; she brings to our mind once more our weakness and helplessness, which we thought to escape through the work of civ- ilization. One of the few gratifying and exalting impressions which man- kind can offer is when, in the face of an elemental catastrophe, it forgets the discordancies of its civilization and all its internal difficulties and animosities, and recalls the great common task of preserving itself against the superior power of nature. For the individual, too, life is hard to bear, just as it is for mankind in general. The civilization in which he participates imposes some amount of privation on him, and other men bring him a measure of suffering, either in spite of the precepts of his civilization or because of
694 THE LAST CHAPTER its imperfections. To this are added the injuries which untamed nature- he calls it Fate-inflicts on him. One might suppose that this condition of things would result in a permanent state of anxious expectation in him and a severe injury to his natural narcissism. We know already how the individual reacts to the injuries which civilization and other men inflict on him: he develops a corresponding degree of resistance to the regulations of civilization and of hostility to it. But how does he defend himself against the superior powers of nature, of Fate, which threaten him as they threaten all the rest? Civilization relieves him of this task; it performs it in the same way for all alike; and it is noteworthy that in this almost all civilizations act alike. Civilization does not call a halt in the task of defending man against nature, it merely pursues it by other means. The task is a manifold one. Man's self-regard, seriously menaced, calls for consolation; life and the universe must be robbed of their terrors; moreover his curiosity, moved, it is true, by the strongest practical interest, demands an answer. A great deal is already gained with the first step: the humanization of nature. Impersonal forces and destinies cannot be approached; they remain eternally remote. But if the elements have passions that rage as they do in our own souls, if death itself is not something spontaneous but the violent act of an evil Will, if everywhere in nature there are Beings around us of a kind that we know in our own society, then we can breathe freely, can feel at home in the uncanny and can deal by psychical means with our senseless anxiety. We are still defenceless, perhaps, but we are no longer helplessly paralysed; we can at least react. Perhaps, indeed, we are not even defenceless. We can apply the same methods against these violent supermen outside that we employ in our own society; we can try to adjure them, to appease them, to bribe them, and, by so influencing them, we may rob them of a part of their power. A replacement like this of natural science by psychology not only provides immediate relief, but also points the way to a further mastering of the situation. For this situation is nothing new. It has an infantile prototype, of which it is in fact only the continuation. For once before one has found oneself in a similiar state of helplessness: as a small child, in relation to one's parents. One had reason to fear them, and especially one's father; and yet one was sure of his protection against the dangers one knew. Thus it was natural to assimilate the two situations. Here, too, wishing played its part, as it does in dream-life. The sleeper may be seized with a presentiment of death, which threatens to place him in the grave. But the dream-work knows how to select a condition that will tum even that dreaded event into a wish-fulfilment: the dreamer sees himself in an ancient Etruscan grave which he has climbed down into, happy to find his archaeological interests satisfied. In the same way, a man makes the forces of nature not simply into persons with whom he can associate as he would with his equals-that would not do justice to the overpowering
THE FUTURE OF AN IllUSION 695 inpression which those forces make on him-but he gives them the character of a father. He turns them into gods, following in this, as I have tried to show {in Totem and Taboo}, not only an infantile prototype but a phylogenetic one. In the course of time the first observations were made of regularity and conformity to law in natural phenomena, and with this the forces of nature lost their human traits. But man's helplessness remains and along with it his longing for his father, and the gods. The gods retain their threefold task: they must exorcize the terrors of nature, they must reconcile men to the cruelty of Fate, particularly as it is shown in death, and they must compensate them for the sufferings and privations which a civilized life in common has imposed on them. But within these functions there is a gradual displacement of accent. It was observed that the phenomena of nature developed automatically according to internal necessities. Without doubt the gods were the lords of nature; they had arranged it to be as it was and now they could leave it to itself. Only occasionally, in what are known are miracles, did they intervene in its course, as though to make it plain that they had relin- quished nothing of their original sphere of power. As regards the ap- portioning of destinies, an unpleasant suspicion persisted that the perplexity and helplessness of the human race could not be remedied. It was here that the gods were most apt to fail. If they themselves created Fate, then their counsels must be deemed inscrutable. The notion dawned on the most gifted people of antiquity that Moira [Fate] stood above the gods and that the gods themselves had their own destinies. And the more autonomous nature became and the more the gods with- drew from it, the more earnestly were all expectations directed to the third function of the gods-the more did morality become their true domain. It now became the task of the gods to even out the defects and evils of civilization, to attend to the sufferings which men inflict on one another in their life together and to watch over the fulfilment of the precepts of civilization, which men obey so imperfectly. Those precepts themselves were credited with a divine origin; they were elevated beyond human society and were extended to nature and the universe. And thus a store of ideas is created, born from man's need to make his helplessness tolerable and built up from the material of memories of the helplessness of his own childhood and the childhood of the human race. It can clearly be seen that the possession of these ideas protects him in two directions-against the dangers of nature and Fate, and against the injuries that threaten him from human society itself. Here is the gist of the matter. Life in this world serves a higher purpose; no doubt it is not easy to guess what that purpose is, but it certainly signifies a perfecting of man's nature. It is probably the spiritual part of man, the soul, which in the course of time has so slowly and unwillingly detached itself from the body, that is the object of this elevation and exaltation. Everything that happens in this world is an expression of the
696 THE LAST CHAPTER intentions of an intelligence superior to us, which in the end, though its ways and byways are difficult to follow, orders everything for the best-that is, to make it enjoyable for us. Over each one of us there watches a benevolent Providence which is only seemingly stern and which will not suffer us to become a plaything of the over-mighty and pitiless forces of nature. Death itself is not extinction, is not a return to inorganic lifelessness, but the beginning of a new kind of existence which lies on the path of development to something higher. And, looking in the other direction, this view announces that the same moral laws which our civilizations have set up govern the whole universe as well, except that they are maintained by a supreme court of justice with incomparably more power and consistency. In the end all good is rewarded and all evil punished, if not actually in this form of life then in the later exis- tences that begin after death. In this way all terrors, the sufferings and the hardships oflife are destined to be obliterated. Life after death, which continues on earth just as the invisible part of the spectrum joins on to the visible part, brings us all the perfection that we may perhaps have missed here. And the superior wisdom which directs this course of things, the infinite goodness that expresses itself in it, the justice that achieves its aim in it-these are the attributes of the divine beings who also created us and the world as a whole, or rather, of the one divine being into which, in our civilization, all the gods of antiquity have been condensed. The people which first succeeded in thus concentrating the divine attributes was not a little proud of the advance. It had laid open to view the father who had all along been hidden behind every divine figure as its nucleus. Fundamentally this was a return to the historical beginnings of the idea of God. Now that God was a single person, man's relations to him could recover the intimacy and intensity of the child's relation to his father. But if one had done so much for one's father, one wanted to have a reward, or at least to be his only beloved child, his Chosen People. Very much later, pious America laid claim to being 'God's own Country'; and, as regards one of the shapes in which men worship the deity, the claim is undoubtedly valid. The religious ideas that have been summarized above have of course passed through a long process of development and have been adhered to in various phases by various civilizations. I have singled out one such phase, which roughly corresponds to the final form taken by our present- day white Christian civilization. It is easy to see that not all the parts of this picture tally equally well with one another, that not all the questions that press for an answer receive one, and that it is difficult to dismiss the contradiction of daily experience. Nevertheless, such as they are, those ideas-ideas which are religious in the widest sense-are prized as the most precious possession of civilization, as the most precious thing it has to offer its participants. It is far more highly prized than all the devices for winning treasures from the earth or providing men with sustenance or preventing their illnesses, and so forth. People feel that
THE FUTURE OF AN ILLUSION 697 life would not be tolerable if they did not attach to these ideas the value that is claimed for them. And now the question arises: what are these ideas in the light of psychology? Whence do they derive the esteem in which they are held? And, to take a further timid step, what is their real worth? IV An enquiry which proceeds like a monologue, without interruption, is not altogether free from danger. One is too easily tempted into pushing aside thoughts which threaten to break into it, and in exchange one is left with a feeling of uncertainty which in the end one tries to keep down by over-decisiveness. I shall therefore imagine that I have an opponent who follows my arguments with mistrust, and here and there I shall allow him to interject some remarks. I hear him say: 'You have repeatedly used the expressions \"civilization creates these religious ideas\", \"civilization places them at the disposal of its participants\". There is something about this that sounds strange to me. I cannot myself say why, but it does not sound so natural as it does to say that civilization has made rules about distributing the products of labour or about rights concerning women and children.' I think, all the same, that I am justified in expressing myself in this way. I have tried to show that religious ideas have arisen from the same need as have all the other achievements of civilization: from the necessity of defending oneself against the crushingly superior force of nature. To this a second motive was added-the urge to rectify the shortcomings of civilization which made themselves painfully felt. Moreover, it is especially apposite to say that civilization gives the individual these ideas, for he finds them there already; they are presented to him ready-made, and he would not be able to discover them for himself. What he is entering into is the heritage of many generations, and he takes it over as he does the multiplication table, geometry, and similar things. There is indeed a difference in this, but that difference lies elsewhere and I cannot examine it yet. The feeling of strangeness that you mention may be partly due to the fact that this body of religious ideas is usually put forward as a divine revelation. But this presentation of it is itself a part of the religious system, and it entirely ignores the known historical development of these ideas and their differences in different epochs and civilizations. 'Here is another point, which seems to me to be more important. You argue that the humanization of nature is derived from the need to put an end to man's perplexity and helplessness in the face of its dreaded forces, to get into a relation with them and finally to influence them. But a motive of this kind seems superfluous. Primitive man has no choice, he has no other way of thinking. It is natural to him, something innate, as it were, to project his existence outwards into the world and
698 THE LAST CHAPTER to regard every event which he observes as the manifestation of beings who at bottom are like himself. It is his only method of comprehension. And it is by no means self-evident, on the contrary it is a remarkable coincidence, if by thus indulging his natural disposition he succeeds in satisfying one of his greatest needs.' I do not find that so striking. Do you suppose that human thought has no practical motives, that it is simply the expression of a disinterested curiosity? That is surely very improbable. I believe rather that when man personifies the forces of nature he is again following an infantile model. He has learnt from the persons in his earliest environment that the way to influence them is to establish a relation with them; and so, later on, with the same end in view, he treats everything else that he comes across in the same way as he treated those persons. Thus I do not contradict your descriptive observation; it is in fact natural to man to personify everything that he wants to understand in order later to control it (psychical mastering as a preparation for physical mastering); but I provide in addition a motive and a genesis for this peculiarity of human thinking. 'And now here is yet a third point. You have dealt with the origin of religion once before, in your book Totem and Taboo. But there it ap- peared in a different light. Everything was the son-father relationship. God was the exalted father, and the longing for the father was the root of the need for religion. Since then, it seems, you have discovered the factor of human weakness and helplessness, to which indeed the chief role in the formation of religion is generally assigned, and now you transpose everything that was once the father complex into terms of helplessness. May I ask you to explain this transformation?' With pleasure. I was only waiting for this invitation. But is it really a transformation? In Totem and Taboo it was not my purpose to explain the origin of religions but only of totemism. Can you, from any of the views known to you, explain the fact that the first shape in which the protecting deity revealed itself to men should have been that of an animal, that there was a prohibition against killing and eating this animal and that nevertheless the solemn custom was to kill and eat it com- munally once a year? This is precisely what happens in totemism. And it is hardly to the purpose to argue about whether totemism ought to be called a religion. It has intimate connections with the later god-religions. The totem animals become the sacred animals of the gods; and the earliest, but most fundamental moral restrictions-the prohibitions against murder and incest-originate in totemism. Whether or not you accept the conclusions of Totem and Taboo, I hope you will admit that a number of very remarkable, disconnected facts are brought together in it into a consistent whole. The questions of why in the long run the animal god did not suffice, and was replaced by a human one, was hardly touched on in Totem
THE FUTURE OF AN ILLUSION 699 and Taboo, and other problems concerning the formation of religion were not mentioned in the book at all. Do you regard a limitation of that kind as the same thing as a denial? My work is a good example of the strict isolation of the particular contribution which psycho-analytic discussion can make to the solution of the problem of religion. If I am now trying to add the other, less deeply concealed part, you should not accuse me of contradicting myself, just as before you accused me of being one-sided. It is, of course, my duty to point out the connecting links between what I said earlier and what I put forward now, between the deeper and the manifest motives, between the father-complex and man's helplessness and need for protection. These connections are not hard to find. They consist in the relation of the child's helplessness to the helplessness of the adult which continues it. So that, as was to be expected, the motives for the formation of religion which psycho-analysis revealed now turn out to be the same as the infantile contribution to the manifest motives. Let us transport our- selves into the mental life of a child. You remember the choice of object according to the anaclitic [attachment] type, which psycho-analysis talks of? The libido there follows the paths of narcissistic needs and attaches itself to the objects which ensure the satisfaction of those needs. In this way the mother, who satisfies the child's hunger, becomes its first love- object and certainly also its first protection against all the undefined dangers which threaten it in the external world-its first protection against anxiety, we may say. In this function [of protection] the mother is soon replaced by the stronger father, who retains that position for the rest of childhood. But the child's attitude to its father is coloured by a peculiar ambivalence. The father himself constitutes a danger for the child, perhaps because of its earlier relation to its mother. Thus it fears him no less than it longs for him and admires him. The indications of this ambivalence in the attitude to the father are deeply imprinted in every religion, as was shown in Totem and Taboo. When the growing individual finds that he is destined to remain a child for ever, that he can never do without protection against strange superior powers, he lends those powers the features belonging to the figure of his father; he creates for himself the gods whom he dreads, whom he seeks to propitiate, and whom he nevertheless entrusts with his own protection. Thus his longing for a father is a motive identical with his need for protection against the consequences of his human weakness. The defence against childish helplessness is what lends its characteristic features to the adult's reaction to the helplessness which he has to acknowledge-a reaction which is precisely the formation of religion. But it is not my intention to enquire any further into the development of the idea of God; what we are concerned with here is the finished body of religious ideas as it is trans- mitted by civilization to the individual.
----- ----------- 700 THE LAST CHAPTER v Let us now take up the thread of our enquiry. What, then, is the psychological significance of religious ideas and under what heading are we to classify them? The question is not at all easy to answer immediately. After rejecting a number of formulations, we will take our stand on the following one. Religious ideas are teachings and assertions about facts and conditions of external (or internal) reality which tell one something one has not discovered for oneself and which lay claim to one's belief. Since they give us information about what is most important and in- teresting to us in life, they are particularly highly prized. Anyone who knows nothing of them is very ignorant; and anyone who has added them to his knowledge may consider himself much the richer. There are, of course, many such teachings about the most various things in the world. Every school lesson is full of them. Let us take geography . We are told that the town of Constance lies on the Bodensee. I A student song adds: ~if you don't believe it, go and see.' I happen to have been there and can confirm the fact that that lovely town lies on the shore of a wide stretch of water which all those who live round it call the Bodensee; and I am not completely convinced of the correctness of this geographical assertion. In this connection I am reminded of another, very remarkable, experience. I was already a man of mature years when I stood for the first time on the hill of the Acropolis in Athens, between the temple ruins, looking out over the blue sea. A feeling of astonishment mingled with my joy. It seemed to say: 'So it reallyis true, just as we learnt at school!' How shallow and weak must have been the belief I then acquired in the real truth of what I heard, if I could be so astonished now! But I will not lay too much stress on the significance of this experience; for my astonishment could have had another explanation, which did not occur to me at the time and which is of a wholly subjective nature and has to do with the special character of the place. Z All the teachings like these, then, demand belief in their contents, but not without producing grounds for their claim. They are put forward as the epitomized result of a longer process of thought based on obser- vation and certainly also on inferences. If anyone wants to go through this process himself instead of accepting its result, they show him how to set about it. Moreover, we are always in addition given the source of the knowledge conveyed by them, where that source is not self-evident, as it is in the case of geographical assertions. For instance, the earth is shaped like a sphere; the proofs adduced for this are Foucault's pendulum I. [The Gennan name for what we call the Lake after the present work {\"A Disturbance of Memory of Constance. J on the Acropoli,. An Open Letter to Romain Rol- 2. [This had happened in 1904, when Freud was land on the Occasion of His Seventieth Birthday\" almost fifty. He wrote a full account of the episode (1936), SE XXII, 239-48.}J in an open letter to Romain Rolland some ten years
THE FUTURE OF AN ILLUSION 701 experiment,3 the behaviour of the horizon and the possibility of circunt- navigating the earth. Since it is impracticable, as everyone concerned realizes, to send every schoolchild on a voyage round the world, we are satisfied with letting what is taught at school be taken on trust; but we know that the path to acquiring a personal conviction remains open. Let us try to apply the same test to the teachings of religion. When we ask on what their claim to be believed is founded, we are met with three answers, which harmonize remarkably badly with one another. Firstly, these teachings deserve to be believed because they were already believed by our primal ancestors; secondly, we possess proofs which have been handed down to us from those same primaeval times; and thirdly, it is forbidden to raise the question of their authentication at all. In former days anything so presumptuous was visited with the severest penalties, and even to-day society looks askance at any attempt to raise the question again. This third point is bound to rouse our strongest suspicions. After all, a prohibition like this can only be for one reason-that society is very well aware of the insecurity of the claim it makes on behalf of its religious doctrines. Otherwise it would certainly be very ready to put the necessary data at the disposal of anyone who wanted to arrive at conviction. This being so, it is with a feeling of mistrust which it is hard to allay that we pass on to an examination of the other two grounds of proof. We ought to believe because our forefathers believed. But these ancestors of ours were far more ignorant than we are. They believed in things we could not possibly accept to-day; and the possibility occurs to us that the doctrines of religion may belong to that class too. The proofs they have left us are set down in writings which themselves bear every mark of untrustworthiness. They are full of contradictions, revisions and falsi- fications, and where they speak of factual confirmations they are them- selves unconfirmed. It does not help much to have it asserted that their wording, or even their content only, originates from divine revelation; for this assertion is itself one of the doctrines whose authenticity is under examination, and no proposition can be a proof of itself. Thus we arrive at the singular conclusion that of all the information provided by our cultural assets it is precisely the elements which might be of the greatest importance to us and which have the task of solving the riddles of the universe and of reconciling us to the sufferings of life-it is precisely those elements that are the least well authenticated of any. We should not be able to bring ourselves to accept anything of so little concern to us as the fact that whales bear young instead of laying eggs, if it were not capable of better proof than this. This state of affairs is in itself a very remarkable psychological problem. And let no one suppose that what I have said about the impossibility of 3. [J. B. L Foucault (1819-68) demonstrated the diurnal motion of the earth by means of a pendulum in 185!.1
702 THE LAST CHAPTER proving the truth of religious doctrines contains anything new. It has been felt at all times-undoubtedly, too, by the ancestors who be- queathed us this legacy. Many of them probably nourished the same doubts as ours, but the pressure imposed on them was too strong for them to have dared to utter them. And since then countless people have been tormented by similar doubts, and have striven to suppress them, because they thought it was their duty to believe; many brilliant intellects have broken down over this conflict, and many characters have been impaired by the compromises with which they have tried to find a way out of it. If all the evidence put forward for the authenticity of religious teach- ings originates in the past, it is natural to look round and see whether the present, about which it is easier to form judgements, may not also be able to furnish evidence of the sort. Ifby this means we could succeed in clearing even a single portion of the religious system from doubt, the whole of it would gain enormously in credibility. The proceedings of the spiritualists meet us at this point; they are convinced of the survival of the individual soul and they seek to demonstrate to us beyond doubt the truth of this one religious doctrine. Unfortunately they cannot suc- ceed in refuting the fact that the appearance and utterances of their spirits are merely the products of their own mental activity. They have called up the spirits of the greatest men and of the most eminent thinkers, but all the pronouncements and information which they have received from them have been so foolish and so wretchedly meaningless that one can find nothing credible in them but the capacity of the spirits to adapt themselves to the circle of people who have conjured them up. I must now mention two attempts that have been made-both of which convey the impression of being desperate efforts-to evade the problem. One, of a violent nature, is ancient; the other is subtle and modem. The first is the 'Credo quia absurdum' of the early Father of 4 the Church. It maintains that religious doctrines are outside the juris- diction of reason-are above reason. Their truth must be felt inwardly, and they need not be comprehended. But this Credo is only of interest as a self-confession. As an authoritative statement it has no binding force. Am I to be obliged to believe every absurdity? And if not, why this one in particular? There is no appeal to a court above that of reason. If the truth of religious doctrines is dependent on an inner experience which bears witness to that truth, what is one to do about the many people who do not have this rare experience? One may require every man to use the gift of reason which he possesses, but one cannot erect, on the basis of a motive that exists only for a very few, an obligation that shall apply to everyone. If one man has gained an unshakable conviction of the true reality of religious doctrines from a state of ecstasy which has deeply moved him, of what significance is that to others? 4. ['I believe because it is absurd: This is attributed to Tertullian. J
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