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CONTRIBUTORS                                                    JESPER JOHNSØN                                                                    Jesper Stenberg Johnsøn is a political scientist advising on                                                                  governance and anti-corruption reforms in developing                                                                  countries. He works at the Chr. Michelsen Institute’s U4                                                                  Anti-Corruption Resource Centre in Bergen, Norway.    PAUL KELLY, CONSULTANT EDITOR                                   NIALL KISHTAINY    Paul Kelly is a Pro-Director and Professor of Political Theory  Niall Kishtainy teaches at the London School of Economics,  at the London School of Economics and Political Science.        and specializes in economic history and development. He  He is the author, editor, and co-editor of 11 books. His main   has worked for the World Bank and the United Nations  interests are British political thought and contemporary        Economic Commission for Africa.  political philosophy.                                                                  JAMES MEADWAY  ROD DACOMBE                                                                  James Meadway is Senior Economist at the New Economics  Dr. Rod Dacombe is Lecturer in Politics in the Department       Foundation, an independent British think tank. He has  of Political Economy at King’s College, University of London.   worked as a policy advisor to the UK Treasury, covering  His research focuses primarily on democratic theory and         regional development, science, and innovation policy.  practice, and on the relationship between the voluntary  sector and the state.                                           ANCA PUSCA    JOHN FARNDON                                                    Dr. Anca Pusca is Senior Lecturer in International Studies                                                                  at Goldsmiths College, University of London. She is  John Farndon is the author of many books on the history         the author of Revolution, Democratic Transition and  of science and ideas and on contemporary issues. He also        Disillusionment: The Case of Romania, and Walter  writes widely on science and environmental issues and           Benjamin: Aesthetics of Change.  has been shortlisted four times for the young Science  Book prize.                                                     MARCUS WEEKS    A.S. HODSON                                                     Marcus Weeks studied philosophy and worked as                                                                  a teacher before embarking on a career as an author.  A.S. Hodson is a writer and former contributing editor          He has contributed to many books on the arts and  of BushWatch.com.                                               popular sciences.
CONTENTS    10 INTRODUCTION                  MEDIEVAL POLITICS                  71 The Church should                                                                           devote itself to imitating  ANCIENT POLITICAL                30 CE–1515 CE                           Christ and give up its  THOUGHT                                                                  secular power                                   54 If justice be taken away,            Marsilius of Padua  800 BCE–30 CE                         what are governments                                        but great bands               72 Government prevents  20 If your desire is for good,        of robbers?                        injustice, other than such       the people will be good          Augustine of Hippo                 as it commits itself       Confucius                                                           Ibn Khaldun                                   56 Fighting has been enjoined  28 The art of war is of vital         upon you while it is hateful  74 A prudent ruler cannot,       importance to the state          to you Muhammad                    and must not, honor       Sun Tzu                                                             his word                                   58 The people refuse the                Niccolò Machiavelli  32 Plans for the country              rule of virtuous men       are only to be shared            Al-Farabi                     RATIONALITY AND       with the learned                                               ENLIGHTENMENT       Mozi                        60 No free man shall be                                        imprisoned, except by         1515–1770  34 Until philosophers are             the law of the land       kings, cities will never         Barons of King John           86 In the beginning,       have rest from their evils                                          everything was       Plato                       62 For war to be just, there            common to all                                        is required a just cause           Francisco de Vitoria  40 Man is by nature                   Thomas Aquinas       a political animal                                             88 Sovereignty is the       Aristotle                   70 To live politically means            absolute and perpetual                                        living in accordance with          power of a commonwealth  44 A single wheel does                good laws Giles of Rome            Jean Bodin       not move       Chanakya                                                       90 The natural law is the                                                                           foundation of human law  48 If evil ministers enjoy                                               Francisco Suárez       safety and profit, this       is the beginning of                                            92 Politics is the art of       downfall                                                            associating men       Han Fei Tzu                                                         Johannes Althusius    49 The government is bandied                                        94 Liberty is the power       about like a ball                                                   that we have over       Cicero                                                              ourselves Hugo Grotius
140 All men are created equal    THE RISE OF THE                                        Thomas Jefferson            MASSES                                     142 Each nationality contains    1848–1910                                        its center of happiness                                        within itself               170 Socialism is a new system                                        Johann Gottfried Herder          of serfdom                                                                         Alexis de Tocqueville  96 The condition of man          144 Government has but       is a condition of war            a choice of evils           172 Say not I, but we       Thomas Hobbes                    Jeremy Bentham                   Giuseppe Mazzini    104 The end of law is to         150 The people have a right      174 That so few dare       preserve and enlarge             to keep and bear arms            to be eccentric       freedom John Locke               James Madison                    marks the chief                                                                         danger of the time  110 When legislative and         154 The most respectable              John Stuart Mill       executive powers are             women are the most       united in the same body,         oppressed                   182 No man is good enough       there can be no liberty          Mary Wollstonecraft              to govern another man       Montesquieu                                                       without that other’s consent                                   156 The slave feels                   Abraham Lincoln  112 Independent entrepreneurs         self-existence to be       make good citizens               something external          183 Property is theft       Benjamin Franklin                Georg Hegel                      Pierre-Joseph Proudhon    REVOLUTIONARY                    160 War is the continuation      184 The privileged man is a  THOUGHTS                              of Politik by other means        man depraved in intellect                                        Carl von Clausewitz              and heart  1770–1848                                                              Mikhail Bakunin                                   161 Abolition and the Union  118 To renounce liberty is to         cannot coexist              186 That government is       renounce being a man             John C. Calhoun                  best which governs not       Jean-Jacques Rousseau                                             at all Henry David Thoreau                                   162 A state too extensive  126 No generally valid                in itself ultimately falls  188 Communism is the riddle       principle of legislation         into decay                       of history solved       can be based on happiness        Simón Bolívar                    Karl Marx       Immanuel Kant                                   164 An educated and wise         194 The men who proclaimed  130 The passions of individuals       government recognizes            the republic became the       should be subjected              the developmental needs          assassins of freedom       Edmund Burke                     of its society                   Alexander Herzen                                        José María Luis Mora  134 Rights dependent on                                           195 We must look for a central       property are the most       165 The tendency to attack            axis for our nation       precarious Thomas Paine          “the family” is a symptom        Ito Hirobumi                                        of social chaos                                        Auguste Comte
196 The will to power           THE CLASH OF       Friedrich Nietzsche        IDEOLOGIES    200 It is the myth that         1910–1945       is alone important       Georges Sorel              220 Nonviolence is the first                                       article of my faith  202 We have to take working          Mahatma Gandhi       men as they are       Eduard Bernstein           226 Politics begin where the                                       masses are Vladimir Lenin  204 The disdain of our       formidable neighbor        234 The mass strike results       is the greatest danger          from social conditions with       for Latin America               historical inevitability       José Martí                      Rosa Luxemburg    206 It is necessary to dare     236 An appeaser is one who        250 Europe has been left       in order to succeed             feeds a crocodile, hoping         without a moral code       Peter Kropotkin                 it will eat him last              José Ortega y Gasset                                       Winston Churchill  207 Either women are to be       killed, or women are to    238 The Fascist conception of     252 We are 400 million people       have the vote                   the state is all-embracing        asking for liberty       Emmeline Pankhurst              Giovanni Gentile                  Marcus Garvey    208 It is ridiculous to deny    240 The wealthy farmers must      253 India cannot really be       the existence of a              be deprived of the sources        free unless separated       Jewish nation                   of their existence                from the British empire       Theodor Herzl                   Joseph Stalin                     Manabendra Nath Roy    210 Nothing will avail to       242 If the end justifies the       254 Sovereign is he who       save a nation whose             means, what justifies              decides on the exception       workers have                    the end? Leon Trotsky             Carl Schmitt       decayed       Beatrice Webb              246 We will unite Mexicans        258 Communism is as bad                                       by giving guarantees to           as imperialism  211 Protective legislation in        the peasant and the               Jomo Kenyatta       America is shamefully           businessman       inadequate                      Emiliano Zapata              259 The state must be       Jane Addams                                                       conceived of as an                                  247 War is a racket                    “educator”  212 Land to the tillers!             Smedley D. Butler                 Antonio Gramsci       Sun Yat-Sen                                  248 Sovereignty is not given,     260 Political power grows out  214 The individual is a single       it is taken                       of the barrel of a gun       cog in an ever-moving           Mustafa Kemal Atatürk             Mao Zedong       mechanism       Max Weber
POSTWAR                                                           323 The intellectuals  POLITICS                                                               erroneously fought Islam                                                                         Ali Shariati  1945–PRESENT                                                                    324 The hellishness of war  270 The chief evil is             297 During the initial               drives us to break with       unlimited government              stage of the struggle,          every restraint       Friedrich Hayek                   the oppressed tend to           Michael Walzer                                         become oppressors  276 Parliamentary government           Paulo Freire               326 No state more extensive       and rationalist politics do                                       than the minimal state       not belong to the same                                            can be justified       system Michael Oakeshott                                          Robert Nozick    278 The objective of the          298 Justice is the first virtue  328 No Islamic law says       Islamic jihad is to               of social institutions          violate women’s rights       eliminate the rule of             John Rawls                      Shirin Ebadi       an un-Islamic system       Abul Ala Maududi             304 Colonialism is violence     329 Suicide terrorism is                                         in its natural state            mainly a response to  280 There is nothing to                Frantz Fanon                    foreign occupation       take a man’s freedom                                              Robert Pape       away from him, save          308 The ballot or the bullet       other men                         Malcolm X                  330 DIRECTORY       Ayn Rand                                    310 We need to “cut off the     340 GLOSSARY  282 Every known and                    king’s head”       established fact can              Michel Foucault            344 INDEX       be denied       Hannah Arendt                312 Liberators do not exist.    351 ACKNOWLEDGMENTS                                         The people liberate  284 What is a woman?                   themselves       Simone de Beauvoir                Che Guevara    290 No natural object is          314 Everybody has to make       solely a resource                 sure that the rich folks       Arne Naess                        are happy                                         Noam Chomsky  294 We are not anti-white,       we are against white         316 Nothing in the world is       supremacy                         more dangerous than       Nelson Mandela                    sincere ignorance                                         Martin Luther King  296 Only the weak-minded       believe that politics is     322 Perestroika unites       a place of collaboration          socialism with democracy       Gianfranco Miglio                 Mikhail Gorbachev
INTRODU
CTION
12 INTRODUCTION    I f everyone could have                or it might be a language of values,     man is better off in a complex society        everything they wanted           such as rights and liberties or fair     than abandoned and isolated. It        whenever they wanted, there      shares and justice. But central to       is also the claim that there is  would be no such thing as politics.    the activity of politics, from its very  something fittingly human about  Whatever the precise meaning of        beginnings, is the development of        having views on how matters of  the complex activity known as          political ideas and concepts. These      public concern should be decided.  politics might be—and, as this         ideas help us to make our claims         Politics is a noble activity in which  book illustrates, it has been          and to defend our interests.             men decide the rules they will live  understood in many different                                                    by and the goals they will  ways—it is clear that human                But this picture of politics and     collectively pursue.  experience never provides us with      the place of political ideas is not  everything we want. Instead, we        the whole story. It suggests that        Political moralism  have to compete, struggle,             politics can be reduced to the           Aristotle did not think that all  compromise, and sometimes fight         question of who gets what, where,        human beings should be allowed  for things. In so doing, we develop a  when, and how. Political life is         to engage in political activity: in  language to explain and justify our    undoubtedly in part a necessary          his system, women, slaves, and  claims and to challenge, contradict,   response to the challenges of            foreigners were explicitly excluded  or answer the claims of others. This   everyday life and the recognition        from the right to rule themselves  might be a language of interests,      that collective action is often better   and others. Nevertheless, his basic  whether of individuals or groups,      than individual action. But another      idea that politics is a unique                                         tradition of political thinking is       collective activity that is directed       Political society exists          associated with the ancient Greek        at certain common goals and ends        for the sake of noble            thinker Aristotle, who said that         still resonates today. But which         actions, and not of             politics was not merely about the        ends? Many thinkers and political       mere companionship.               struggle to meet material needs          figures since the ancient world                                         in conditions of scarcity. Once          have developed different ideas              Aristotle                  complex societies emerge, different      about the goals that politics can or                                         questions arise. Who should rule?        should achieve. This approach is                                         What powers should political rulers      known as political moralism.                                         have, and how do the claims                                         to legitimacy of political rulers            For moralists, political life                                         compare to other sources of              is a branch of ethics—or moral                                         authority, such as that of the family,   philosophy—so it is unsurprising                                         or the claims of religious authority?    that there are many philosophers                                                                                  in the group of moralistic political                                             Aristotle said that it is natural    thinkers. Political moralists argue                                         for man to live politically, and this    that politics should be directed                                         is not simply the observation that
INTRODUCTION 13    toward achieving substantial goals,    or ethical value such as happiness    and disorder, in the 16th and  or that political arrangements         or freedom. Instead, they argue that  17th centuries respectively.  should be organized to protect         politics is about power. Power is     Machiavelli’s view of human  certain things. Among these            the means by which ends are           nature emphasizes that men  things are political values such       achieved, enemies are defeated,       are “ungrateful liars” and neither  as justice, equality, liberty,         and compromises sustained.            noble nor virtuous. He warns of the  happiness, fraternity, or national     Without the ability to acquire and    dangers of political motives that go  self-determination. At its most        exercise power, values—however        beyond concerns with the exercise  radical, moralism produces             noble they may be—are useless.        of power. For Hobbes, the lawless  descriptions of ideal political                                              “state of nature” is one of a war  societies known as Utopias, named          The group of thinkers who focus   of all men against each other.  after English statesman and            on power as opposed to morality       Through a “social contract” with  philosopher Thomas More’s book         are described as realists. Realists   his subjects, a sovereign exercises  Utopia, published in 1516, which       focus their attention on power,       absolute power to save society from  imagined an ideal nation. Utopian      conflict, and war, and are often       this brutish state. But the concern  political thinking dates back to the   cynical about human motivations.      with power is not unique to early  ancient Greek philosopher Plato’s      Perhaps the two greatest theorists    modern Europe. Much 20th-century  book the Republic, but it is still     of power were Italian Niccolò         political thought is concerned with  used by modern thinkers such as        Machiavelli and Englishman            the sources and exercise of power.  Robert Nozick to explore ideas.        Thomas Hobbes, both of whom  Some theorists consider Utopian        lived through periods of civil war    Wise counsel  political thinking to be a dangerous                                         Realism and moralism are grand  undertaking, since it has led in the      For forms of Government            political visions that try to make  past to justifications of totalitarian     let fools contest. Whate’er        sense of the whole of political  violence. However, at its best,                                              experience and its relationship  Utopian thinking is part of a                is best administered            with other features of the human  process of striving toward a                         is best.                condition. Yet not all political  better society, and many of the                                              thinkers have taken such a wide  thinkers discussed in this book               Alexander Pope                 perspective on events. Alongside  use it to suggest values to be                                               the political philosophers, there is  pursued or protected.                                                        an equally ancient tradition that is                                                                               pragmatic and concerned merely  Political realism                                                            with delivering the best possible  Another major tradition of political                                         outcomes. The problems of war  thinking rejects the idea that                                               and conflict may never be  politics exists to deliver a moral                                           eradicated, and arguments ❯❯
14 INTRODUCTION    about the relationship between         regimes are encouraged to              The social classes of Marx are  political values such as freedom       democratize. Similarly, slavery        not the only source of ideological  and equality may also never be         was once thought of as a natural       politics. Many recent political  resolved, but perhaps we can make      condition that excluded many           ideas have also emerged from  progress in constitutional design      from any kind of rights, and until     developments within liberalism,  and policy making, or in ensuring      the 20th century, most women           conservatism, socialism,  that government officials are as able   were not considered citizens.          and nationalism.  as possible. Some of the earliest  thinking about politics, such as that      This raises the question of            Ideological political thinking  of Chinese philosopher Confucius,      what causes some ideas to become       has also been the subject of  is associated with the skills and      important, such as equality, and       hostility and criticism. If ideas  virtues of the wise counselor.         others to fall out of favor, such as   are merely a reflection of historical                                         slavery or the divine right of kings.  processes, critics argue, that must  Rise of ideology                       Marx accounts for this historical      mean that the individuals caught  One further type of political          change by arguing that ideas are       up in those processes are playing  thinking is often described as         attached to the interests of social    an essentially passive role, and that  ideological. An important strand       classes such as the workers or the     rational deliberation and argument  of ideological thinking emphasizes     capitalists. These class interests     have limited value. Ideological  the ways in which ideas are            gave rise to the great “isms”          struggle is rather like the  peculiar to different historical       of ideological politics, from          competition between football  periods. The origins of ideological    communism and socialism to             teams. Passion, as opposed to  thinking can be found in the           conservatism and fascism.              reason, matters in supporting one’s  historical philosophies of German                                             team, and winning is ultimately  philosophers Georg Hegel and             The philosophers have only           all that counts. Many worry that  Karl Marx. They explain how              interpreted the world… the           ideological politics results in  the ideas of each political epoch                                             the worst excesses of realism, in  differ because the institutions              point is to change it.           which the ends are seen to justify  and practices of the societies                    Karl Marx                   brutal or unjust means. Ideological  differ, and the significance of                                                politics appears to be a perpetual  ideas changes across history.                                                 struggle or war between rival                                                                                and irreconcilable camps.      Plato and Aristotle thought  of democracy as a dangerous                                                       Marx’s solution to this problem  and corrupt system, while most                                                was the revolutionary triumph of the  people in the modern world see it                                             working class and the technological  as the best form of government.                                               overcoming of scarcity, which  Contemporary authoritarian                                                    would solve the problem of political                                                                                conflict. In light of the 20th century,
INTRODUCTION 15    this approach to politics seems to      ever—after all we believe in open      what seems common sense to  many to be highly overoptimistic,       economies, constitutional              us will be seen as persuasive  since revolutionary change has          government, human rights, and          by our descendants.  been seen to have replaced one          democracy. But as we will see in  kind of tyranny for another. In this    this book, these are not simple            Making sense of the present  view, Marxism and other ideologies      ideas, and they are not shared by      requires an understanding of the  are merely the latest forms of          all societies and people even today.   variety of political ideas and theories  unrealistic Utopian moralism.                                                  conceived throughout history. These                                              The last 80 years of world         ideas serve as an explanation of the  A disputed future                       history have seen the rise of          possibilities of the present, as well  According to Georg Hegel, political     new nation-states as a result of       as a warning against overconfidence  ideas are an abstraction from the       imperial retreat and decolonization.   in our own political values, and  political life of a society, state,     Federations such as Yugoslavia and     they remind us that the demands  culture, or political movement.         Czechoslovakia have fragmented         of organizing and governing the  Making sense of those ideas,            into new states, as has the former     collective life of society change in  and the institutions or movements       USSR. The desire for national          ways that we cannot fully predict.  they explain, involves examining        sovereignty is also strong in places   As new possibilities for the exercise  their history and development.          such as Quebec, Catalonia,             of power arise, so will new demands  That history is always a story of       Kurdistan, and Kashmir. Yet,           for its control and accountability,  how we got to where we are now.         while peoples have struggled for       and with these will come new  What we cannot do is look forward       statehood, states have sought          political ideas and theories. Politics  to see where history is going.          complex federations and political      concerns all of us, so we should all                                          union. The last three decades          be involved in that debate. ■      In Roman mythology, the Owl of      have seen the rise of the European  Minerva was a symbol of wisdom.         Union, which aspires to closer         Politics is too serious a matter  For Hegel, the Owl only “takes flight    political integration, as well as the    to be left to the politicians.  at twilight.” By this he means that     North American Free Trade area               Charles de Gaulle  understanding can only come             and many other organizations for  retrospectively. Hegel is warning       regional cooperation.  against optimism about developing  ideas for where to go next. He is           Old ideas of state sovereignty  also issuing a subtle warning           have an awkward role in the  against his other famous claim that     new political world of pooled  the rise of the modern state is the     sovereignty, economic cooperation,  end of history. It is very easy to see  and globalization. Hegel’s point  ourselves as the most progressive,      seems very pertinent here—we  enlightened, and rational age           cannot predict how we will appear                                          to those in the future, nor whether
ANCIENT  POLITICA    THOUGHT    800 BCE–30 CE
L
18 INTRODUCTION       The Spring and     Confucius proposes a          The Roman                In Greece, Sophists    Autumn period       system of government     Republic is founded.         including Protagoras  begins in China, and  based on traditional                                 maintain that political  the “Hundred Schools  values, administered                                justice is an imposition  of Thought” emerge.   by a class of scholars.                             of human values, not a                                                                               reflection of justice                                                                                       in nature.    C.770 BCE             600–500 BCE              C.510 BCE                  C.460 BCE               600 BCE                   594 BCE                476–221 BCE              399 BCE    The Chinese general                       Solon creates a   During the Warring        After years of   Sun Tzu writes his                     constitution for    States period, the   questioning politics                                       Athens that paves the  treatise The Art of War               way for a democratic      seven largest        and society in   for King Helü of Wu.                                        Chinese states vie    Athens, Socrates is                                               city-state.                          sentenced to death.                                                                  for supremacy.    P olitical theory can trace          period, and various dynasties ruled  atmosphere that thinkers such as           its beginnings to the       over the separate states relatively  Han Fei Tzu and the Legalist school           civilizations of ancient    peaceably. Scholarship was highly    advocated discipline as the guiding  China and Greece. In both places,    valued in this period, resulting in  principle of the state, and the  thinkers emerged who questioned      the so-called Hundred Schools of     military leader Sun Tzu applied the  and analyzed the world around        Thought. By far the most influential  tactics of warfare to ideas of foreign  them in a way we now call            of the philosophers to emerge was    policy and domestic government.  philosophy. From around 600 BCE,     Confucius, who combined moral        These more authoritarian political  some of them turned their attention  and political philosophy in his      philosophies brought stability  to the way we organize societies.    proposals for upholding traditional  to the new empire, which later  At first, both in China and Greece,   Chinese moral values in a state led  reverted to a form of Confucianism.  these questions were considered      by a virtuous ruler, and advised by  part of moral philosophy or ethics.  a class of administrators.           Greek democracy  Philosophers examined how society                                         At much the same time as these  should be structured to ensure not       This idea was further refined     developments in China, Greek  only the happiness and security of   by Mozi and Mencius to prevent       civilization was flourishing. Like  the people, but to enable people to  corruption and despotic rule, but    China, Greece was not a single  live a “good life.”                  as conflict between the states        nation, but a collection of separate                                       increased in the 3rd century BCE,    city-states under various systems  Political thought in China           the Spring and Autumn period         of government. Most were ruled by  From around 770 BCE, China           came to a close, replaced by the     a monarch or an aristocracy, but  experienced a time of prosperity     Warring States period and the        Athens had established a form of  known as the Spring and Autumn       struggle for control of a unified     democracy under a constitution                                       Chinese empire. It was in this
ANCIENT POLITICAL THOUGHT 19     Chinese philosopher     In his Politics, Aristotle  Mencius popularizes        The Han dynasty  Mozi proposes a purely   describes various forms      Confucian ideas        adopts Confucianism  meritocratic class of    of rule of the city-state,         in China.  ministers and advisors                                                            as the official  chosen for their virtue    and suggests polity                               philosophy of China.                              —constitutional         and ability.      government—as the                                  most practical.    C.470–391 BCE            335–323 BCE                 372–289 BCE                   200 BCE    C.380–360 BCE                          C.370–283 BCE                      300 BCE           54–51 BCE       In the Republic, Plato              Chanakya’s advice  In the attempt to unify     Cicero writes De        advocates rule by                 to Chandragupta   China, the authoritarian   republica, modeled                                          Maurya helps to                              on Plato’s Republic,  “philosopher kings” who                                     ideas of Shang Yang       but advocating a   possess the wisdom and                   establish the     and Han Fei Tzu are      more democratic  knowledge to understand                Mauryan empire                               form of government.   the nature of a good life.                                     adopted as the                                               in India.    doctrine of Legalism.    introduced by the statesman Solon      The Indian subcontinent was           about 510 BCE with the overthrow  in 594 BCE. The city became the        composed of various separate          of a tyrannical monarchy. A form  cultural center of Greece, and         states, but the emergence of          of representative democracy  provided an intellectual space in      an innovative political theorist,     similar to the Athenian model  which philosophers could speculate     Chanakya, helped to transform it      was established. A constitution  on what constituted the ideal state,   into a unified empire under the        evolved, with government led  what its purpose was, and how it       rule of his protégé, Chandragupta     by two consuls elected by the  should be governed. Here, Plato        Maurya. Chanakya believed in a        citizens annually, and a senate  advocated rule by an elite of          pragmatic approach to political       of representatives to advise them.  “philosopher kings,” while his pupil   thinking, advocating strict           Under this system, the Republic  Aristotle compared the various         discipline, with the aim of securing  grew in strength, occupying  possible forms of government. Their    economic and material security for    provinces in most of mainland  theories would form the basis for      the state rather than the moral       Europe. However, in the 1st  Western political philosophy.          welfare of the people. His realism    century BCE, civil conflict spread                                         helped to protect the Mauryan         in the Republic as various factions      After Aristotle, the “golden age”  empire from attack, and brought       vied for power. Julius Caesar seized  of classical Greek philosophy drew     most of India into a unified state     control in 48 BCE and effectively  to a close, as Alexander the Great     that lasted for more than 100 years.  became emperor, bringing the  embarked on a series of campaigns                                            Republic to an end. Rome had once  to extend his empire from Macedon      The rise of Rome                      again come under a monarchical,  into northern Africa and across        Meanwhile, another power was          dynastic rule, and the new Roman  Asia as far as the Himalayas. But      rising in Europe. The Roman           empire was to dominate most of  in India, he met with resistance       Republic had been founded in          Europe for the next 500 years. ■  from an organized opposition.
IF YOUR DESIRE IS    FOR GOOD    THE PEOPLE WILL    BE GOOD    CONFUCIUS (551– 479 BCE)
22 CONFUCIUS                          A leader should be a junzi,            Less than perfect people                                            a “superior man.”                      can be changed    IN CONTEXT                                                                       by an example      IDEOLOGY                                                                     of sincere goodness.    Confucianism                                            The junzi possesses the qualities of    FOCUS                                  virtue, faithfulness, and sincerity,    Paternalist                         which he shows in rituals and ceremonies.      BEFORE                                          The junzi therefore sets    1045 BCE Under the Zhou                   a good example for his people.    dynasty of China, political    decisions are justified by the       If a leader’s desire is for good,    Mandate of Heaven.                      the people will be good.      8th century BCE The Spring    and Autumn period begins,    and the “Hundred Schools    of Thought” emerge.      AFTER    5th century BCE Mozi    proposes an alternative to    the potential nepotism and    cronyism of Confucianism.      4th century BCE The    philosopher Mencius    popularizes Confucian ideas.      3rd century BCE The more    authoritarian principles of    Legalism come to dominate    the system of government.    K ong Fuzi (“Master Kong”),           and scholars emerged, most of          era, which became known as            who later became known in   them based in the courts of noble      the Warring States period, it            the West by the Latinized   families, as valued advisors.          became increasingly clear that  name of Confucius, lived during                                              a strong system of government  a turning point in China’s political      The influence of these scholars’    was necessary.  history. He lived at the end of       new ideas inspired a shake-up of  China’s Spring and Autumn             the structure of Chinese society.      The superior man  period—around 300 years of            The scholars were appointed on         Like most educated, middle-class  prosperity and stability during       merit rather than due to family        young men, Confucius pursued a  which there was a flowering of art,    connections, and this new              career as an administrator, and it  literature, and in particular,        meritocratic class of scholars was     was in this role that he developed  philosophy. This gave rise to the     a challenge to the hereditary rulers,  his ideas about the organization of  so-called Hundred Schools of          who had previously governed with       government. Seeing firsthand the  Thought, in which a wide range of     what they believed was a mandate       relationships between the ruler and  ideas was freely discussed. In the    from Heaven. This caused a series      his ministers and subjects, and  process, a new class of thinkers      of conflicts as various rulers vied     keenly aware of the fragility of the                                        for control over China. During this
ANCIENT POLITICAL THOUGHT 23    See also: Sun Tzu 28–31 ■ Mozi 32–33 ■ Han Fei Tzu 48 ■  Sun Yat-Sen 212–13 ■ Mao Zedong 260–65    political situation of the time, he    and generous response—underpins        Confucius  set about formulating a framework      Confucius’s moral philosophy, and  that would enable rulers to govern     it is also a cornerstone of his        Despite his importance in  justly, based on his own system of     political thinking. For a society      Chinese history, little is  moral philosophy.                      to be good, its ruler must be the      known of Confucius’s life. He                                         embodiment of the virtues he           is traditionally believed to      Confucius’s moral standpoint       wishes to see in his subjects; in      have been born in 551 BCE, in  was firmly rooted in Chinese            turn, the people will be inspired      Qufu in the state of Lu, China.  convention, and had at its heart the   through loyalty and respect to         His name was originally Kong  traditional virtues of loyalty, duty,  emulate those virtues. In the          Qiu (he earned the honorific  and respect. These values were         collection of his teachings and        title “Kong Fuzi” much later),  personified in the junzi: the           sayings known as the Analects,         and his family was both  “gentleman” or “superior man,”         Confucius advises: “If your desire     respected and comfortably  whose virtue would act as an           is for good, the people will be good.  well off. Nevertheless, as a  example to others. Every member        The moral character of the ruler       young man he worked as a  of society would be encouraged to      is the wind; the moral character       servant after his father died in  aspire to the junzi’s virtues. In      of those beneath him is the grass.     order to support his family,  Confucius’s view, human nature is      When the wind blows, the grass         and studied in his spare time  not perfect, but it is capable of      bends.” In order for this idea to      to join the civil service. He  being changed by the example of        work effectively, however, a new       became an administrator in  sincere virtue. Similarly, society     structure for society had to be        the Zhou court, where he  can be transformed by the example      established, creating a hierarchy      developed his ideas of how  of fair and benevolent government.     that took account of the new           a state should be governed,                                         meritocratic administrative class      but his advice was ignored      The notion of reciprocity—         while respecting the traditional ❯❯    and he resigned from the  the idea that just and generous                                               position. He spent the rest of  treatment will be met with a just                                             his life traveling throughout                                                                                the Chinese empire, teaching       The ruler sets an     Confucius believed that a wise and                 his philosophy and theories of  example for his subjects.  just sovereign had a benign effect on              government. He eventually                             the character of his subjects.                     returned to Qufu, where he                                                                                died in 479 BCE.                                        His policies and                                     ideas are dispersed                        Key works                                   through his ministers…                                                                                Analects                                         … and his people                       Doctrine of the Mean                                         begin to emulate                       The Great Learning                                                                                (All assembled during the 12th                                          his goodness.                         century by Chinese scholars.)
24 CONFUCIUS                                                                                  The sovereign was regarded                                                                                by Confucius as inherently                                                                                superior. His task was to model                                                                                perfect behavior, setting a good                                                                                example to those below him.    Loyalty                                Duty                                   Ministers and advisors played                                                                                an important role as “middle men”                                                                                between the sovereign and his                                                                                subjects. They had a duty of                                                                                loyalty to both parties.                                                                                  The people, given a good                                                                                example to follow and a clear                                                                                idea of what was expected of                                                                                them, would behave correctly,                                                                                according to Confucius.                  Respect    rule of the noble families. In his     cohesion, creating an atmosphere       innovative, advocating a class  proposal for how this might be         of loyalty and respect from each       of scholars to act as ministers,  achieved, Confucius again relied       social stratum toward the next.        advisors, and administrators to the  very much on traditional values,                                              ruler. Their position between the  modeling society on relationships      Justifying hereditary rule             sovereign and his subjects was  within the family. For Confucius,      At the top of Confucius’s hierarchy    crucial, since they had a duty of  the benevolence of the sovereign       was the sovereign, who would           loyalty both to their ruler and the  and the loyalty of his subject mirror  unquestionably have inherited this     people. They carried a high degree  the loving father and obedient         status, and in this respect Confucius  of responsibility, so it was essential  son relationship (a relationship       shows the conservative nature of       that they be recruited from the  considered by the Chinese to be        his political thinking. Just as the    most able and educated candidates,  of the utmost importance).             family provided a model for the        and that anybody serving in public                                         relationships within society,      Confucius considers that there     the traditional respect shown            Good government consists  are five “constant relationships”:      to parents (especially fathers)           in the ruler being a ruler,  sovereign/subject, father/son,         extended also to ancestors, and        the minister being a minister,  husband/wife, elder brother/           this justified the hereditary               the father being a father,  younger brother, and friend/friend.    principle. Just as a father was            and the son being a son.  In these relationships, he emphasizes  considered the head of the family,  not only the rank of each person       the state should naturally be ruled               Confucius  according to generation, age, and      over by a paterfamilias figure—  gender, but the fact that there are    the sovereign.  duties on both sides, and that the  responsibility of the superior to the      Nevertheless, the sovereign’s  inferior in any relationship is just   position was not unassailable in  as important as that of the junior     Confucius’s thinking, and an unjust  to the senior. Extending these         or unwise ruler deserved to be  relationships to the wider society,    opposed or even removed. However,  their reciprocal rights and            it was in the next layer of society  responsibilities give society its      that Confucius was at his most
ANCIENT POLITICAL THOUGHT 25    office should be of the highest           niceties, but served a much deeper              The superior man  moral character—a junzi. These           purpose, and it was important that          governs men according  ministers were to be appointed           the participants behaved with  by the sovereign in Confucius’s          sincerity for the rituals to have any         to their nature, with  system, so much depended upon            meaning. Public servants not only           what is proper to them,  the sovereign’s own good character.      had to fulfill their duties virtuously,    and as soon as they change  Confucius said: “The administration      they also had to be seen to be              what is wrong, he stops.  of government lies in getting proper     acting virtuously. For this reason,  men. Such men are to be gotten by        Confucius laid great emphasis on                   Confucius  means of the ruler’s own character.      ceremonies and rituals. These also  That character is to be cultivated       worked to underline the positions       Many of these rituals and  by his treading in the ways of duty.     of the various members within a         ceremonies had their basis in  And the treading of those ways of        society, and Confucius’s approval       religious rites, but this aspect  duty is to be cultivated by the          of this illustrates his tendency        was not important to Confucius.  cherishing of benevolence.”              to conservatism.                        His moral philosophy was not                                                                                   founded on religion, and the      The role of these public servants        The ceremonies and rituals          political system he derived from  was mainly advisory, and ministers       allowed people to manifest their        it simply acknowledged that there  were not only expected to be well-       devotion to those above them in the     was a place for religion in society.  versed in the administration and         hierarchy and their consideration       In fact, he seldom referred to the  structure of Chinese society, but        toward those below them.                gods in his writings, except in  also to have a thorough knowledge        According to Confucius, these           terms of a hope that society could  of history, politics, and diplomacy.     rituals were to permeate the whole      be organized and governed in  This was necessary to advise the         of society, from formal royal and       accordance with the Mandate of  ruler on matters such as alliances       state ceremonies right down to          Heaven, which would help to ❯❯  and wars with neighboring states.        everyday social interactions,  However, this new class of civil         with participants meticulously  servants also served an equally          observing their respective roles.  important function in preventing         Only when virtue was sincerely  the ruler from becoming despotic,        and honestly manifested in this  because they showed loyalty to           way could the idea of leading by  their superior, but also benevolence     example succeed. For this reason,  to their inferiors. Like their ruler,    Confucius held sincerity and  they too had to lead by example,         honesty to be the most important  inspiring both the sovereign and         of virtues, next only to loyalty.  his subjects by their virtue.    The importance of ritual  Many parts of Confucius’s  writings read like a handbook of  etiquette and protocol, detailing  the proper conduct for the junzi  in various situations, but he also  stressed that this should not merely  be empty show. The rituals he  outlined were not mere social    Actors performing a Confucian ritual  in Shandong Province, China, convey  the importance of restraint and respect  to modern visitors unversed in their  highly formalized tradition.
26 CONFUCIUS    unify the states vying for power.     a tyrant rather than the murder of a             He who governs  Although he firmly believed            legitimate ruler. He argued that the      by means of his virtue is…  in rule by a hereditary sovereign,    flexibility of this hierarchy            like the North Star: it remains  he did not feel the need to justify   engendered more real respect for it,  it as a divine right.                 and that this in turn engendered            in its place while all the                                        political consent—a necessary basis      lesser stars pay homage to it.      This implicit dismissal of the    for strong and stable government.  divine right, combined with a class                                                      Confucius  system based on merit rather than     Crime and punishment  inheritance, showed Confucius at      The principles of Confucius’s moral     could best be achieved by example  his most radical. While he advocated  philosophy also extended into the       since, in his words, “When you meet  a hierarchy reinforced by strict      fields of law and punishment.            someone better than yourself, turn  rules of etiquette and protocol, so   Previously, the legal system had        your thoughts to becoming his  that everybody was very aware of      been based on the codes of conduct      equal. When you meet someone not  their place in society, this did not  prescribed by religion, but he          as good as you are, look within and  mean there should be no social        advocated a more humanistic             examine your own self.”  mobility. Those with ability (and     approach to replace the divinely  good character) could rise through    ordained laws. As with his social           Rather than imposing rigid laws  the ranks to the highest levels of    structure, he proposed a system         and stern punishments, Confucius  government, whatever their family     based on reciprocity: if you are        felt that the best way to deal with  background; and those in positions    treated with respect, you will act      crime lay in instilling a sense of  of power could be removed from        with respect. His version of the        shame for bad behavior. Although  office if they failed to show the      Golden Rule (“do as you would be        people may avoid committing  necessary qualities, no matter how    done by”) was in the negative: “what    crime if guided by laws and  noble the family they were born       you do not desire for yourself, do not  subdued by punishment, they do  into. This principle extended even    do to others,” moving the emphasis      not learn a real sense of right and  to the sovereign himself. Confucius   from specific crimes to avoidance of     wrong, while if they are guided  saw the assassination of a despotic   bad behavior. Once again, this          by example and subdued by  ruler as the necessary removal of                                             respect, they develop a sense of                                                                                shame for any misdemeanors                                                                                and learn to become truly good.                                                                                  Unpopular ideas                                                                                Confucius’s moral and political                                                                                philosophy combined ideas about                                                                                the innate goodness and sociability                                                                                of human nature with the rigid,                                                                                  The Chinese emperor presides over                                                                                the civil service examinations in this                                                                                Song dynasty painting. The exams                                                                                were introduced during Confucius’s                                                                                lifetime and were based on his ideas.
ANCIENT POLITICAL THOUGHT 27    Religious functions were absorbed  into Confucianism when it became the  official philosophy of China. Confucian  temples such as this one in Nanjing  sprang up throughout the country.    formal structure of traditional         that his emphasis on family            his authority over the new empire.  Chinese society. Unsurprisingly,        relationships would lead to nepotism   By the 2nd century BCE, however,  given his position as a court           and cronyism. Around the same          peace had returned to China, and  administrator, he found an              time, military thinkers such as        Confucianism was adopted as the  important place for the new             Sun Tzu had little time for the moral  official philosophy of the state under  meritocratic class of scholars.         philosophy underlying Confucius’s      the Han dynasty. It continued to  However, his ideas were met with        political theory, and instead took a   dominate the structure of Chinese  suspicion and were not adopted          more practical approach to matters     society from then on, particularly  during his lifetime. Members of the     of government, advocating an           in the practice of recruiting the  royal and noble ruling families were    authoritarian and even ruthless        most able scholars to the  unhappy with his implied dismissal      system to ensure the defense of        administrative class. The civil  of their divine right to rule, and      the state. Nevertheless, elements      service exams introduced in 605 CE  felt threatened by the power he         of Confucianism were gradually         were based on classic Confucian  proposed for their ministers and        incorporated into Chinese society      texts, and this practice continued  advisors. The administrators might      in the two centuries following his     into the 20th century and the  have enjoyed more control to rein in    death. Championed by Mencius           formation of the Chinese Republic.  potentially despotic rulers, but they   (372–289 BCE), they gained some  doubted the idea that the people        popularity in the 4th century BCE.         Confucianism has not entirely  could be governed by example,                                                  disappeared under China’s  and were unwilling to give up their     The state philosophy                   communist regime, and it had a  right to exercise power through         Confucianism may have been             subtle influence on the structure  laws and punishment.                    adequate to govern in peacetime,       of society right up to the Cultural                                          but it was felt by many not to be      Revolution. Today, elements of      Later political and philosophical   robust enough for the ensuing          Confucian thinking, such as  thinkers also had their criticisms      Warring States period and the          those that deal with societal  of Confucianism. Mozi, a Chinese        struggle to form a unified Chinese      relationships and the notion of filial  philosopher born shortly after          empire. During this period, a          loyalty, are still deeply ingrained in  Confucius’s death, agreed with his      pragmatic and authoritarian system     the Chinese way of life. Confucian  more modern ideas of meritocracy        of government known as Legalism        ideas are once again being taken  and leading by example, but felt        supplanted Confucius’s ideas, and      seriously as the country shifts from                                          continued as the emperor asserted      Maoist communism to a Chinese    What you know, you know;                                                     version of a mixed economy. ■        what you don’t know,           you don’t know.        This is true wisdom.             Confucius
28                         IN CONTEXT    THE ART OF WAR             IDEOLOGY  IS OF VITAL                Realism  IMPORTANCE  TO THE STATE               FOCUS                             Diplomacy and war  SUN TZU (C.544–C.496 BCE)                             BEFORE                             8th century BCE A “golden                             age” of Chinese philosophy                             begins, which produces                             the so-called Hundred                             Schools of Thought.                               6th century BCE Confucius                             proposes a framework for                             civil society based on                             traditional values.                               AFTER                             4th century BCE Chanakya’s                             advice to Chandragupta                             Maurya helps to establish the                             Mauryan empire in India.                               1532 Niccolò Machiavelli’s                             The Prince is published, five                             years after his death.                               1937 Mao Zedong writes                             On Guerrilla Warfare.                               I n the late 6th century BCE,                                   China was reaching the end of                                   an era of peaceful prosperity—                             the so-called Spring and Autumn                             period—in which philosophers had                             flourished. Much of the thinking                             had focused on moral philosophy or                             ethics, and the political philosophy                             that followed from this concentrated                             on the morally correct way that the                             state should organize its internal                             affairs. The culmination of this                             came with Confucius’s integration                             of traditional virtues into a hierarchy                             led by a sovereign and administered                             by a bureaucracy of scholars.                                   Toward the end of the Spring                             and Autumn period, however, the                             political stability of the various
ANCIENT POLITICAL THOUGHT 29    See also: Chanakya 44–47 ■ Han Fei Tzu 48 ■ Niccolò Machiavelli 74–81 ■ Mao Zedong 260–65 ■ Che Guevara 312–13       War punishes those                 Planning, waging, and  who threaten or harm                 avoiding war determines            the state…                       foreign policy…    …just as criminals                       …and military    within the state                    strategies provide a    are punished…                      framework for domestic                                       political organization…    …to ensure a stable and                                                       A terra-cotta army was built to line      prosperous state.                                                         the tomb of Emperor Qin Shi Huang,                                                                                showing the importance of the military  The art of war is of vital                                                    to him. Qin lived 200 years after Sun Tzu,  importance to the state.                                                      but would have read his works closely.    states of China became fragile, and  believed to have been written by         The Art of War deals with the  tensions between them increased      Sun Tzu, a general in the army           practicalities of protecting and  as the population grew. Rulers of    of the king of Wu. The opening           maintaining the prosperity of the  the states not only had to manage    passage reads: “The art of war is        state. Where previous thinkers had  their internal affairs, but also to  of vital importance to the state. It is  concentrated on the structure of  defend themselves against attack     a matter of life and death, a road       civil society, this treatise focuses  from neighboring states.             either to safety or to ruin. Hence it    on international politics, discussing                                       is a subject of inquiry which can        public administration only in  Military strategy                    on no account be neglected.” This        connection with the business of  In this atmosphere, military         marked a distinct break from the         planning and waging wars, or the  advisors became as important as      political philosophy of the time, and    economics of maintaining military  the civil bureaucrats, and military  Sun Tzu’s work was perhaps the           and intelligence services.  strategy began to inform political   first explicit statement that war and  thinking. The most influential work   military intelligence are critical           Sun Tzu’s detailed description  on the subject was The Art of War,   elements of the business of the state.   of the art of war has been seen as                                                                                providing a framework for political                                                                                organization of any sort. He gives a                                                                                list of the “principles of war” that                                                                                are to be considered when planning                                                                                a campaign. In addition to practical                                                                                matters, such as weather and                                                                                terrain, the list includes the moral                                                                                influence of the ruler, the ability                                                                                and qualities of the general, and                                                                                the organization and discipline of                                                                                the men. Implicit in these principles                                                                                of war is a hierarchical structure ❯❯
30 SUN TZU     The Five Fundamentals                    with a sovereign at its head,          to thwart the enemy’s plans; failing             of Warfare                     taking advice from and giving          that, he should defend against                                            commands to his generals, who          attack; only failing that should  The Dao, or the Way, allows all soldiers  lead and organize their troops.        he launch an offensive.  to be of one mind with their rulers.                                                For Sun Tzu, the role of the           To avoid the necessity for war,  Generals must be aware of Heaven,         sovereign is to provide moral          Sun Tzu advocated maintaining  which is Yin and Yang, and the cycle      leadership. The people must be         a strong defense and forming  of the seasons.                           convinced that their cause is just     alliances with neighboring states.                                            before they will give their support,   Since a war is harmful to both  A strategist must take into account the   and a ruler should lead by example;    sides, it often makes sense to come  Earth: high and low, near and distant,    this was an idea that Sun Tzu shared   to a peaceful settlement. Prolonged  open and confined.                         with Confucius. Like the bureaucrat    campaigns, especially tactics such                                            of civil society, the general acts as  as laying siege to an enemy’s city,  Command is shown by wisdom,               both advisor to the ruler and          are such a drain on resources that  integrity, compassion, and courage.       administrator of his commands.         their cost often outweighs the                                                                                   benefits of victory. The sacrifices  Organization and the proper chain             Unsurprisingly, Sun Tzu places     that have to be made by the people  of command instill Discipline.            great emphasis on the qualities of     put a strain on their loyalty to the                                            the general, describing him as the     moral justness of the cause.                                            “bulwark of the state.” His training                                            and experience inform the counsel      Military intelligence                                            he gives the sovereign, effectively    The key to stable international                                            determining policy, but are also       relationships, argues Sun Tzu, is                                            vital to the organization of the       intelligence, which was then the                                            army. At the head of the chain of      responsibility of the military. Spies                                            command, he controls the logistics,    provide vital information on a                                            and especially the training and        potential enemy’s intentions and                                            discipline of the men. The Art of      capabilities, allowing the generals                                            War recommends that discipline         who command the spies to advise                                            be rigorously enforced with harsh      the ruler on the likelihood of victory                                            penalties for disobedience, but        in the event of conflict. Along the                                            that this should be tempered by a      same lines, Sun Tzu goes on                                            consistent application of rewards      to explain that the next most                                            and punishments.                       important element in this                                                                                   information warfare is deception.                                            Knowing when to fight                                            While this description of a military           If you know both                                            hierarchy mirrored the structure of       yourself and your enemy,                                            Chinese society, The Art of War            you can win a hundred                                            was much more innovative in its            battles without jeopardy.                                            recommendations for international                                            politics. Like many generals before                 Sun Tzu                                            and since, Sun Tzu believed that                                            the purpose of the military was to                                            protect the state and ensure its                                            welfare, and that war should always                                            be a last resort. A good general                                            should know when to fight and                                            when not to fight, remembering                                            that an enemy’s resistance can                                            often be broken without armed                                            conflict. A general should first try
ANCIENT POLITICAL THOUGHT 31                                                                                  A leader leads by example                                                                                        not by force.                                                                                          Sun Tzu                                                                                  The Great Wall of China, begun in                                                                                the 7th century BCE, acted to fence                                                                                off newly conquered territories. For                                                                                Sun Tzu, such defensive measures                                                                                were as important as attacking force.    By feeding misinformation to the       based on moral values of justice,      people and the acquisition of  enemy about defenses, for example,     appropriateness, and moderation.       territory and wealth. The Art of War  war can often be averted. He also      It states that military tactics,       became an influential text among  advised against what he saw as         international politics, and war exist  the rulers, generals, and ministers  the folly of attempting to destroy an  to uphold these values and should      of the various states in the struggle  enemy in battle: this decreased the    be conducted in accordance with        for a unified Chinese empire. It was  rewards that could be gained from      them. The state exercises its          later an important influence on the  the victory—both the goodwill of       military capability to punish those    tactics of revolutionaries, including  any defeated soldiers and the          that harm or threaten it from          Mao Zedong and Ho Chi Minh.  wealth of any territory gained.        outside, just as it uses the law to    It is now required reading at many                                         punish criminals within it. When       military academies, and is often      Underlying the very practical      done in a morally justifiable way,      included as a text in courses on  advice in The Art of War is a          the state is rewarded by happier       politics, business, and economics. ■  traditional cultural foundation    Sun Tzu                                Traditionally believed to be the       writing his famous treatise to                                         author of the legendary treatise       be used as a handbook by the                                         The Art of War, Sun Wu (later          ruler. A concise book, made                                         known as Sun Tzu, “the Master          up of 13 short chapters, it was                                         Sun”) was probably born in the         widely read after his death in                                         state of Qi or Wu in China in          c.496 BCE, both by state leaders                                         around 544 BCE. Nothing is             fighting for control of the                                         known of his early life, but           Chinese empire, and military                                         he rose to fame as a general           thinkers in Japan and Korea.                                         serving the state of Wu in many        It was first translated into a                                         successful campaigns against           European language, French,                                         the neighboring state of Chu.          in 1782, and may have                                                                                influenced Napoleon.                                             He became an indispensable                                         advisor (equivalent to a               Key work                                         contracted military consultant                                         today) to King Helü of Wu on           6th century BCE The Art of War                                         matters of military strategy,
32                   PLANS FOR THE                 COUNTRY ARE                 ONLY TO BE SHARED                 WITH THE LEARNED                               MOZI (C.470–C.391 BCE)    IN CONTEXT                       Toward the end of the              philosophy to the practical                                            “golden age” of Chinese   business of social and political  IDEOLOGY                                  philosophy that produced  organization. Foremost among  Mohism                           the so-called Hundred Schools of   these was Confucius, who proposed                                   Thought between the 8th and the    a hierarchy based on traditional  FOCUS                            3rd centuries BCE, thinkers began  family relationships, reinforced  Meritocracy                      to apply their ideas of moral      with ceremony and ritual. Within    BEFORE                            Only virtuous people                Only capable people  6th century BCE Chinese          should be given positions          should be given positions  philosopher Laozi advocates  Daoism—acting in accordance              of authority.                      of authority.  with the Way (dao).                                   Virtue and ability do not necessarily come  5th century BCE Confucius        from adherence to tradition or belonging  proposes a government system  based on traditional values                    to a noble family.  enacted by a class of scholars.                                   Virtue and ability can be learned through study.  AFTER  4th century BCE The              Plans for the country are only  authoritarian ideas of Shang     to be shared with the learned.  Yang and Han Fei Tzu are  adopted in the state of Qin as  the doctrine of Legalism.    372–289 BCE The philosopher  Mencius advocates a return to  a form of Confucianism.    20th century Mozi’s ideas  influence both Sun Yat-Sen’s  Republic and the communist  People’s Republic of China.
ANCIENT POLITICAL THOUGHT 33    See also: Confucius 20–27 ■ Plato 34–39 ■ Han Fei Tzu 48 ■ Sun Yat-Sen 212–13 ■ Mao Zedong 260–65    For Mozi, skilled workers such          atmosphere of “universal love.” At       Exaltation of the virtuous  as carpenters could—with training       the same time, he recognized the         is the root of government.  and aptitude—be made into able          human tendency to act in self-  administrators in government.           interest. This, he believed, often                   Mozi                                          happened in situations of conflict,  this hierarchy, however, he             which arose not from a lack of        Although Mozi attracted a large  recognized the importance of an         morality, but from differing ideas    group of followers, he was regarded  administrative class to aid and         of what is morally correct. It was    as an idealist, and Mohism was  advise the ruler, an idea that was      therefore the task of political       not adopted by the Chinese rulers  later developed by Mozi.                leaders to unite the people with      of the time. However, elements                                          a coherent moral code that was        of his political thinking were      Both Confucius and Mozi             enforced by a strong and ethical      incorporated into later political  believed that the well-being of the     system of government. This code       systems. For example, his emphasis  state relied on the competence and      would be based on what was            on enforcing a unified moral code  dependability of the bureaucratic       necessary for the greatest good of    was a significant influence on the  class, but they differed over the       society, and formulating it required  authoritarian Legalist regimes  way that administrators should          knowledge and wisdom that was         that arose in the 4th century BCE.  be chosen. To Mozi, Confucius           only available to the learned.        In the 20th century, Mozi’s notions  adhered too closely to the                                                    of equality of opportunity were  conventions of the noble families,          Mozi’s preference for a           rediscovered by Chinese leaders  which did not necessarily produce       ministerial class chosen on merit     Sun Yat-Sen and Mao Zedong. ■  the virtue and ability essential to     and ability no doubt stemmed from  a successful bureaucracy. Mozi felt     his own experience of working his     Mohists, as his followers were  that the qualities and skills for high  way up to high office from humble      known, lived according to Mozi’s  office resulted from aptitude and        beginnings. He saw the potential      principles of simplicity and  study, regardless of background.        for nepotism and cronyism when        pacifism during the Warring                                          the nobility appointed ministers.     States period, until the Qin  A unifying code                         He also believed that government      dynasty established its Legalist  “Elevating the worthy,” as Mozi         needed to be run in such a way        regime. After his death, Mozi’s  described his meritocratic idea,        that it would cultivate the           teachings were collected in  forms the cornerstone of Mohist         prosperity of the state for the       The Mozi. Mohism disappeared  political thinking, but it is also      welfare of the people as a whole.     after the unification of China in  linked to other aspects of Mozi’s                                             221 BCE, but were rediscovered  moral philosophy. He believed in          Mozi                                in the early 20th century.  the inherent goodness of people,  and felt that they should live in an      It is believed that Mozi was born   Key works                                            around the time of Confucius’s                                            death, in Tengzhou, Shandong        5th century BCE The Mozi                                            Province, China, into a family                                            of artisans or possibly slaves.                                            Named Mo Di, he was a                                            woodworker and engineer, and                                            worked at the courts of noble                                            families, rising through the civil                                            service to establish a school                                            for officials and advisors. His                                            philosophical and political views                                            gained him a following and the                                            title Mozi (“Master Mo”).
UNTIL PHILOSOPHERS    ARE KINGS    CITIES WILL NEVER    HAVE REST FROM    THEIR EVILS    PLATO 427–347 BCE
36 PLATO                                The role of rulers is to ensure                                         the people follow the “good life.”    IN CONTEXT                                                                    Knowing what the “good life” is    IDEOLOGY                                                      requires intellectual ability and    Rationalism                                                 knowledge of ethics and morality.      FOCUS                                    Only philosophers have this    Philosopher kings                         ability and knowledge.      BEFORE                                                           Political power should only    594 BCE The Athenian                                               be given to philosophers.    lawmaker Solon lays down    laws that act as the foundation        Until philosophers are kings, cities    for Greek democracy.                  will never have rest from their evils.      c.450 BCE Greek philosopher    Protagoras says that political    justice is an imposition of    human ideas, not a reflection    of natural justice.      AFTER    335–323 BCE Aristotle    suggests that polity    (constitutional government)    is the most practical of the    better ways to run a state.      54–51 BCE Cicero writes    De republica, advocating a    more democratic form of    government than suggested    by Plato’s Republic.    A t the end of the 6th                 officials were chosen by a lottery     This political environment quickly             century BCE, a cultural     from among the citizens, and          made Athens a major cultural             golden age began in         decisions were taken by a             center, attracting some of the  Greece that was to last for 200        democratic assembly. All the          foremost thinkers of the time. One  years. Now referred to as the          citizens could speak and vote at      of the greatest of these was an  Classical period, it saw the blooming  the assembly—they did not elect       Athenian named Socrates, whose  of literature, architecture, science,  representatives to do this on their   philosophical questioning of the  and, above all, philosophy, all of     behalf. It should be noted, however,  generally accepted notions of  which profoundly influenced the         that the “citizens” were a minority   justice and virtue gained him  development of Western civilization.   of the population; they were free     a following of young disciples.                                         men aged over 30 whose parents        Unfortunately, it also attracted      At the very beginning of the       were Athenians. Women, slaves,        unwanted attention from the  Classical period, the people of the    children, younger men, and            authorities, who persuaded the  city-state of Athens overthrew         foreigners or first-generation         democratic assembly to issue  their tyrannical leader and            settlers were excluded from           Socrates with a death sentence, on  instituted a form of democracy.        the democratic process.               charges of corrupting the young.  Under this system, government
ANCIENT POLITICAL THOUGHT          37    See also: Confucius 20–27 ■ Mozi 32–33 ■ Aristotle 40–43 ■ Chanakya 44–47 ■ Cicero 49 ■  Augustine of Hippo 54–55 ■ Al-Farabi 58–59           Democracy passes                  life,” which for ancient Greeks was     in turn leads people to desire           into despotism.                 a vital aim. “Living well” was not      the wrong things, especially the                 Plato                     a question of achieving material        transitory pleasures of honor and                                           well-being, honor, or mere pleasure,    wealth. These prizes come with  One of Socrates’ young followers         but rather living according to          political power, and the problem is  was Plato, who shared his teacher’s      fundamental virtues such as             intensified in the political arena.  inquisitive nature and skeptical         wisdom, piety, and above all,           The desire to rule, for what Plato  attitude. Plato was to become            justice. The purpose of the state,      saw as the wrong reasons, leads  disillusioned with the Athenian          Plato believed, was to promote          to conflict among citizens. With  system after what he saw as its          these virtues so that its citizens      everyone seeking increased power,  unfair treatment of his teacher.         could lead this good life. Issues       this ultimately undermines the                                           such as protection of property,         stability and unity of the state.      Plato went on to become              liberty, and stability were only        Whoever emerges victorious from  as influential a philosopher as           important in so far as they             the power struggle deprives his  Socrates, and toward the end of his      created conditions that allowed         opponents of the power to achieve  career he turned his considerable        citizens to live well. In his opinion,  their desires, which leads to  intellect to the business of politics,   however, no political system had        injustice—an evil that is exactly  most famously in the Republic.           yet existed that fulfilled this          contrary to the cornerstone of  Unsurprisingly, given that he had        objective—and the defects               Plato’s notion of the good life.  seen Socrates condemned and was          within them encouraged what  himself from a noble family, Plato       he saw as “evils,” or the opposite          In contrast, Plato argued, there  had little sympathy for democracy.       of these virtues.                       is a class of people who understand  But neither did he find much to                                                   the meaning of the good life:  commend in any other existing                The reason for this, Plato          philosophers. They alone recognize  form of government, all of which he      maintained, is that rulers, whether     the worth of virtues above the  believed led the state into “evils.”     in a monarchy, oligarchy (rule of the   pleasures of honor and money, and                                           few), or democracy, tend to rule in     they have devoted their lives to the                                           their own interests rather than for     pursuit of the good life. Because of                                           the good of the state and its people.   this, they do not lust after fame and                                           Plato explains that this is due to a    fortune, and so have no desire for                                           general ignorance of the virtues        political power—paradoxically this                                           that constitute the good life, which    is what qualifies them as ideal ❯❯    The good life  To understand what Plato meant  by “evils” in this context, it is  important to bear in mind the  concept of eudaimonia, the “good    Socrates chose to drink poison  rather than renounce his views. The  trial and conviction of Socrates caused  Plato to doubt the virtues of the  democratic political system of Athens.
38 PLATO    rulers. On face value, Plato’s                 The shipowner,                  Plato used the metaphor of the ship  argument would seem to be simply       who represents the general              of state to explain why philosophers  that “philosophers know best,” and                                             should be kings. Though he does not  (coming from a philosopher) might             populace, has no                 seek power, the navigator is the only  appear to contradict his assertion        knowledge of seafaring.              one who can steer a proper course—  that they have no desire to rule, but                                          much as the philosopher is the only  behind it he gives a much richer                                               one with the knowledge to rule justly.  and more subtle reasoning.    Ideal Forms                                        The sailors, who                      The navigator, who  From Socrates, Plato had learned               represent politicians,              represents the philosopher,  that virtue is not innate, but               vie with each other for the  dependent on knowledge and                                                              is not involved in the  wisdom, and in order to lead a                    shipowner’s favor.                      struggle for power.  virtuous life it is necessary first to  understand the essential nature of     examples of these Forms, and may        become kings.” Plato goes as far  virtue. Plato developed his mentor’s   show only a part of their nature.       as to suggest that they should be  ideas, showing that while we might     They are like inadequate reflections     compelled to take positions of  recognize individual instances of      or shadows of the real Forms.           power, in order to avoid the conflict  qualities such as justice, goodness,                                           and injustice inherent in other  or beauty, this does not allow us to       These ideal Forms, or Ideas,        forms of government.  understand what gives them their       as Plato called them, exist in a  essential nature. We might imitate     realm outside the world we live in,     Educating kings  them—acting in a way that we           accessible only via philosophical       Plato recognizes that this is a  think is just, for example—but this    reasoning and inquiry. It is this that  utopian stance, and goes on to  is mere mimicry rather than truly      makes philosophers uniquely             say, “…or those now called kings  behaving according to those virtues.   qualified to define what constitutes      must genuinely and adequately                                         the good life, and of leading a truly   philosophize,” suggesting the      In his Theory of Forms, Plato      virtuous life, rather than simply       education of a potential ruling class  suggested the existence of ideal       imitating individual examples           as a more practical proposition. In  archetypes of these virtues (and of    of virtue. Plato had already            his later dialogues Statesman and  everything that exists) that consist   demonstrated that to be good,           Laws, he describes a model for a  of the essence of their true nature;   the state has to be ruled by the        state in which this can be achieved,  this means that what we see as         virtuous, and while others value        teaching the philosophical skills  instances of these virtues are only    money or honor above all, only          necessary to understanding the                                         philosophers value knowledge and        good life, in the same way as any          The chief penalty              wisdom, and therefore virtue. It        other skills that can be of use to        is to be governed by             follows then that only the interests    society. However, he points out that         someone worse if a              of philosophers benefit the state,       not every citizen has the aptitude        man will not himself             and therefore “philosophers must         hold office and rule.                   Plato
ANCIENT POLITICAL THOUGHT 39         Democracy… is full of             even possible that they influenced         Plato        variety and disorder,            Chanakya in India when he wrote   dispensing a sort of equality         his treatise on training potential        Born around 427 BCE, Plato   to equals and unequals alike.         rulers. In medieval times, Plato’s        was originally called                                         influence spread to the Islamic            Aristocles, later acquiring the                 Plato                   empire and to Christian Europe,           nickname Plato (meaning                                         where Augustine incorporated              “broad”) because of his  and intellectual ability to learn      them into the teachings of the            muscular physique. From a  these skills. He suggests that where   Church. Later, Plato’s ideas were         noble Athenian family, he was  this education is appropriate—for      overshadowed by those of Aristotle,       probably expected to follow a  a small, intellectual elite—it should  whose advocacy of democracy               career in politics, but instead  be enforced rather than offered.       worked better with the political          became a disciple of the  Those chosen for power because         philosophers of the Renaissance.          philosopher Socrates and  of their “natural talents” should be                                             was present when his mentor  separated from their families and          Plato’s political notions have        chose to die rather than  reared in communes, so that their      been seen as unacceptably                 renounce his views.  loyalties are to the state.            authoritarian and elitist by later                                         thinkers, and they fell out of favor          Plato traveled widely      Plato’s political writings were    with many in the modern world             around the Mediterranean  influential in the ancient world, in    while it struggled to establish           before returning to Athens,  particular in the Roman empire,        democracy. He has been criticized         where he established a school  and echoed the notions of virtue       as advocating a totalitarian, or          of philosophy, the Academy,  and education in the political         at best paternalistic, system of          which numbered among its  philosophy of Chinese scholars         government run by an elite that           students the young Aristotle.  such as Confucius and Mozi. It is      claims to know what is best for           While teaching, he wrote a                                         everyone else. Recently, however,         number of books in the form of                                         his central notion of a political elite   dialogues, generally featuring                                         of “philosopher kings” has been           his teacher Socrates, exploring                                         reappraised by political thinkers. ■      ideas of philosophy and                                                                                   politics. He is believed to                                         Emperor Nero is said to have stood        have carried on teaching and                                         by and done nothing to help while a fire   writing well into his later                                         raged in the city of Rome. Plato’s ideal  years, and died at about the                                         of a philosopher king has been blamed     age of 80 in 348/347 BCE.                                         by some for the rise of such tyrants.                                                                                     Key works                                                                                     c.399–387 BCE Crito                                                                                   c.380–360 BCE Republic                                                                                   c.355–347 BCE Statesman,                                                                                   Laws
40                         IN CONTEXT    MAN IS                     IDEOLOGY  BY NATURE                  Democracy  A POLITICAL  ANIMAL                     FOCUS                             Political virtue  ARISTOTLE (384–322 BCE)                             BEFORE                             431 BCE Athenian statesman                             Pericles states that democracy                             provides equal justice for all.                               c.380–360 BCE In the                             Republic, Plato advocates                             rule by “philosopher kings,”                             who possess wisdom.                               AFTER                             13th century Thomas                             Aquinas incorporates                             Aristotle’s ideas into                             Christian doctrine.                               c.1300 Giles of Rome stresses                             the importance of the rule of                             law to living in a civil society.                               1651 Thomas Hobbes                             proposes a social contract to                             prevent man from living in a                             “brutish” state of nature.                             A ncient Greece was not a                                      unified nation-state as                                      we would recognize                           one today, but a collection of                           independent regional states                           with cities at their center. Each                           city-state, or polis, had its own                           constitutional organization: some,                           such as Macedon, were ruled by                           a monarch, while others, most                           notably Athens, had a form of                           democracy in which at least some                           of the citizens could participate                           in their government.                                 Aristotle, who was brought up                           in Macedon and studied in Athens,                           was well acquainted with the                           concept of the polis and its various                           interpretations, and his analytical
ANCIENT POLITICAL THOUGHT  41    See also: Plato 34–39 ■ Cicero 49 ■ Thomas Aquinas 62–69 ■  Giles of Rome 70 ■ Thomas Hobbes 96–103 ■ Jean-Jacques Rousseau 118–25      People come together                The purpose of our lives       to form households,              is to lead a “good life.”    households to form villages,  and villages to form cities.    We have developed ways of                                                    Aristotle    organizing city-states                                                                               The son of a physician to  in order to live a “good life.”                                              the royal family of Macedon,                                                                               Aristotle was born in Stagira,    Living in a society                   Anybody who lives                    Chalcidice, in the northeast of   organized by reason,                 outside the city-state is              modern Greece. He was sent   such as a city-state, is             either a beast or a god.               to Athens at 17 to study with  what makes us human.                                                         Plato at the Academy, and                                                                               remained there until Plato’s  Man is by nature a                                                           death 20 years later.   political animal.                                                           Surprisingly, Aristotle was not                                                                               appointed Plato’s successor to  mind made him well qualified           should be based on empirical data,     lead the Academy. He moved  to examine the merits of the city-    organized in the same way as the       to Ionia, where he made a  state. He also spent some time        taxonomy of the natural world.         study of wildlife, until he was  in Ionia classifying animals                                                 invited by Philip of Macedon  and plants according to their         Naturally social                       to be tutor to the young  characteristics. He was later to      Aristotle observed that humans         Alexander the Great.  apply these skills of categorization  have a natural tendency to form  to ethics and politics, which he saw  social units: individuals come             Aristotle returned to  as both natural and practical         together to form households,           Athens in 335 BCE to establish  sciences. Unlike his mentor, Plato,   households to form villages, and       a rival school to the Academy,  Aristotle believed that knowledge     villages to form cities. Just as some  at the Lyceum. While teaching  was acquired through observation      animals—such as bees or cattle         there, he formalized his ideas  rather than intellectual reasoning,   —are distinguished by their            on the sciences, philosophy,  and that the science of politics      disposition to live in colonies ❯❯     and politics, compiling a large                                                                               volume of writings, of which                                                                               few have survived. After the                                                                               death of Alexander in 323 BCE,                                                                               anti-Macedonian feeling in                                                                               Athens prompted him to leave                                                                               the city for Euboea, where he                                                                               died the following year.                                                                                 Key works                                                                                 c.350 BCE                                                                               Nicomachean Ethics                                                                               Politics                                                                               Rhetoric
42 ARISTOTLE    or herds, humans are by nature         ideas about ethics and the politics            Law is order, and  social. Just as he might define a       of the city-state. From his study           good law is good order.  wolf by saying it is by nature a pack  of the natural world, he gained a  animal, Aristotle says that “Man       notion that everything that exists                 Aristotle  is by nature a political animal.” By   has an aim or a purpose, and he  this, Aristotle means simply that      decided that for humans, this is to    by their very nature), but so that  Man is an animal whose nature it       lead a “good life.” Aristotle takes    they can live well. How well they  is to live socially in a polis; he is  this to mean the pursuit of virtues,   succeed in achieving this goal,  not implying a natural tendency        such as justice, goodness, and         he observes, depends on the type  towards political activity in the      beauty. The purpose of the polis,      of government they choose.  modern sense of the word.              then, is to enable us to live                                         according to these virtues. The        Species of rule      The idea that we have a            ancient Greeks saw the structure       An inveterate classifier of data,  tendency to live in large civil        of the state—which enables people      Aristotle devised a comprehensive  communities might seem relatively      to live together and protects the      taxonomy of the natural world, and  unenlightening today, but it is        property and liberty of its citizens   in his later works, especially  important to recognize that            —as a means to the end of virtue.      Politics, he set about applying the  Aristotle is explicitly stating that                                          same methodical skills to systems  the polis is just as much a creation       Aristotle identified various        of government. While Plato had  of nature as an ants’ nest. For him,   “species” and “sub-species” within     reasoned theoretically about the  it is inconceivable that humans        the polis. He found that what          ideal form of government, Aristotle  can live in any other way. This        distinguishes man from the other       chose to examine existing regimes  contrasts markedly with ideas          animals is his innate powers of        to analyze their strengths and  of civil society as an artificial       reason and the faculty of speech,      weaknesses. To do this, he asked  construct that has taken us out        which give him a unique ability        two simple questions: who rules,  of an uncivilized “state of nature”—   to form social groups and set up       and on whose behalf do they rule?  something Aristotle would not have     communities and partnerships.  understood. Anyone living outside      Within the community of a polis,           In answer to the first question,  a polis, he believed, was not human    the citizens develop an organization   Aristotle observes that there are  —he must be either superior to         that ensures the security, economic    basically three types of rule: by a  men (that is, a god) or inferior to    stability, and justice of the state;   single person, by a select few, or by  them (that is, a beast).               not by imposing any form of social     many. And in answer to the second                                         contract, but because it is in their   question, the rule could be either  The good life                          nature to do so. For Aristotle, the    on behalf of the population as a  This idea of the polis as a natural    different ways of organizing the life  whole, which he considered true or  phenomenon rather than a man-          of the polis exist not so that people  good government, or in the self-  made one underpins Aristotle’s         can live together (since they do this                                                                                  In ancient Athens, citizens debated                                                                                political affairs at a stone dais called                                                                                the Pnyx. To Aristotle, the active                                                                                participation of citizens in government                                                                                was essential for a healthy society.
ANCIENT POLITICAL THOUGHT 43    interest of the ruler or ruling class,  Aristotle’s Six Species of Government  a defective form of government.  In all, he identified six “species”                  Rule By                      Rule By       Rule  of rule, which came in pairs.                       A Single                     A Select     By The  Monarchy is rule by an individual                    Person                                    Many  on behalf of all; rule by an                                                       Few  individual in his own interests, or  tyranny, is corrupted monarchy.               True                               Aristocracy  Polity  Rule by aristocracy (which to the       Government  Greeks meant rule by the best,  rather than rule by hereditary noble                            Monarchy  families) is rule by a few for the  good of all; rule by a self-interested     Corrupt  few, or oligarchy, is its corrupted     Government  form. Finally, polity is rule by the  many for the benefit of all. Aristotle               Tyranny                      Oligarchy    Democracy  saw democracy as the corrupted  form of this last form of rule, as in   citizens are merely a part, he also      Although Aristotle categorizes  practice it entails ruling on behalf    examined the role of the individual      democracy as a “defective” form  of the many, rather than every          within the city-state. Again, he         of regime, he argues that it is  single individual.                      stresses Man’s natural inclination       only second best to polity, and                                          to social interaction, and defines        better than the “good” aristocracy      Aristotle argues that the self-     the citizen as one who shares            or monarchy. While the individual  interest inherent in the defective      in the structure of the civil            citizen may not have the wisdom and  forms of government leads to            community, not merely by electing        virtue of a good ruler, collectively  inequality and injustice. This          representatives, but through             “the many” may prove to be better  translates into instability, which      active participation. When this          rulers than “the one.”  threatens the role of the state and     participation is within a “good”  its ability to encourage virtuous       form of government (monarchy,                The detailed description and  living. In practice, however, the       aristocracy, or polity), it fosters the  analysis of the Classical Greek polis  city-states he studied did not all      ability of the citizen to lead a         seems on the face of it to have little  fall neatly into just one category,     virtuous life. Under a “defective”       relevance to the nation-states that  but exhibited characteristics           regime (tyranny, oligarchy, or           followed, but Aristotle’s ideas had  from the various types.                 democracy), the citizen becomes          a growing influence on European                                          involved with the self-interested        political thought throughout the      Although Aristotle had a            pursuits of the ruler or ruling class    Middle Ages. Despite being  tendency to view the polis as a         —the tyrant’s pursuit of power, the      criticized for his often authoritarian  single “organism,” of which the         oligarchs’ thirst for wealth, or the     standpoint (and his defense of                                          democrats’ search for freedom. Of        slavery and the inferior status of            The basis of a                all the possible regimes, Aristotle      women), his arguments in favor          democratic state                concludes, polity provides the best      of constitutional government                                          opportunity to lead a good life.         anticipate ideas that emerged               is liberty.                                                         in the Enlightenment. ■              Aristotle
44                        IN CONTEXT    A SINGLE                  IDEOLOGY  WHEEL DOES                Realism  NOT MOVE                            FOCUS  CHANAKYA C.350–C.275 BCE  Utilitarian                              BEFORE                            6th century BCE The Chinese                            general Sun Tzu writes his                            treatise The Art of War,                            bringing an analytical                            approach to statecraft.                              424 BCE Mahapadma Nanda                            establishes the Nanda dynasty                            in India, and relies on his                            generals for tactical advice.                              AFTER                            c.65 BCE The Mauryan empire,                            which Chanakya helped to                            found, reaches its height and                            rules over all but the southern                            tip of the Indian subcontinent.                              1904 Texts of Chanakya’s                            treatises are rediscovered                            and, in 1915, are translated                            into English.                              D uring the 5th and 4th                                       centuries BCE, the Nanda                                       dynasty slowly gained                            control over the northern half of the                            Indian subcontinent, defeating its                            rivals one by one and holding off                            the threat of invasion by the Greeks                            and Persians from the west. The                            rulers of this expanding empire                            relied on generals for tactical advice                            in battle, but they also began to                            recognize the value of ministers                            to advise on matters of policy                            and government. Scholars,                            especially those from Takshashila,                            a university established c.600 BCE                            in Rawalpindi, now part of Pakistan,                            frequently became these ministers.                            Many important thinkers developed
ANCIENT POLITICAL THOUGHT           45    See also: Confucius 20–27 ■ Sun Tzu 28–31 ■ Mozi 32–33 ■ Plato 34–39 ■ Aristotle 40–43 ■  Niccolò Machiavelli 74–81     A ruler is responsible for the welfare,                                         he believed, was the responsibility  security, and discipline of his people.                                          of a sovereign who would ensure                                                                                   his people’s well-being and security  He needs to have a wide range of knowledge,                                      by administering order and justice,          skills, and personal qualities.                                          and leading his country to victory                                                                                   over rival states. The power to carry     He must be trained in               While in office, he must                   out his duties to his country and its  self-discipline and statecraft         be advised by able and                    people is dependent on several                                         experienced ministers.                    different factors, which Chanakya       before taking office.                                                        describes in Arthashastra: the                                                                                   personal qualities of the ruler,    Governance is possible only                                                    the abilities of his advisors, his  with assistance. A single wheel                                                  territory and towns, his wealth,                                                                                   his army, and his allies.              does not move.                                                                                       The sovereign, as head of  their ideas at Takshashila, but        describing in direct terms how            state, has the central role in this  perhaps the most significant            power could be gained and                 system of government. Chanakya  was Chanakya (also known as            maintained, and for the first time         emphasizes the importance of  Kautilya and Vishnugupta). He          in India, it explicitly described a       finding a ruler with the appropriate  wrote a treatise on statecraft titled  civil structure in which ministers        qualities, but then goes on to say  Arthashastra, meaning “the science     and advisors played a key role            that personal qualities of leadership  of material gain” or “the art of       in the running of the state.              are not sufficient on their own: the  polity.” Arthashastra combined the                                               sovereign must also be trained  accumulated wisdom of the art of           A commitment to the prosperity        for the job. He must learn the  politics with Chanakya’s own           of the state lies at the heart of         various skills of statecraft, such as  ideas, and was remarkable in its       Chanakya’s political thought, and         military tactics and strategy, law,  dispassionate, and at times ruthless,  he makes repeated references to           administration, and the arts of  analysis of the business of politics.  the welfare of the people as the          diplomacy and politics, but in                                         ultimate goal of government. This,        addition he should be taught the                                                                                   skills of self-discipline and ethics in                                                                                   order to develop the moral authority                                                                                   necessary to command the❯❯    Advising the sovereign                 The lion capital of Ashoka stood on  Although sections of the treatise      top of a pillar in Sarnath at the center  dealt with the moral qualities         of the Mauryan empire. Chanakya  desirable in the leader of a state,    helped to found this powerful empire,  the emphasis was on the practical,     which came to rule nearly all of India.
46 CHANAKYA             All things begin               Indian political philosophers of the   choose from a number of different             with counsel.                time. Arthashastra is not a work of    tactics, ranging from conciliation,             Chanakya                     moral philosophy, but a practical      encouraging dissent in the enemy’s                                          guide to governance, and in            ranks, and forming alliances of  loyalty and obedience of his people.    ensuring the welfare and security      convenience with other rulers, to  Before taking office, the sovereign      of the state it often advocates using  the simple use of military force. In  needs assistance from experienced       whatever means are necessary.          deploying these tactics, the ruler  and knowledgable teachers.              Although Arthashastra advocates        should be ruthless, using trickery,                                          a regime of learning and self-         bribery, and any other inducements      Once instated, a wise sovereign     discipline for an ideal ruler, and     deemed necessary. Although this  does not rely solely on his own         mentions certain moral qualities,      seems contradictory to the moral  wisdom, but can turn to trusted         it doesn’t flinch from describing       authority Chanakya advocates in  ministers and advisors for              how to use underhanded methods         a leader, he stipulates that after  counsel. In Chanakya’s view, such       to gain and maintain power.            victory has been achieved, the ruler  individuals are as important as the     Chanakya was a shrewd observer         should “substitute his virtues for  sovereign in governing the state.       of human weaknesses as well as         the defeated enemy’s vices, and  In Arthashastra, Chanakya states:       strengths, and he was not above        where the enemy was good, he  “Governance is possible only with       exploiting these to increase the       shall be twice as good.”  assistance—a single wheel does          sovereign’s power and undermine  not move.” This is a warning to the     that of the sovereign’s enemies.       Intelligence and espionage  sovereign not to be autocratic, but to                                         Arthashastra reminds rulers that  arrive at decisions of state after          This is particularly noticeable    military advisors are also needed,  consulting his ministers.               in his advice on defending and         and the gathering of information                                          acquiring territory. Here he           is important for decision-making.      The appointment of ministers        recommends that the ruler and his      A network of spies is vital in  with the necessary qualifications is     ministers should carefully assess      assessing the threat posed by  therefore just as important as the      the strength of their enemies          neighboring states, or to judge the  people’s choice of leader. The          before deciding on a strategy to       feasibility of acquiring territory; but  ministers can provide a range of        undermine them. They can then  knowledge and skills. They must                                                           His advisors form a  be utterly trustworthy, not only so              A ruler is a single                     second wheel to help  that the sovereign can rely on their              wheel, and cannot                    move the state forward.  advice, but also to ensure that                 guide the state well.  decisions are made in the interests                                                  In Chanakya’s analogy, the  of the state and its people—if                                                       state is like a chariot with the  necessary, preventing a corrupt ruler                                                sovereign forming one wheel and  from acting in his own interests.                                                    his ministers making up the other;                                                                                       in order to move and be steered in  The end justifies the means                                                           the right direction, the chariot  It was this recognition of the                                                       needs both wheels.  realities of human nature that  distinguished Chanakya from other
ANCIENT POLITICAL THOUGHT 47      Through ministerial eyes  others’ weaknesses are seen.              Chanakya    Chanakya goes further, suggesting     Arthashastra comparison with         Elephants played a big role in Indian  that espionage within the state is    Machiavelli’s The Prince, written    warfare, often terrifying enemies so  also a necessary evil in order to     around 2,000 years later. However,   much that they would withdraw rather  ensure social stability. At home and  the central doctrine, of rule by a   than fight. Chanakya developed new  in international relations, morality  sovereign and ministers, has more    strategies for warfare with elephants.  is of secondary importance to the     in common with Confucius and  protection of the state. The state’s  Mozi, or Plato and Aristotle, whose  Maurya, who successfully defeated  welfare is used as justification for   ideas Chanakya may have come         King Nanda to establish the  clandestine operations, including     across as a student in Takshashila.  Mauryan empire in around 321 BCE.  political assassination, should this                                       This became the first empire to  be necessary, aimed at reducing       A proven philosophy                  cover the majority of the Indian  the threat of opposition.             The advice contained in the pages    subcontinent, and Maurya also                                        of Arthashastra soon proved its      successfully held off the threat      This amoral approach to taking    usefulness when adopted by           from Greek invaders led by  and holding on to power, and the      Chanakya’s protegé Chandragupta      Alexander the Great. Chanakya’s  advocacy of a strict enforcement of                                        ideas were to influence government  law and order, can be seen either                                          and policy-making for several  as shrewd political awareness or                                           centuries, until India eventually  as ruthlessness, and has earned                                            succumbed to Islamic and                                                                             Mughal rule in the Middle Ages.  Chanakya                              be Nanda’s rival. Chandragupta                                        overthrew Dhana Nanda and                The text of Arthashastra  The birthplace of Indian              founded the Mauryan empire,          was rediscovered in the early  scholar Chanakya is not certain.      which governed all of modern         20th century, and regained some  It is known that he studied and       India except the very south.         of its importance in Indian political  taught in Takshashila (modern         Chanakya became chief advisor        thinking, gaining iconic status  Taxila, Pakistan). Leaving            to Chandragupta, but is said to      after India won independence  Takshashila to become involved        have starved himself to death        from Great Britain in 1948.  in government, he traveled to         after being falsely accused by       Despite its central place in Indian  Pataliputra, where he became          Chandragupta’s son, Bindusara,       political history, it was little known  an advisor to King Dhana Nanda.       of poisoning his mother.             in the West, and it is only recently  There are many conflicting                                                  that Chanakya has been  accounts of what happened             Key works                            recognized outside India as  next, but all agree that he left                                           a significant political thinker. ■  the Nanda court after a dispute,      4th century BCE  and in revenge groomed the            Arthashastra  young Chandragupta Maurya to          Neetishastra
48                   IF EVIL MINISTERS ENJOY                 SAFETY AND PROFIT,                THIS IS THE BEGINNING                 OF DOWNFALL                               HAN FEI TZU (280–233 BCE)    IN CONTEXT                      D uring China’s Warring                Confucian idea of leading by                                             States period, between the  example and Mozi’s belief in the  IDEOLOGY                                   5th and 3rd centuries BCE,  innate goodness of human nature,  Legalism                        rulers were vying for power over a     and instead took the more cynical                                  unified Chinese empire, and a new       view that people naturally acted  FOCUS                           political philosophy emerged to suit   to avoid punishment and achieve  State laws                      these turbulent times. Thinkers        personal gain. The only way that                                  such as Shang Yang (390–338 BCE),      this could be controlled, the  BEFORE                          Shen Dao (c. 350–275 BCE), and Shen    Legalists argued, was by a system  5th century BCE Confucius       Buhai (died 337 BCE) advocated a       that emphasized the wellbeing  advocates a hierarchy           much more authoritarian approach       of the state over the rights of the  based on traditional family     to government, which became            individual, with strict laws to  relationships, with the         known as Legalism. Formalized          punish undesirable behavior.  sovereign and his ministers     and put into practice by Han  ruling by example.              Fei Tzu, Legalism rejected the             Administration of these                                                                         laws was handled by the ruler’s  4th century BCE Mozi              To govern the state by law           ministers, who in turn were subject  proposes a purely meritocratic        is to praise the right           to laws that held them accountable,  class of ministers and               and blame the wrong.              with punishments and favors  advisors chosen for their                 Han Fei Tzu                  given by the ruler. In this way,  virtue and ability.                                                    the hierarchy with the ruler at the                                                                         top could be maintained, and  AFTER                                                                  corruption and intrigue among the  2nd century BCE After the                                              bureaucracy could be controlled.  Warring States period ends,                                            It was vitally important to the  China’s Han dynasty                                                    safety of the state in times of war  rejects Legalism and                                                   that the ruler could rely on his  adopts Confucianism.                                                   ministers and that they should                                                                         be acting in the interests of the  589–618 CE Legalist principles                                         state rather than for their own  are revived during the Sui                                             personal advancement. ■  dynasty in an attempt to  unify the Chinese empire.       See also: Confucius 20–27 ■ Sun Tzu 28–31 ■ Mozi 32–33 ■                                  Thomas Hobbes 96–103 ■ Mao Zedong 260–65
                                
                                
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